Financial Management Professionals, Inc. — Q3 2019 13F Holdings

Name: Financial Management Professionals, Inc. — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001568132

Total reported value

$1.1B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 313 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SCHX	Schwab US Large-cap ETF	ETF-Other	21.47%	-0.68%	-4.28%
2	SCHG	Schwab US Large-cap Growth	ETF-Other	9.64%	—	+819207.89%
3	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	8.94%	-1.27%	+94.54%
4	IWB	Ishares Russell 1000 ETF	ETF-Other	6.84%	+0.68%	+4.30%
5	HYS	Pimco 0-5 Year H/y CORP Bond	ETF-Corp Bonds	6.14%	—	+5.05%
6	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	5.69%	—	+4.25%
7	SCHM	Schwab US Mid Cap ETF	ETF-Other	5.45%	—	-62.67%
8	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	4.51%	—	+2.79%
9	VT	Vanguard Tot World Stk ETF	ETF-Other	3.43%	—	+2.11%
10	EPP	Ishares Msci Pacific Ex Japa	ETF-Other	3.34%	+0.09%	NEW
11	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	1.78%	—	—
12	VO	Vanguard Mid-cap ETF	ETF-Other	1.71%	-0.06%	+3.72%
13	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	1.56%	—	+3.93%
14	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.53%	-0.05%	+6.68%
15	ITB	Ishares U.s. Home Constructi	ETF-Other	1.48%	—	-0.81%
16	REZ	Ishars Res And Multi Reales	ETF-Other	1.47%	—	-1.58%
17	GL	Globe Life INC	Stock-Financials	1.30%	—	—
18	IGPT	Invesco Ai And Next Gen Soft	ETF-Other	1.28%	—	-0.71%
19	PBW	Invesco Wilderhill Clean Ene	ETF-Other	1.27%	-0.12%	-0.31%
20	RING	Ishares Msci Global Gold Min	ETF-Commodities	1.02%	—	—
21	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.83%	—	—
22	XOM	Exxon Mobil CORP	Stock-Energy	0.81%	-0.13%	+7.23%
23	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.80%	—	-1.71%
24	FXL	First Trust Technology Alpha	ETF-Tech	0.79%	—	-1.88%
25	HYMB	Ss Spdr N Ice Hy Muni ETF	ETF-Other	0.44%	—	+2.69%
26	MAIN	Main Street Capital CORP	Stock-Financials	0.42%	—	-0.30%
27	AAPL	Apple INC	Stock-Tech	0.39%	+0.04%	-14.73%
28	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.32%	—	—
29	SHW	Sherwin-williams Co/the	Stock-Materials	0.26%	—	—
30	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	0.21%	+2.35%	—
31	SO	Southern Co/the	Stock-Utilities	0.18%	—	+100.85%
32	FETUSD	Forum Energy Technologies In	Stock-Other	0.16%	—	—
33	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.15%	+1.63%	-2.41%
34	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	0.15%	—	+15.52%
35	BFST	Business First Bancshares	Stock-Other	0.15%	—	—
36	AAL	American Airlines Group INC	Stock-Industrials	0.13%	—	—
37	DUK	Duke Energy CORP	Stock-Utilities	0.13%	—	+36.81%
38	BCSF	Bain Capital Specialty Finan	Stock-Other	0.12%	—	—
39	PEP	Pepsico INC	Stock-Consumer Staples	0.11%	—	+10.42%
40	AEP	American Electric Power	Stock-Utilities	0.11%	—	—
41	MSFT	Microsoft CORP	Stock-Tech	0.11%	—	+240.99%
42	JPM	Jpmorgan Chase & Co	Stock-Financials	0.10%	—	—
