Financial Management Professionals, Inc. — Q3 2014 13F Holdings

Name: Financial Management Professionals, Inc. — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001568132

Total reported value

$1.1B

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Full holdings list this quarter

Showing top 200 holdings (of 304 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHV	Schwab US Large-cap Value	ETF-Other	25.73%	-0.23%	—
2	SCHX	Schwab US Large-cap ETF	ETF-Other	13.54%	-0.68%	+1.37%
3	FETUSD	Forum Energy Technologies In	Stock-Other	5.91%	—	—
4	IWB	Ishares Russell 1000 ETF	ETF-Other	5.75%	+0.68%	+1.21%
5	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	4.27%	+0.11%	+0.87%
6	VT	Vanguard Tot World Stk ETF	ETF-Other	4.12%	—	+0.68%
7	SCHB	Schwab US Broad Market ETF	ETF-Other	3.43%	—	-1.85%
8	✓	Powershares ETF Trust	ETF-Other	3.16%	—	—
9	✓	Powershares ETF Trust	ETF-Other	3.15%	—	+2.41%
10	EFV	Ishares Msci Eafe Value ETF	ETF-Other	2.68%	—	+6.45%
11	XSD	Ss Spdr S&p Semiconductor	ETF-Other	2.39%	—	+0.74%
12	XTN	Ss Spdr S&p Transport ETF	ETF-Other	2.30%	—	+66.10%
13	XOM	Exxon Mobil CORP	Stock-Energy	2.24%	-0.13%	+8.03%
14	SCHH	Schwab US Reit ETF	ETF-Other	2.14%	—	—
15	✓	Powershares ETF Trust Ii	ETF-Other	2.12%	—	—
16	IYW	Ishares Ustechnology ETF	ETF-Tech	1.96%	—	—
17	VO	Vanguard Mid-cap ETF	ETF-Other	1.48%	-0.06%	+0.68%
18	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.40%	—	+1.38%
19	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.33%	-0.05%	+6.37%
20	PEP	Pepsico INC	Stock-Consumer Staples	1.08%	—	+5.43%
21	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.83%	—	—
22	✓	Powershares ETF Trust	ETF-Other	0.82%	—	+6.59%
23	UVXY	ProShares Ultra VIX Short-Term Futures ETF	ETF-Other	0.66%	—	—
24	SHW	Sherwin-williams Co/the	Stock-Materials	0.38%	—	—
25	YUM	Yum! Brands INC	Stock-Consumer Disc	0.31%	—	-0.92%
26	BTU	Peabody Energy Corporation	Stock-Energy	0.28%	—	—
27	AAL	American Airlines Group INC	Stock-Industrials	0.24%	—	—
28	CVX	Chevron CORP	Stock-Energy	0.21%	—	-2.44%
29	PBT	Permian Basin Royalty Trust	Stock-Other	0.20%	—	—
30	KMI	Kinder Morgan, Inc.	Stock-Energy	0.20%	—	—
31	PM	Philip Morris International	Stock-Consumer Staples	0.18%	—	—
32	SCHA	Schwab US Small-cap ETF	ETF-Other	0.17%	—	—
33	AAPL	Apple INC	Stock-Tech	0.17%	+0.04%	-23.18%
34	JPM	Jpmorgan Chase & Co	Stock-Financials	0.15%	—	—
35	COP	Conocophillips	Stock-Energy	0.15%	—	+0.32%
36	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.13%	—	—
37	PCG	P G & E CORP	Stock-Utilities	0.12%	—	—
38	DUK	Duke Energy CORP	Stock-Utilities	0.12%	—	—
39	SO	Southern Co/the	Stock-Utilities	0.12%	—	—
40	MO	Altria Group INC	Stock-Consumer Staples	0.11%	—	-12.85%
41	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.10%	—	—
42	✓	United States Natl Gas Fund	Stock-Other	0.09%	—	—
43	PFE	Pfizer INC	Stock-Healthcare	0.09%	—	—
44	TSLA	Tesla INC	Stock-Consumer Disc	0.09%	—	—
