CIK: 0001610769
Total reported value
$4.1B
Reporting period: 2026-03-31 · Number of holdings: 1109
Caprock Group, LLC disclosed 1109 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $4.1B and a quarterly turnover rate of 29.0%.
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Caprock Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.013 — mathematically equivalent to about 77 equally-sized positions, well below its 1109 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.65), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 68% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add VTI
-0.4% -$14.0M
Add TSM
+52.2% $16.3M
Add AMGN
+136.3% $11.2M
Add NVDA
+0.2% -$10.5M
Add AGI
+21.9% $7.7M
Trim CRWD
-65.0% -$11.9M
Showing top 200 holdings (of 1109 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 6.94% | +0.61% | -0.38% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 3.77% | +0.27% | +0.19% | |
| 3 | AAPL | Apple INC | Stock-Tech | 3.51% | +0.13% | -3.22% | |
| 4 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.78% | +0.10% | -4.98% | |
| 5 | S | Sentinelone INC -class A | Stock-Tech | 2.42% | -0.04% | -0.10% | |
| 6 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.86% | +0.01% | -3.00% | |
| 7 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.78% | +0.11% | +1.09% | |
| 8 | VXUS | Vanguard Total Intl Stock | ETF-Other | 1.67% | — | +0.63% | |
| 9 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.61% | +0.01% | -4.20% | |
| 10 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.50% | -0.06% | -2.18% | |
| 11 | ELS | Equity Lifestyle Properties | Stock-Real Estate | 1.44% | — | -0.98% | |
| 12 | SCHB | Schwab US Broad Market ETF | ETF-Other | 1.27% | — | +0.37% | |
| 13 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.26% | -0.05% | -3.52% | |
| 14 | LQDA | Liquidia CORP | Stock-Other | 1.25% | -0.05% | -23.36% | |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.23% | — | +1.50% | |
| 16 | AVGO | Broadcom INC | Stock-Tech | 1.14% | +0.02% | -0.89% | |
| 17 | IWV | Ishares Russell 3000 ETF | ETF-Other | 1.09% | — | -3.61% | |
| 18 | VEU | Vanguard Ftse All-world Ex-u | ETF-Other | 0.99% | — | +6.48% | |
| 19 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.96% | +0.46% | +52.17% | |
| 20 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.91% | — | -1.39% | |
| 21 | TSLA | Tesla INC | Stock-Consumer Disc | 0.84% | — | +8.57% | |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.82% | — | +1.63% | |
| 23 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.72% | -0.03% | +0.67% | |
| 24 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.71% | — | -4.18% | |
| 25 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.68% | -0.01% | -15.06% | |
| 26 | AGI | Alamos Gold Inc-class A | Stock-Materials | 0.65% | +0.25% | +21.87% | |
| 27 | AEM | Agnico Eagle Mines LTD | Stock-Materials | 0.63% | — | -7.21% | |
| 28 | XOM | Exxon Mobil CORP | Stock-Energy | 0.55% | +0.22% | +1.78% | |
| 29 | V | Visa Inc-class A Shares | Stock-Financials | 0.54% | -0.04% | -7.16% | |
| 30 | GS | Goldman Sachs Group INC | Stock-Financials | 0.53% | — | -7.99% | |
| 31 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.53% | — | +3.97% | |
| 32 | GE | General Electric | Stock-Industrials | 0.51% | — | -4.21% | |
| 33 | GEV | GE Vernova INC | Stock-Industrials | 0.49% | +0.17% | -1.07% | |
| 34 | KMI | Kinder Morgan INC | Stock-Energy | 0.46% | +0.15% | +4.74% | |
| 35 | NFLX | Netflix INC | Stock-Comm Services | 0.45% | -0.07% | -26.80% | |
| 36 | AMGN | Amgen INC | Stock-Healthcare | 0.45% | +0.30% | +136.33% | |
| 37 | ACN | Accenture plc | Stock-Tech | 0.42% | -0.14% | -11.36% | |
| 38 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.41% | — | +2.34% | |
| 39 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.41% | — | -1.15% | |
| 40 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.40% | — | +15.00% | |
| 41 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.39% | — | -1.18% | |
