Financial Management Professionals, Inc. — Q4 2015 13F Holdings

Name: Financial Management Professionals, Inc. — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001568132

Total reported value

$1.1B

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Full holdings list this quarter

Showing top 200 holdings (of 297 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHX	Schwab US Large-cap ETF	ETF-Other	33.45%	-0.68%	+123.80%
2	SCHM	Schwab US Mid Cap ETF	ETF-Other	7.24%	—	—
3	HYLS	Ft Tactical High Yield ETF	ETF-High Yield	6.13%	—	—
4	SCHB	Schwab US Broad Market ETF	ETF-Other	5.94%	—	+26.15%
5	IWB	Ishares Russell 1000 ETF	ETF-Other	4.96%	+0.68%	+2.59%
6	MDYG	Ss Spdr S&p 400 Mc Gr ETF	ETF-Other	3.04%	—	—
7	✓	Powershares ETF Trust	ETF-Other	2.49%	—	+44.81%
8	MAIN	Main Street Capital CORP	Stock-Financials	2.46%	—	+6.71%
9	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.16%	+0.11%	-34.06%
10	SCZ	Ishares Msci Eafe Small-cap	ETF-Other	2.12%	—	—
11	ACWI	iShares MSCI ACWI ETF	ETF-Other	2.10%	—	-34.31%
12	FSICUSD	Fs Kkr Capital CORP	Stock-Other	2.02%	—	+7.03%
13	✓		Stock-Other	1.85%	—	+1.77%
14	FETUSD	Forum Energy Technologies In	Stock-Other	1.81%	—	—
15	✓	Powershares ETF Tr Ii S&p Smcp	ETF-Other	1.70%	—	—
16	XHB	Ss Spdr S&p Homebldrs ETF	ETF-Other	1.67%	—	+2.72%
17	✓	Powershares ETF Tr Ii	ETF-Other	1.66%	—	+395.00%
18	XOM	Exxon Mobil CORP	Stock-Energy	1.56%	-0.13%	-0.84%
19	IYC	Ishares US Consumer Discreti	ETF-Other	1.50%	—	+0.05%
20	IGM	Ishares Expanded Tech Sector	ETF-Tech	1.39%	—	—
21	VO	Vanguard Mid-cap ETF	ETF-Other	1.28%	-0.06%	+4.13%
22	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	1.26%	—	+2.36%
23	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.18%	-0.05%	+5.51%
24	DXJ	Wisdomtree Japan Hedged Eq	ETF-Other	1.16%	—	+21.15%
25	PEP	Pepsico INC	Stock-Consumer Staples	0.81%	—	-6.47%
26	PBJUSD	Invesco Dynamic Food & Bever	ETF-Other	0.65%	—	—
27	✓	Tcp Cap CORP	Stock-Other	0.53%	—	+10.84%
28	IWP	Ishares Russell Mid-cap Grow	ETF-Other	0.43%	—	—
29	SMMU	Pimco Shrt Trm Muni Bnd ETF	ETF-Other	0.38%	—	-36.25%
30	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.33%	—	—
31	SHW	Sherwin-williams Co/the	Stock-Materials	0.31%	—	—
32	AAL	American Airlines Group INC	Stock-Industrials	0.28%	—	+17.05%
33	BTU	Peabody Energy Corporation	Stock-Energy	0.20%	—	—
34	YUM	Yum! Brands INC	Stock-Consumer Disc	0.19%	—	-18.90%
35	CVX	Chevron CORP	Stock-Energy	0.17%	—	+0.39%
36	PM	Philip Morris International	Stock-Consumer Staples	0.14%	—	—
37	AAPL	Apple INC	Stock-Tech	0.14%	+0.04%	+3.37%
38	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.13%	—	+1.83%
39	MO	Altria Group INC	Stock-Consumer Staples	0.11%	—	+11.39%
40	PCG	P G & E CORP	Stock-Utilities	0.11%	—	—
41	JPM	Jpmorgan Chase & Co	Stock-Financials	0.11%	—	-5.46%
42	MSFT	Microsoft CORP	Stock-Tech	0.10%	—	+2.15%
43	SO	Southern Co/the	Stock-Utilities	0.10%	—	—
44	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.09%	+1.63%	-3.50%
45	DUK	Duke Energy CORP	Stock-Utilities	0.09%	—	—
