Financial Management Professionals, Inc. — Q3 2013 13F Holdings

Name: Financial Management Professionals, Inc. — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001568132

Total reported value

$1.1B

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Full holdings list this quarter

Showing top 200 holdings (of 302 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IWS	Ishares Russell Mid-cap Valu	ETF-Other	25.43%	—	+1.74%
2	SCHA	Schwab US Small-cap ETF	ETF-Other	11.22%	—	+0.36%
3	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	8.36%	—	+2.48%
4	SCHX	Schwab US Large-cap ETF	ETF-Other	6.92%	-0.68%	+45.66%
5	BWZ	State Street Spdr Bloomberg	ETF-Other	6.78%	-2.73%	—
6	VT	Vanguard Tot World Stk ETF	ETF-Other	6.21%	—	—
7	IWB	Ishares Russell 1000 ETF	ETF-Other	4.13%	+0.68%	+2.30%
8	✓	Powershares ETF Trust	ETF-Other	2.86%	—	+0.52%
9	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	2.38%	—	+2.07%
10	IYG	Ishares U.s. Financial Servi	ETF-Other	2.10%	—	-0.17%
11	✓	Powershares ETF Trust	ETF-Other	2.03%	—	+184251.79%
12	IBB	Ishares Biotechnology ETF	ETF-Tech	2.02%	—	+0.52%
13	✓	Powershares ETF Trust	ETF-Other	2.00%	—	+0.56%
14	XTN	Ss Spdr S&p Transport ETF	ETF-Other	1.92%	—	+0.86%
15	XOM	Exxon Mobil CORP	Stock-Energy	1.77%	-0.13%	+0.10%
16	RXI	Ishares Global Consumer Disc	ETF-Other	1.55%	—	+0.77%
17	XLF	Ss Financial Select Sector	ETF-Other	1.47%	—	—
18	VO	Vanguard Mid-cap ETF	ETF-Other	1.10%	-0.06%	+1.85%
19	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	0.99%	—	+1.97%
20	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.98%	-0.05%	+2.47%
21	PEP	Pepsico INC	Stock-Consumer Staples	0.85%	—	-0.64%
22	CVX	Chevron CORP	Stock-Energy	0.28%	—	+0.24%
23	YUM	Yum! Brands INC	Stock-Consumer Disc	0.27%	—	-3.13%
24	BTU	Peabody Energy Corporation	Stock-Energy	0.21%	—	—
25	AAPL	Apple INC	Stock-Tech	0.20%	+0.04%	-6.87%
26	PBT	Permian Basin Royalty Trust	Stock-Other	0.19%	—	—
27	DELL	Dell Technologies Inc.	Stock-Tech	0.18%	—	—
28	PM	Philip Morris International	Stock-Consumer Staples	0.17%	—	—
29	DFS 0.25 07-03-14 0000	Discover Bank	Stock-Other	0.16%	—	—
30	KMI	Kinder Morgan, Inc.	Stock-Energy	0.15%	—	—
31	HMSTBK 0.1 11-25-13 0000	Homestreet Bank	Stock-Other	0.15%	—	—
32	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.14%	—	+4.50%
33	JPM	Jpmorgan Chase & Co	Stock-Financials	0.13%	—	-6.64%
34	GMATBK 0.15 10-25-13 0000	Ally Bank	Stock-Other	0.12%	—	—
35	FE	Firstenergy CORP	Stock-Utilities	0.11%	—	—
36	MO	Altria Group INC	Stock-Consumer Staples	0.10%	—	+11.39%
37	SO	Southern Co/the	Stock-Utilities	0.10%	—	—
38	PCG	P G & E CORP	Stock-Utilities	0.10%	—	—
39	DUK	Duke Energy CORP	Stock-Utilities	0.10%	—	—
40	SAFR 0.25 08-29-14 0000	Safra National Bank	Stock-Other	0.09%	—	—
41	MSFT	Microsoft CORP	Stock-Tech	0.08%	—	—
42	GS 5 10-15-13	Goldman Sachs Bank USA	Stock-Financials	0.08%	—	—
43	SAFR 0.45 05-14-14 0000	Safra National Bank	Stock-Other	0.08%	—	—