| 42 | CVX | Chevron CORP | Stock-Energy | 0.38% | +0.15% | +7.50% | |
| 43 | VUG | Vanguard Growth ETF | ETF-Other | 0.38% | — | +39.63% | |
| 44 | RBLX | Roblox CORP -class A | Stock-Comm Services | 0.37% | -0.11% | -2.71% | |
| 45 | ESGV | Vanguard Esg US Stock ETF | ETF-Other | 0.37% | — | -10.92% | |
| 46 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.36% | — | -4.08% | |
| 47 | C | Citigroup INC | Stock-Financials | 0.36% | — | -6.59% | |
| 48 | MA | Mastercard INC - A | Stock-Financials | 0.35% | -0.04% | -11.61% | |
| 49 | MU | Micron Technology INC | Stock-Tech | 0.35% | — | +11.97% | |
| 50 | ABBV | Abbvie INC | Stock-Healthcare | 0.33% | — | +1.38% |
Performance for Q3 2026
+5%
Performance Last 4 Quarters
+23.6%
Based on 75% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 1109 | $4.1B | 29 | |
| 2025-12-31 | 1191 | $4.7B | 28 | |
| 2025-09-30 | 1121 | $4.1B | 33 | |
| 2025-03-31 | 1074 | $3.3B | 100 | |
| 2024-12-31 | 996 | $3.1B | 0 | |
| 2024-09-30 | 902 | $2.7B | 0 | |
| 2024-06-30 | 859 | $2.5B | 0 | |
| 2024-03-31 | 715 | $1.7B | 0 | |
| 2023-12-31 | 693 | $1.6B | 0 | |
| 2023-09-30 | 659 | $1.3B | 0 | |
| 2023-06-30 | 659 | $1.4B | 0 | |
| 2023-03-31 | 641 | $1.3B | 0 | |
| 2022-12-31 | 554 | $1.1B | 0 | |
| 2022-09-30 | 569 | $1.0B | 0 | |
| 2022-06-30 | 551 | $1.0B | 0 | |
| 2022-03-31 | 611 | $1.1B | 0 | |
| 2021-12-31 | 579 | $1.2B | 0 | |
| 2021-09-30 | 532 | $1.1B | 0 | |
| 2021-06-30 | 520 | $1.1B | 100 | |
| 2021-03-31 | 495 | $914.4M | 16 | |
| 2020-12-31 | 485 | $877.0M | 23 | |
| 2020-09-30 | 413 | $730.6M | 20 | |
| 2020-06-30 | 420 | $665.5M | 32 | |
| 2020-03-31 | 354 | $528.1M | 46 | |
| 2019-12-31 | 369 | $559.1M | 13 | |
| 2019-09-30 | 356 | $512.3M | 10 | |
| 2019-06-30 | 350 | $511.6M | 19 | |
| 2019-03-31 | 378 | $514.7M | 25 | |
| 2018-12-31 | 358 | $434.5M | 30 | |
| 2018-09-30 | 407 | $491.8M | 15 | |
| 2018-06-30 | 442 | $472.8M | 18 | |
| 2018-03-31 | 446 | $468.5M | 18 | |
| 2017-12-31 | 463 | $514.0M | 21 | |
| 2017-09-30 | 452 | $479.9M | 17 | |
| 2017-06-30 | 421 | $450.2M | 55 | |
| 2017-03-31 | 356 | $425.7M | 19 | |
| 2016-12-31 | 339 | $397.4M | 32 | |
| 2016-09-30 | 364 | $440.8M | 29 | |
| 2016-06-30 | 277 | $410.2M | 29 | |
| 2016-03-31 | 341 | $421.8M | 99 | |
| 2015-12-31 | 87 | $174.7M | 42 | |
| 2015-09-30 | 74 | $140.8M | 69 | |
| 2015-06-30 | 81 | $109.1M | 23 | |
| 2015-03-31 | 80 | $97.8M | 46 | |
| 2014-12-31 | 96 | $92.2M | — |
Caprock Group, LLC's most significant position changes for 2026-03-31: Sold out: Microsoft CORP (MSFT); Sold out: Invesco Qqq Trust Series 1 (QQQ); Sold out: Vanguard Ftse Developed ETF (VEA); Sold out: Ishares Msci Eafe ETF (EFA); Sold out: Walmart INC (WMT).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | +0.6% | -0.38% | Trim |
| 2 | TSM | Taiwan Semiconductor-sp Adr | +0.5% | +52.17% | Add |
| 3 | AMGN | Amgen INC | +0.3% | +136.33% | Add |
| 4 | NVDA | Nvidia CORP | +0.3% | +0.19% | Add |
| 5 | AGI | Alamos Gold Inc-class A | +0.3% | +21.87% | Add |
| 6 | XOM | Exxon Mobil CORP | +0.2% | +1.78% | Add |
| 7 | GEV | GE Vernova INC | +0.2% | -1.07% | Trim |
| 8 | CVX | Chevron CORP | +0.2% | +7.50% | Add |
| 9 | KMI | Kinder Morgan INC | +0.2% | +4.74% | Add |
| 10 | WDC | Western Digital CORP | +0.1% | +21.07% | Add |
| 11 | AAPL | Apple INC | +0.1% | -3.22% | Trim |
| 12 | GOOGL | Alphabet Inc-cl A | +0.1% | +1.09% | Add |
| 13 | VOO | Vanguard S&p 500 ETF | +0.1% | -4.98% | Trim |
| 14 | AVGO | Broadcom INC | 0% | -0.89% | Trim |
| 15 | AMZN | Amazon.com INC | 0% | -3.00% | Trim |
| 16 | GOOG | Alphabet Inc-cl C | 0% | -4.20% | Trim |
| 17 | JPM | Jpmorgan Chase & Co | — | -4.18% | Trim |
| 18 | VWO | Vanguard Ftse Emerging Marke | 0% | -15.06% | Trim |
| 19 | PLTR | Palantir Technologies Inc-a | 0% | +0.67% | Add |
| 20 | S | Sentinelone INC -class A | 0% | -0.10% | Trim |
| 21 | V | Visa Inc-class A Shares | 0% | -7.16% | Trim |
| 22 | MA | Mastercard INC - A | 0% | -11.61% | Trim |
| 23 | META | Meta Platforms Inc-class A | -0.1% | -3.52% | Trim |
