Financial Management Professionals, Inc. — Q4 2014 13F Holdings

Name: Financial Management Professionals, Inc. — 13F Holdings, Q4 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001568132

Total reported value

$1.1B

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Full holdings list this quarter

Showing top 200 holdings (of 342 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHV	Schwab US Large-cap Value	ETF-Other	22.94%	-0.23%	+6.55%
2	SCHX	Schwab US Large-cap ETF	ETF-Other	10.49%	-0.68%	-8.22%
3	SCHB	Schwab US Broad Market ETF	ETF-Other	8.10%	—	+178.60%
4	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	7.25%	—	—
5	IWB	Ishares Russell 1000 ETF	ETF-Other	4.94%	+0.68%	+1.77%
6	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.59%	+0.11%	-0.56%
7	VT	Vanguard Tot World Stk ETF	ETF-Other	3.45%	—	+3.91%
8	FETUSD	Forum Energy Technologies In	Stock-Other	3.24%	—	—
9	IYW	Ishares Ustechnology ETF	ETF-Tech	2.77%	—	+68.44%
10	FSICUSD	Fs Kkr Capital CORP	Stock-Other	2.33%	—	—
11	MAIN	Main Street Capital CORP	Stock-Financials	2.25%	—	—
12	HEFA	Isha Curr Hedged Msci Eafe	ETF-Other	2.22%	—	—
13	XTN	Ss Spdr S&p Transport ETF	ETF-Other	2.14%	—	-1.26%
14	SCHH	Schwab US Reit ETF	ETF-Other	1.97%	—	-0.21%
15	FBT	First Trust Nyse Arca Biotec	ETF-Other	1.96%	—	—
16	XOM	Exxon Mobil CORP	Stock-Energy	1.88%	-0.13%	+5.50%
17	GMF	State Street Spdr S&p Emergi	ETF-Other	1.77%	—	—
18	✓	Rydex ETF Trust	ETF-Other	1.63%	—	—
19	FXG	First Trust Consumer Staples	ETF-Other	1.58%	—	—
20	VO	Vanguard Mid-cap ETF	ETF-Other	1.27%	-0.06%	+0.53%
21	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.21%	—	+2.17%
22	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.12%	-0.05%	+9.77%
23	PEP	Pepsico INC	Stock-Consumer Staples	0.89%	—	—
24	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.73%	—	—
25	PBJUSD	Invesco Dynamic Food & Bever	ETF-Other	0.70%	—	—
26	✓	Tcp Cap CORP	Stock-Other	0.54%	—	—
27	SHW	Sherwin-williams Co/the	Stock-Materials	0.37%	—	—
28	AAL	American Airlines Group INC	Stock-Industrials	0.33%	—	+10.00%
29	SWVXX	Schwa Prime Adv Money Fd-inv	Stock-Other	0.32%	—	—
30	YUM	Yum! Brands INC	Stock-Consumer Disc	0.26%	—	+1.68%
31	BTU	Peabody Energy Corporation	Stock-Energy	0.25%	—	—
32	AAPL	Apple INC	Stock-Tech	0.20%	+0.04%	+31.76%
33	KMI	Kinder Morgan INC	Stock-Energy	0.16%	—	+113800.00%
34	CVX	Chevron CORP	Stock-Energy	0.16%	—	—
35	SCHA	Schwab US Small-cap ETF	ETF-Other	0.15%	—	—
36	PM	Philip Morris International	Stock-Consumer Staples	0.14%	—	—
37	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	0.13%	—	—
38	JPM	Jpmorgan Chase & Co	Stock-Financials	0.12%	—	—
39	PCG	P G & E CORP	Stock-Utilities	0.12%	—	—
40	DUK	Duke Energy CORP	Stock-Utilities	0.11%	—	—
41	SO	Southern Co/the	Stock-Utilities	0.11%	—	—
42	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.11%	—	+0.34%
43	COP	Conocophillips	Stock-Energy	0.11%	—	+0.36%
44	MO	Altria Group INC	Stock-Consumer Staples	0.09%	—	—