43	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.10%	—	+14.78%
44	MO	Altria Group INC	Stock-Consumer Staples	0.09%	—	—
45	CVX	Chevron CORP	Stock-Energy	0.09%	—	—
46	PM	Philip Morris International	Stock-Consumer Staples	0.08%	—	—
47	PSX	Phillips 66	Stock-Energy	0.08%	—	—
48	SHY	Ishares 1-3 Year Treasury Bo	ETF-Gov Bonds	0.08%	—	—
49	PFE	Pfizer INC	Stock-Healthcare	0.08%	—	-1.97%
50	T	At&t INC	Stock-Comm Services	0.08%	—	-1.54%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Financial Management Professionals, Inc. for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SCHG	Schwab US Large-cap Growth	+9.6%	+819207.89%	Add
2	GSLC	Goldman Activebeta US Lc ETF	+4.4%	+94.54%	Add
3	IWB	Ishares Russell 1000 ETF	+0.3%	+4.30%	Add
4	SCHZ	Schwab US Aggregate Bond ETF	+0.3%	+4.25%	Add
5	HYS	Pimco 0-5 Year H/y CORP Bond	+0.2%	+5.05%	Add
6	ITB	Ishares U.s. Home Constructi	+0.2%	-0.81%	Trim
7	EMB	Ishares Jp Morgan Usd Emergi	+0.1%	+2.79%	Add
8	SO	Southern Co/the	+0.1%	+100.85%	Add
9	REZ	Ishars Res And Multi Reales	+0.1%	-1.58%	Trim
10	MSFT	Microsoft CORP	+0.1%	+240.99%	Add
11	VO	Vanguard Mid-cap ETF	+0.1%	+3.72%	Add
12	IVW	Ishares S&p 500 Growth ETF	+0.1%	+3.93%	Add
13	VEU	Vanguard Ftse All-world Ex-u	+0.1%	+6.68%	Add
14	VT	Vanguard Tot World Stk ETF	0%	+2.11%	Add
15	DUK	Duke Energy CORP	0%	+36.81%	Add
16	SHW	Sherwin-williams Co/the	0%	—	Unchanged
17	ENB	Enbridge INC	0%	+3190.63%	Add
18	SHV	Ishares 0-1 Year Treasury Bo	0%	+15.52%	Add
19	MAIN	Main Street Capital CORP	0%	-0.30%	Trim
20	HYMB	Ss Spdr N Ice Hy Muni ETF	0%	+2.69%	Add
21	PFE	Pfizer INC	0%	-1.97%	Trim
22	SLB	Slb LTD	0%	-5.56%	Trim
23	FXL	First Trust Technology Alpha	0%	-1.88%	Trim
24	AAL	American Airlines Group INC	0%	—	Unchanged
25	VTI	Vanguard Total Stock Mkt ETF	0%	-52.77%	Trim
26	AMZN	Amazon.com INC	0%	-35.94%	Trim
27	PBW	Invesco Wilderhill Clean Ene	0%	-0.31%	Trim
28	IGPT	Invesco Ai And Next Gen Soft	-0.1%	-0.71%	Trim
29	WTRHUSD	Waitr Holdings INC	-0.1%	—	Unchanged
30	EPP	Ishares Msci Pacific Ex Japa	-0.1%	+2.64%	Add
31	FETUSD	Forum Energy Technologies In	-0.2%	—	Unchanged
32	SCHX	Schwab US Large-cap ETF	-0.8%	-4.28%	Trim
33	HEFA	Isha Curr Hedged Msci Eafe	-1.9%	-99.59%	Trim
34	SCHB	Schwab US Broad Market ETF	-6%	-99.94%	Trim
35	SCHM	Schwab US Mid Cap ETF	-9.4%	-62.67%	Trim
36	EFAV	Ishares Msci Eafe Min Vol Fa	—	NEW	New buy
37	PUI	Invesco Dorsey Wright Utilit	—	EXIT	Sold out
38	GL	Globe Life INC	—	NEW	New buy
39	RING	Ishares Msci Global Gold Min	—	NEW	New buy
40	XLP	Ss Consumer Staples Sel Sect	—	NEW	New buy
41	AEP	American Electric Power	—	NEW	New buy
42	SHOP	Shopify INC - Class A	—	EXIT	Sold out
43	GOOGL	Alphabet Inc-cl A	—	EXIT	Sold out
44	NSC	Norfolk Southern CORP	—	NEW	New buy
45	MCD	Mcdonald's CORP	—	EXIT	Sold out
46	HRSEUR	L3harris Technologies INC	—	EXIT	Sold out
47	LHX	L3harris Technologies INC	—	NEW	New buy
48	ILMN	Illumina INC	—	EXIT	Sold out
49	TDOC	Teladoc Health INC	—	EXIT	Sold out
50	6D8	Dupont De Nemours INC	—	NEW	New buy