| 24 | LQDA | Liquidia CORP | -0.1% | -23.36% | Trim |
| 25 | LLY | Eli Lilly & Co | -0.1% | -2.18% | Trim |
| 26 | ORCL | Oracle CORP | -0.1% | -2.50% | Trim |
| 27 | NFLX | Netflix INC | -0.1% | -26.80% | Trim |
| 28 | BKNG | Booking Holdings INC | -0.1% | -27.05% | Trim |
| 29 | RBLX | Roblox CORP -class A | -0.1% | -2.71% | Trim |
| 30 | ACWI | Ishares Msci Acwi ETF | -0.1% | -83.03% | Trim |
| 31 | ACN | Accenture plc | -0.1% | -11.36% | Trim |
| 32 | CRWD | Crowdstrike Holdings INC - A | -0.2% | -65.03% | Trim |
| 33 | MSFT | Microsoft CORP | — | EXIT | Sold out |
| 34 | QQQ | Invesco Qqq Trust Series 1 | — | EXIT | Sold out |
| 35 | VEA | Vanguard Ftse Developed ETF | — | EXIT | Sold out |
| 36 | EFA | Ishares Msci Eafe ETF | — | EXIT | Sold out |
| 37 | WMT | Walmart INC | — | EXIT | Sold out |
| 38 | PWR | Quanta Services INC | — | EXIT | Sold out |
| 39 | AJG | Arthur J Gallagher & Co | — | EXIT | Sold out |
| 40 | AXP | American Express Co | — | EXIT | Sold out |
| 41 | NGDN | New Gold INC | — | EXIT | Sold out |
| 42 | ADP | Automatic Data Processing | — | EXIT | Sold out |
| 43 | HSBC | Hsbc Holdings Plc-spons Adr | — | EXIT | Sold out |
| 44 | IWD | Ishares Russell 1000 Value E | — | EXIT | Sold out |
| 45 | PANW | Palo Alto Networks INC | — | EXIT | Sold out |
| 46 | TRV | Travelers Cos Inc/the | — | EXIT | Sold out |
| 47 | NTRS | Northern Trust CORP | — | EXIT | Sold out |
| 48 | COR | Cencora INC | — | EXIT | Sold out |
| 49 | ALL | Allstate CORP | — | EXIT | Sold out |
| 50 | ILF | Ishares Latin America 40 ETF | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-11 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-28 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-06 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-23 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-07 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-06 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-29 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-18 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-18 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-10 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-26 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-23 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-07 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-26 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-12 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-18 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-07 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-29 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-29 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-29 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-05 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-28 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-04 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-31 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-23 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-12 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-29 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-17 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-23 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-23 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-17 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-23 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-27 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-04-21 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-01-24 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-15 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-25 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-11 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-10 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-12 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-08 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-06 | 13F-HR | View on EDGAR |
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