45	PSX	Phillips 66	Stock-Energy	0.09%	—	—
46	GMATBK 0.35 12-12-14 0000	Ally Bank	Stock-Other	0.08%	—	—
47	INTC	Intel CORP	Stock-Tech	0.08%	—	—
48	LA CALMED 4 03-01-2018	Calcasieu Etc Hosp	Stock-Other	0.07%	—	—
49	T	At&t INC	Stock-Comm Services	0.07%	—	-3.08%
50	✓	Griffin Cap Essential	Stock-Other	0.07%	—	+1.81%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Financial Management Professionals, Inc. for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHH	Schwab US Reit ETF	+2.1%	NEW	New buy
2	XTN	Ss Spdr S&p Transport ETF	+1%	+66.10%	Add
3	SCHX	Schwab US Large-cap ETF	+0.6%	+1.37%	Add
4	IWB	Ishares Russell 1000 ETF	+0.2%	+1.21%	Add
5	PEP	Pepsico INC	+0.1%	+5.43%	Add
6	XOM	Exxon Mobil CORP	+0.1%	+8.03%	Add
7	EFV	Ishares Msci Eafe Value ETF	+0.1%	+6.45%	Add
8	IVE	Ishares S&p 500 Value ETF	+0.1%	+1.38%	Add
9	VT	Vanguard Tot World Stk ETF	0%	+0.68%	Add
10	SCHB	Schwab US Broad Market ETF	0%	-1.85%	Trim
11	XSD	Ss Spdr S&p Semiconductor	0%	+0.74%	Add
12	META	Meta Platforms Inc-class A	0%	+64.29%	Add
13	BTU	Peabody Energy Corporation	0%	—	Unchanged
14	KMI	Kinder Morgan, Inc.	0%	—	Unchanged
15	SHW	Sherwin-williams Co/the	0%	—	Unchanged
16	COP	Conocophillips	0%	+0.32%	Add
17	CVX	Chevron CORP	0%	-2.44%	Trim
18	EPD	Enterprise Products Partners	0%	+41.03%	Add
19	IWO	Ishares Russell 2000 Growth	0%	—	Unchanged
20	YUM	Yum! Brands INC	0%	-0.92%	Trim
21	AAPL	Apple INC	0%	-23.18%	Trim
22	✓	Powershares ETF Trust	0%	+6.59%	Add
23	AAL	American Airlines Group INC	0%	—	Unchanged
24	✓	Powershares ETF Trust	-0.2%	+2.41%	Add
25	FETUSD	Forum Energy Technologies In	-0.9%	—	Unchanged
26	SCHV	Schwab US Large-cap Value	—	NEW	New buy
27	SCHM	Schwab US Mid Cap ETF	—	EXIT	Sold out
28	IWS	Ishares Russell Mid-cap Valu	—	EXIT	Sold out
29	✓	Powershares ETF Trust	—	NEW	New buy
30	✓	Powershares ETF Trust	—	EXIT	Sold out
31	ITA	Ishares U.s. Aerospace & Def	—	EXIT	Sold out
32	DFE	Wisdomtree Eur S/c Dividend	—	EXIT	Sold out
33	✓	Powershares ETF Trust Ii	—	NEW	New buy
34	FXH	First Trust Health Care Alph	—	EXIT	Sold out
35	FXL	First Trust Technology Alpha	—	EXIT	Sold out
36	IYW	Ishares Ustechnology ETF	—	NEW	New buy
37	UVXY	ProShares Ultra VIX Short-Term Futures ETF	—	NEW	New buy
38	DFS 0.25 07-03-14 0000	Discover Bank	—	EXIT	Sold out
39	SAFR 0.25 08-29-14 0000	Safra National Bank	—	EXIT	Sold out
40	KRG	Kite Realty Group Trust	—	NEW	New buy
41	✓	FS Investment Corp II	—	NEW	New buy
42	✓	Griffin American *	—	NEW	New buy
43	DFS 0.3 09-11-14 0000	Discover Bank	—	EXIT	Sold out
44	COMSTH 0.35 10-09-15 0000	Community & Southern Bnk	—	NEW	New buy
45	DFS 0.75 08-14-15 0000	Discover Bank	—	NEW	New buy
46	BMW 2.05 08-27-15 0000	Bmw Bank North America	—	NEW	New buy
47	PPC	Pilgrim's Pride CORP	—	EXIT	Sold out
48	GS 5 08-27-15	Goldman Sachs Bank USA	—	NEW	New buy
49	EWQ	Ishares Msci France ETF	—	EXIT	Sold out
50	TII 2 07-15-14	Tsy Infl Ix N/b	—	EXIT	Sold out