44	PFE	Pfizer INC	Stock-Healthcare	0.08%	—	+4.83%
45	COP	Conocophillips	Stock-Energy	0.08%	—	+0.56%
46	T	At&t INC	Stock-Comm Services	0.07%	—	+10.12%
47	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.07%	—	—
48	COF 5 11-19-13	Capital One Bank USA NA	Stock-Financials	0.07%	—	—
49	✓	United States Natl Gas Fund	Stock-Other	0.07%	—	—
50	LA CALMED 4 03-01-2018	Calcasieu Etc Hosp	Stock-Other	0.07%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Financial Management Professionals, Inc. for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Powershares ETF Trust	+2%	+184251.79%	Add
2	SCHX	Schwab US Large-cap ETF	+1.6%	+45.66%	Add
3	IBB	Ishares Biotechnology ETF	0%	+0.52%	Add
4	TSLA	Tesla INC	0%	+7.20%	Add
5	HD	Home Depot INC	0%	+697.67%	Add
6	✓	Jds Uniphase CORP	0%	+125000.00%	Add
7	SCZ	Ishares Msci Eafe Small-cap	0%	+2.07%	Add
8	AAPL	Apple INC	0%	-6.87%	Trim
9	PBT	Permian Basin Royalty Trust	0%	—	Unchanged
10	PCG	P G & E CORP	0%	—	Unchanged
11	JPM	Jpmorgan Chase & Co	0%	-6.64%	Trim
12	VEU	Vanguard Ftse All-world Ex-u	-0.1%	+2.47%	Add
13	VO	Vanguard Mid-cap ETF	-0.1%	+1.85%	Add
14	RXI	Ishares Global Consumer Disc	-0.1%	+0.77%	Add
15	✓	Powershares ETF Trust	-0.1%	+0.56%	Add
16	SHV	Ishares 0-1 Year Treasury Bo	-0.1%	-87.57%	Trim
17	IVE	Ishares S&p 500 Value ETF	-0.1%	+1.97%	Add
18	✓	Powershares ETF Trust	-0.2%	+0.52%	Add
19	PEP	Pepsico INC	-0.2%	-0.64%	Trim
20	XTN	Ss Spdr S&p Transport ETF	-0.2%	+0.86%	Add
21	IYG	Ishares U.s. Financial Servi	-0.3%	-0.17%	Trim
22	XOM	Exxon Mobil CORP	-0.4%	+0.10%	Add
23	IWB	Ishares Russell 1000 ETF	-0.5%	+2.30%	Add
24	DEM	Wisdomtree Emerging Markets	-0.7%	+2.48%	Add
25	SCHA	Schwab US Small-cap ETF	-0.9%	+0.36%	Add
26	IWS	Ishares Russell Mid-cap Valu	-2.8%	+1.74%	Add
27	BWZ	State Street Spdr Bloomberg	—	NEW	New buy
28	VT	Vanguard Tot World Stk ETF	—	NEW	New buy
29	TLT	iShares 20+ Year Treasury Bond ETF	—	EXIT	Sold out
30	VWO	Vanguard Ftse Emerging Marke	—	EXIT	Sold out
31	ITB	Ishares U.s. Home Constructi	—	EXIT	Sold out
32	XLF	Ss Financial Select Sector	—	NEW	New buy
33	IXG	Ishares Global Financials Et	—	EXIT	Sold out
34	HMSTBK 0.1 11-25-13 0000	Homestreet Bank	—	NEW	New buy
35	GMATBK 0.15 10-25-13 0000	Ally Bank	—	NEW	New buy
36	SAFR 0.25 08-29-14 0000	Safra National Bank	—	NEW	New buy
37	DFS 5.1 08-20-13 CD	Discover Bank	—	EXIT	Sold out
38	ILF	Ishares Latin America 40 ETF	—	EXIT	Sold out
39	GMATBK 1.5 09-03-13 0000	Ally Bank	—	EXIT	Sold out
40	DFS 0.3 09-11-14 0000	Discover Bank	—	NEW	New buy
41	✓	Corporate Ppty Assoc 17	—	NEW	New buy
42	✓		—	NEW	New buy
43	✓	Windstream CORP	—	EXIT	Sold out
44	ACWI	iShares MSCI ACWI ETF	—	NEW	New buy
45	EWD	Ishares Msci Sweden ETF	—	NEW	New buy
46	EWP	Ishares Msci Spain ETF	—	EXIT	Sold out
47	EWA	Ishares Msci Australia ETF	—	EXIT	Sold out
48	CIEN	Ciena CORP	—	NEW	New buy
49	ETN	Eaton Corporation plc	—	EXIT	Sold out
50	TX MERSCD 3.5 08-15-2013	Mercedes Isd-ref	—	EXIT	Sold out