45	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.09%	—	—
46	PFE	Pfizer INC	Stock-Healthcare	0.08%	—	—
47	KRG	Kite Realty Group Trust	Stock-Real Estate	0.07%	—	—
48	INTC	Intel CORP	Stock-Tech	0.07%	—	—
49	TSLA	Tesla INC	Stock-Consumer Disc	0.07%	—	—
50	PSX	Phillips 66	Stock-Energy	0.06%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Financial Management Professionals, Inc. for the quarter ending Q4 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHB	Schwab US Broad Market ETF	+4.7%	+178.60%	Add
2	IYW	Ishares Ustechnology ETF	+0.8%	+68.44%	Add
3	KMI	Kinder Morgan INC	+0.2%	+113800.00%	Add
4	SHV	Ishares 0-1 Year Treasury Bo	+0.1%	NEW	New buy
5	AAL	American Airlines Group INC	+0.1%	+10.00%	Add
6	SAFR 0.45 01-15-16 0000	Safra National Bank	0%	NEW	New buy
7	AAPL	Apple INC	0%	+31.76%	Add
8	✓	Southcross Energy Partners L	0%	+200.00%	Add
9	MRO*	Marathon Oil CORP	0%	NEW	New buy
10	SHW	Sherwin-williams Co/the	0%	—	Unchanged
11	BTU	Peabody Energy Corporation	0%	—	Unchanged
12	✓	United States Natl Gas Fund	0%	—	Unchanged
13	IWO	Ishares Russell 2000 Growth	-0.1%	—	Unchanged
14	XTN	Ss Spdr S&p Transport ETF	-0.2%	-1.26%	Trim
15	SCHH	Schwab US Reit ETF	-0.2%	-0.21%	Trim
16	IVE	Ishares S&p 500 Value ETF	-0.2%	+2.17%	Add
17	VO	Vanguard Mid-cap ETF	-0.2%	+0.53%	Add
18	VEU	Vanguard Ftse All-world Ex-u	-0.2%	+9.77%	Add
19	XOM	Exxon Mobil CORP	-0.4%	+5.50%	Add
20	VT	Vanguard Tot World Stk ETF	-0.7%	+3.91%	Add
21	VTI	Vanguard Total Stock Mkt ETF	-0.7%	-0.56%	Trim
22	IWB	Ishares Russell 1000 ETF	-0.8%	+1.77%	Add
23	FETUSD	Forum Energy Technologies In	-2.7%	—	Unchanged
24	SCHV	Schwab US Large-cap Value	-2.8%	+6.55%	Add
25	SCHX	Schwab US Large-cap ETF	-3.1%	-8.22%	Trim
26	HYS	Pimco 0-5 Year H/y CORP Bond	—	NEW	New buy
27	✓	Powershares ETF Trust	—	EXIT	Sold out
28	✓	Powershares ETF Trust	—	EXIT	Sold out
29	FSICUSD	Fs Kkr Capital CORP	—	NEW	New buy
30	MAIN	Main Street Capital CORP	—	NEW	New buy
31	HEFA	Isha Curr Hedged Msci Eafe	—	NEW	New buy
32	EFV	Ishares Msci Eafe Value ETF	—	EXIT	Sold out
33	FBT	First Trust Nyse Arca Biotec	—	NEW	New buy
34	XSD	Ss Spdr S&p Semiconductor	—	EXIT	Sold out
35	GMF	State Street Spdr S&p Emergi	—	NEW	New buy
36	✓	Powershares ETF Trust Ii	—	EXIT	Sold out
37	✓	Rydex ETF Trust	—	NEW	New buy
38	FXG	First Trust Consumer Staples	—	NEW	New buy
39	PBJUSD	Invesco Dynamic Food & Bever	—	NEW	New buy
40	✓	Powershares ETF Trust	—	EXIT	Sold out
41	✓	Tcp Cap CORP	—	NEW	New buy
42	UVXY	ProShares Ultra VIX Short-Term Futures ETF	—	EXIT	Sold out
43	SWVXX	Schwa Prime Adv Money Fd-inv	—	NEW	New buy
44	PBT	Permian Basin Royalty Trust	—	EXIT	Sold out
45	KMI	Kinder Morgan, Inc.	—	EXIT	Sold out
46	GMATBK 0.35 12-12-14 0000	Ally Bank	—	EXIT	Sold out
47	GS 0.5 03-07-16 0000	Goldman Sachs Bank USA	—	NEW	New buy
48	✓	Griffin American *	—	EXIT	Sold out
49	C 3 11-25-14 CD	Citibank NA	—	EXIT	Sold out
50	ECFAX	Eaton Vance Flng Rt Adv-c	—	NEW	New buy