Financial Management Professionals, Inc. — Q4 2016 13F Holdings

Name: Financial Management Professionals, Inc. — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001568132

Total reported value

$1.1B

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Full holdings list this quarter

Showing top 200 holdings (of 335 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MDYV	Ss Spdr S&p 400 Mc Val ETF	ETF-Other	24.05%	—	—
2	SCHA	Schwab US Small-cap ETF	ETF-Other	13.39%	—	+2.17%
3	SCHX	Schwab US Large-cap ETF	ETF-Other	9.01%	-0.68%	-16.83%
4	HYLS	Ft Tactical High Yield ETF	ETF-High Yield	6.27%	—	-2.02%
5	IWB	Ishares Russell 1000 ETF	ETF-Other	5.43%	+0.68%	-3.01%
6	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	5.06%	-1.27%	-0.86%
7	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	3.34%	-0.13%	-3.42%
8	FETUSD	Forum Energy Technologies In	Stock-Other	3.24%	—	—
9	EWJ	Ishares Msci Japan ETF	ETF-Other	3.20%	—	—
10	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	2.34%	—	+7282.83%
11	✓	FTSE RAFI Emerg Mkts	Stock-Other	2.19%	—	-0.91%
12	IAT	Ishares US Regional Banks Et	ETF-Other	1.97%	—	—
13	SOXX	Ishares Semiconductor ETF	ETF-Other	1.88%	—	-3.38%
14	ILF	Ishares Latin America 40 ETF	ETF-Other	1.62%	—	—
15	XOM	Exxon Mobil CORP	Stock-Energy	1.44%	-0.13%	-2.96%
16	VO	Vanguard Mid-cap ETF	ETF-Other	1.38%	-0.06%	-2.98%
17	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	1.27%	—	-7.96%
18	XME	Ss Spdr S&p Metals Mining	ETF-Other	1.26%	—	—
19	✓	Powershares ETF Trust	ETF-Other	1.25%	—	—
20	QTEC	First Trust Nasdq 100 Tech I	ETF-Tech	1.18%	—	-6.03%
21	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.18%	-0.05%	-7.00%
22	✓	Amg Pantheon Fd Instl P	Stock-Other	0.53%	—	—
23	MAIN	Main Street Capital CORP	Stock-Financials	0.52%	—	-6.18%
24	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	0.51%	—	-6.02%
25	AAL	American Airlines Group INC	Stock-Industrials	0.34%	—	—
26	BTU	Peabody Energy Corporation	Stock-Energy	0.25%	—	—
27	SHW	Sherwin-williams Co/the	Stock-Materials	0.25%	—	—
28	SLB	Slb LTD	Stock-Energy	0.22%	—	+182.25%
29	SMMU	Pimco Shrt Trm Muni Bnd ETF	ETF-Other	0.19%	—	-0.56%
30	CVX	Chevron CORP	Stock-Energy	0.18%	—	—
31	AAPL	Apple INC	Stock-Tech	0.17%	+0.04%	+0.04%
32	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.16%	+1.63%	+3.31%
33	PM	Philip Morris International	Stock-Consumer Staples	0.15%	—	—
34	MO	Altria Group INC	Stock-Consumer Staples	0.14%	—	+4.96%
35	PCG	P G & E CORP	Stock-Utilities	0.13%	—	—
36	NXPI	NXP Semiconductors N.V.	Stock-Tech	0.13%	—	—
37	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	0.12%	—	-57.57%
38	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.12%	—	-4.26%
39	JPM	Jpmorgan Chase & Co	Stock-Financials	0.12%	—	-16.98%
40	DUK	Duke Energy CORP	Stock-Utilities	0.11%	—	-6.99%
41	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.10%	—	+99.80%
42	PEP	Pepsico INC	Stock-Consumer Staples	0.10%	—	—
