Financial Management Professionals, Inc. — Q3 2017 13F Holdings

Name: Financial Management Professionals, Inc. — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001568132

Total reported value

$1.1B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 278 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHX	Schwab US Large-cap ETF	ETF-Other	33.50%	-0.68%	+147.78%
2	SCHF	Schwab Intl Equity ETF	ETF-Other	14.02%	-0.18%	+49.39%
3	IWB	Ishares Russell 1000 ETF	ETF-Other	5.93%	+0.68%	+1.80%
4	HYLS	Ft Tactical High Yield ETF	ETF-High Yield	5.48%	—	+1.87%
5	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	4.59%	-1.27%	+2.95%
6	LEMB	Ishares Jp Morgan Em Local C	ETF-Other	4.16%	—	+1.05%
7	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	3.64%	-0.13%	+0.77%
8	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.51%	+0.11%	+14456.00%
9	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	2.14%	—	+1.74%
10	FETUSD	Forum Energy Technologies In	Stock-Other	1.97%	—	—
11	SOXX	Ishares Semiconductor ETF	ETF-Other	1.80%	—	-0.83%
12	VO	Vanguard Mid-cap ETF	ETF-Other	1.49%	-0.06%	+2.01%
13	ITB	Ishares U.s. Home Constructi	ETF-Other	1.46%	—	—
14	✓	Invesco Global Listed Private Equity ETF	ETF-Other	1.40%	—	—
15	ITA	Ishares U.s. Aerospace & Def	ETF-Other	1.37%	-0.15%	—
16	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.36%	-0.05%	+1.17%
17	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.33%	—	+1.86%
18	XHE	Ss Spdr S&p Hc Equip ETF	ETF-Other	1.22%	—	+6.02%
19	XOM	Exxon Mobil CORP	Stock-Energy	1.02%	-0.13%	-0.03%
20	QTEC	First Trust Nasdq 100 Tech I	ETF-Tech	1.00%	—	-1.55%
21	PTHUSD	Invesco Dwa Healthcare Momen	ETF-Other	0.91%	—	—
22	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	0.90%	—	+26065.71%
23	✓	Amg Pantheon Credit Solutions Fd S Cl	Stock-Other	0.52%	—	—
24	MAIN	Main Street Capital CORP	Stock-Financials	0.46%	—	-0.21%
25	AAL	American Airlines Group INC	Stock-Industrials	0.29%	—	—
26	SHW	Sherwin-williams Co/the	Stock-Materials	0.28%	—	—
27	AAPL	Apple INC	Stock-Tech	0.19%	+0.04%	-5.42%
28	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.16%	+1.63%	—
29	SLB	Slb LTD	Stock-Energy	0.16%	—	-1.92%
30	PM	Philip Morris International	Stock-Consumer Staples	0.16%	—	—
31	✓	NXP Semi-conductors - submitte	Stock-Other	0.12%	—	—
32	BTU	Peabody Energy Corporation	Stock-Energy	0.12%	—	—
33	PCG	P G & E CORP	Stock-Utilities	0.12%	—	—
34	JPM	Jpmorgan Chase & Co	Stock-Financials	0.11%	—	-5.48%
35	META	Meta Platforms Inc-class A	Stock-Comm Services	0.10%	—	-4.44%
36	CVX	Chevron CORP	Stock-Energy	0.10%	—	-4.84%
37	MO	Altria Group INC	Stock-Consumer Staples	0.10%	—	—
38	DUK	Duke Energy CORP	Stock-Utilities	0.10%	—	—
39	PEP	Pepsico INC	Stock-Consumer Staples	0.09%	—	—
40	TSLA	Tesla INC	Stock-Consumer Disc	0.09%	—	—
41	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.09%	—	-4.97%
42	SO	Southern Co/the	Stock-Utilities	0.09%	—	—
43	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.08%	—	—