46	PFE	Pfizer INC	Stock-Healthcare	0.07%	—	—
47	META	Meta Platforms Inc-class A	Stock-Comm Services	0.07%	—	+0.22%
48	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.07%	—	—
49	COP	Conocophillips	Stock-Energy	0.07%	—	+0.49%
50	TSLA	Tesla INC	Stock-Consumer Disc	0.07%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Financial Management Professionals, Inc. for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHX	Schwab US Large-cap ETF	+14.9%	+123.80%	Add
2	✓	Powershares ETF Tr Ii	+1.2%	+395.00%	Add
3	✓	Powershares ETF Trust	+0.3%	+44.81%	Add
4	SCHB	Schwab US Broad Market ETF	+0.1%	+26.15%	Add
5	AAL	American Airlines Group INC	0%	+17.05%	Add
6	AEP	American Electric Power Company, Inc.	0%	+1.83%	Add
7	SHW	Sherwin-williams Co/the	0%	—	Unchanged
8	SHV	Ishares 0-1 Year Treasury Bo	0%	-37.77%	Trim
9	DXJ	Wisdomtree Japan Hedged Eq	-0.1%	+21.15%	Add
10	MCD	Mcdonald's CORP	-0.1%	-98.43%	Trim
11	✓	Tcp Cap CORP	-0.1%	+10.84%	Add
12	KMI	Kinder Morgan INC	-0.1%	-97.82%	Trim
13	YUM	Yum! Brands INC	-0.2%	-18.90%	Trim
14	IVW	Ishares S&p 500 Growth ETF	-0.3%	+2.36%	Add
15	✓		-0.3%	+1.77%	Add
16	VEU	Vanguard Ftse All-world Ex-u	-0.3%	+5.51%	Add
17	VO	Vanguard Mid-cap ETF	-0.3%	+4.13%	Add
18	MAIN	Main Street Capital CORP	-0.3%	+6.71%	Add
19	IYC	Ishares US Consumer Discreti	-0.4%	+0.05%	Add
20	SMMU	Pimco Shrt Trm Muni Bnd ETF	-0.4%	-36.25%	Trim
21	XOM	Exxon Mobil CORP	-0.4%	-0.84%	Trim
22	XHB	Ss Spdr S&p Homebldrs ETF	-0.5%	+2.72%	Add
23	FETUSD	Forum Energy Technologies In	-0.5%	—	Unchanged
24	FSICUSD	Fs Kkr Capital CORP	-0.6%	+7.03%	Add
25	IWB	Ishares Russell 1000 ETF	-1.1%	+2.59%	Add
26	ACWI	iShares MSCI ACWI ETF	-1.9%	-34.31%	Trim
27	VTI	Vanguard Total Stock Mkt ETF	-1.9%	-34.06%	Trim
28	SCHG	Schwab US Large-cap Growth	-9.2%	-99.98%	Trim
29	SCHA	Schwab US Small-cap ETF	-11.5%	-99.65%	Trim
30	SCHM	Schwab US Mid Cap ETF	—	NEW	New buy
31	HYLS	Ft Tactical High Yield ETF	—	NEW	New buy
32	MDYG	Ss Spdr S&p 400 Mc Gr ETF	—	NEW	New buy
33	SCZ	Ishares Msci Eafe Small-cap	—	NEW	New buy
34	HEFA	Isha Curr Hedged Msci Eafe	—	EXIT	Sold out
35	✓	First Tr Exchange-traded Fd	—	EXIT	Sold out
36	✓	Powershares ETF Tr Ii S&p Smcp	—	NEW	New buy
37	✓	Rydex ETF Trust	—	EXIT	Sold out
38	IGM	Ishares Expanded Tech Sector	—	NEW	New buy
39	PBJUSD	Invesco Dynamic Food & Bever	—	NEW	New buy
40	IWP	Ishares Russell Mid-cap Grow	—	NEW	New buy
41	TRISCB 0.55 09-02-16 0000	Tristate Capital Bank	—	EXIT	Sold out
42	GS 0.5 03-07-16 0000	Goldman Sachs Bank USA	—	EXIT	Sold out
43	LA CALMED 4 03-01-2018	Calcasieu Etc Hosp	—	EXIT	Sold out
44	GS 0.55 08-12-16 0000	Goldman Sachs Bank USA	—	EXIT	Sold out
45	BPOP 0.75 04-01-16 0000	Banco Popular Puerto Ric	—	EXIT	Sold out
46	SAFR 0.45 01-15-16 0000	Safra National Bank	—	EXIT	Sold out
47	COMSTH 0.35 10-09-15 0000	Community & Southern Bnk	—	EXIT	Sold out
48	DFS 0.55 08-12-16 0000	Discover Bank	—	EXIT	Sold out
49	FTKENB 0.35 03-07-16 0000	First Kentucky Bank INC	—	EXIT	Sold out
50	GS 0.4 04-15-16 0000	Goldman Sachs Bank USA	—	EXIT	Sold out