43	SO	Southern Co/the	Stock-Utilities	0.10%	—	—
44	T	At&t INC	Stock-Comm Services	0.10%	—	+0.09%
45	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.09%	—	-16.00%
46	SOV 0.7 03-30-17	Santander Bank NA	Stock-Other	0.09%	—	—
47	META	Meta Platforms Inc-class A	Stock-Comm Services	0.08%	—	-3.47%
48	PFE	Pfizer INC	Stock-Healthcare	0.08%	—	—
49	✓		Stock-Other	0.07%	—	—
50	PSX	Phillips 66	Stock-Energy	0.07%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Financial Management Professionals, Inc. for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DBEF	Xtrackers Msci Eafe Hedged E	+2.3%	+7282.83%	Add
2	SCHA	Schwab US Small-cap ETF	+1.1%	+2.17%	Add
3	FETUSD	Forum Energy Technologies In	+0.3%	—	Unchanged
4	SLB	Slb LTD	+0.2%	+182.25%	Add
5	SOXX	Ishares Semiconductor ETF	+0.1%	-3.38%	Trim
6	AAL	American Airlines Group INC	+0.1%	—	Unchanged
7	MINT	Pimco Enhanced Short Maturit	+0.1%	+99.80%	Add
8	HTH	Hilltop Holdings INC	0%	+68.60%	Add
9	BTU	Peabody Energy Corporation	0%	—	Unchanged
10	CVX	Chevron CORP	0%	—	Unchanged
11	✓	FTSE RAFI Emerg Mkts	0%	-0.91%	Trim
12	IVE	Ishares S&p 500 Value ETF	0%	-7.96%	Trim
13	INTC	Intel CORP	0%	-26.16%	Trim
14	PML	Pimco Municipal Income Fd Ii	0%	-91.28%	Trim
15	MSFT	Microsoft CORP	0%	-54.48%	Trim
16	DEM	Wisdomtree Emerging Markets	-0.1%	-6.02%	Trim
17	QTEC	First Trust Nasdq 100 Tech I	-0.1%	-6.03%	Trim
18	SHV	Ishares 0-1 Year Treasury Bo	-0.1%	-57.57%	Trim
19	VEU	Vanguard Ftse All-world Ex-u	-0.1%	-7.00%	Trim
20	HYLS	Ft Tactical High Yield ETF	-0.2%	-2.02%	Trim
21	VWO	Vanguard Ftse Emerging Marke	-0.3%	-3.42%	Trim
22	SCHX	Schwab US Large-cap ETF	-1.5%	-16.83%	Trim
23	EPP	Ishares Msci Pacific Ex Japa	-3.7%	-99.91%	Trim
24	MDYV	Ss Spdr S&p 400 Mc Val ETF	—	NEW	New buy
25	SCHM	Schwab US Mid Cap ETF	—	EXIT	Sold out
26	EWJ	Ishares Msci Japan ETF	—	NEW	New buy
27	SCZ	Ishares Msci Eafe Small-cap	—	EXIT	Sold out
28	IAT	Ishares US Regional Banks Et	—	NEW	New buy
29	GDX	Vaneck Gold Miners ETF	—	EXIT	Sold out
30	AMLPUSD	Alerian Mlp ETF	—	EXIT	Sold out
31	✓	Powershares Dynamic	—	EXIT	Sold out
32	ILF	Ishares Latin America 40 ETF	—	NEW	New buy
33	XME	Ss Spdr S&p Metals Mining	—	NEW	New buy
34	✓	Powershares ETF Trust	—	NEW	New buy
35	FXZ	First Trust Materials Alphad	—	EXIT	Sold out
36	✓	Amg Pantheon Fd Instl P	—	NEW	New buy
37	SWVXX	Schwa Prime Adv Money Fd-inv	—	EXIT	Sold out
38	✓		—	NEW	New buy
39	MDT	Medtronic plc	—	EXIT	Sold out
40	FBP 0.8 11-03-17	Firstbank Puerto Rico	—	NEW	New buy
41	SOV 0.65 10-21-16 0000	Santander Bank NA	—	EXIT	Sold out
42	CAIBX	Amer Fnds Cap INC Bldr-a	—	EXIT	Sold out
43	CWGIX	Af Cap Wlrd Gr & Inc-a	—	EXIT	Sold out
44	XMYDX	Blackrock Muniyield Fund	—	EXIT	Sold out
45	VKI	Invesco Adv Muni INC Tr Ii	—	EXIT	Sold out
46	NAD	Nuveen Quality Municipal INC	—	EXIT	Sold out
47	XMVFX	Blackrock Munivest Fund	—	EXIT	Sold out
48	✓	United States Natl Gas Fund	—	EXIT	Sold out
49	ECFAX	Eaton Vance Flng Rt Adv-c	—	EXIT	Sold out
50	EWW	Ishares Msci Mexico ETF	—	EXIT	Sold out