44	T	At&t INC	Stock-Comm Services	0.08%	—	+0.07%
45	PFE	Pfizer INC	Stock-Healthcare	0.07%	—	—
46	AXP	American Express Company	Stock-Financials	0.06%	—	—
47	PSX	Phillips 66	Stock-Energy	0.06%	—	—
48	LUV	Southwest Airlines Co	Stock-Industrials	0.06%	—	—
49	✓	Griffin Cap Essential Asset	Stock-Other	0.06%	—	+1.69%
50	✓		Stock-Other	0.06%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Financial Management Professionals, Inc. for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHX	Schwab US Large-cap ETF	+20%	+147.78%	Add
2	SCHF	Schwab Intl Equity ETF	+4.8%	+49.39%	Add
3	VTI	Vanguard Total Stock Mkt ETF	+3.5%	+14456.00%	Add
4	EEM	Ishares Msci Emerging Market	+0.9%	+26065.71%	Add
5	GSLC	Goldman Activebeta US Lc ETF	+0.1%	+2.95%	Add
6	SOXX	Ishares Semiconductor ETF	+0.1%	-0.83%	Trim
7	VWO	Vanguard Ftse Emerging Marke	+0.1%	+0.77%	Add
8	IWB	Ishares Russell 1000 ETF	+0.1%	+1.80%	Add
9	XHE	Ss Spdr S&p Hc Equip ETF	+0.1%	+6.02%	Add
10	LEMB	Ishares Jp Morgan Em Local C	+0.1%	+1.05%	Add
11	DBEF	Xtrackers Msci Eafe Hedged E	0%	+1.74%	Add
12	VEU	Vanguard Ftse All-world Ex-u	0%	+1.17%	Add
13	QTEC	First Trust Nasdq 100 Tech I	0%	-1.55%	Trim
14	VO	Vanguard Mid-cap ETF	0%	+2.01%	Add
15	IVE	Ishares S&p 500 Value ETF	0%	+1.86%	Add
16	✓	Amg Pantheon Credit Solutions Fd S Cl	—	—	Unchanged
17	MAIN	Main Street Capital CORP	—	-0.21%	Trim
18	BTU	Peabody Energy Corporation	—	—	Unchanged
19	META	Meta Platforms Inc-class A	—	-4.44%	Trim
20	AEP	American Electric Power Company, Inc.	0%	-4.97%	Trim
21	PM	Philip Morris International	0%	—	Unchanged
22	CSCO	Cisco Systems INC	0%	-20.61%	Trim
23	MO	Altria Group INC	0%	—	Unchanged
24	YUMC	Yum China Holdings INC	0%	-59.84%	Trim
25	XOM	Exxon Mobil CORP	0%	-0.03%	Trim
26	FETUSD	Forum Energy Technologies In	0%	—	Unchanged
27	AAL	American Airlines Group INC	0%	—	Unchanged
28	SMMU	Pimco Shrt Trm Muni Bnd ETF	-0.1%	-85.30%	Trim
29	HYLS	Ft Tactical High Yield ETF	-0.1%	+1.87%	Add
30	EPP	Ishares Msci Pacific Ex Japa	-3.3%	-99.91%	Trim
31	SCHG	Schwab US Large-cap Growth	-10.7%	-99.93%	Trim
32	SCHA	Schwab US Small-cap ETF	-12.3%	-99.73%	Trim
33	EZU	Ishares Msci Eurozone ETF	—	EXIT	Sold out
34	VIS	Vanguard Industrials ETF	—	EXIT	Sold out
35	ITB	Ishares U.s. Home Constructi	—	NEW	New buy
36	IAT	Ishares US Regional Banks Et	—	EXIT	Sold out
37	✓	Invesco Global Listed Private Equity ETF	—	NEW	New buy
38	ITA	Ishares U.s. Aerospace & Def	—	NEW	New buy
39	HEDJ	Wisdomtree Europe Hedged Equ	—	EXIT	Sold out
40	PTHUSD	Invesco Dwa Healthcare Momen	—	NEW	New buy
41	VFH	Vanguard Financials ETF	—	EXIT	Sold out
42	DXJ	Wisdomtree Japan Hedged Eq	—	EXIT	Sold out
43	SPEU	State Street Spdr Portfolio	—	EXIT	Sold out
44	HSBC 8.125 PERP	Hsbc Holdings PLC	—	EXIT	Sold out
45	ADBE	Adobe INC	—	EXIT	Sold out
46	TRMB	Trimble INC	—	EXIT	Sold out
47	ZION	Zions Bancorp NA	—	EXIT	Sold out
48	✓	Whole Foods Mkt INC	—	EXIT	Sold out
49	ECL	Ecolab INC	—	EXIT	Sold out
50	MDT	Medtronic plc	—	EXIT	Sold out