Caprock Group, LLC — Q3 2015 13F Holdings

Name: Caprock Group, LLC — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001610769

Total reported value

$4.1B

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VEA	Vanguard Ftse Developed ETF	ETF-Other	16.37%	-0.67%	EXIT
2	USB	US Bancorp	Stock-Financials	5.60%	—	+2399.09%
3	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	5.28%	+0.10%	+105.68%
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	5.23%	—	-21.53%
5	COST	Costco Wholesale CORP	Stock-Consumer Staples	5.23%	—	—
6	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	5.08%	—	—
7	GLD	Spdr Gold Shares	ETF-Commodities	4.69%	—	+11.22%
8	VB	Vanguard Small-cap ETF	ETF-Other	4.02%	—	+82.51%
9	VO	Vanguard Mid-cap ETF	ETF-Other	3.93%	—	+67.95%
10	VGK	Vanguard Ftse Europe ETF	ETF-Other	3.67%	—	+23.43%
11	✓	Powershares Qqq Trust Ser 1	Stock-Other	3.59%	—	+7.25%
12	FEZ	State Street Spdr Euro Stoxx	ETF-Other	3.58%	—	+12.30%
13	EXPD	Expeditors Intl Wash INC	Stock-Industrials	2.68%	—	—
14	TYGEUR	Tortoise Energy Infrastruct	Stock-Other	1.70%	—	—
15	NML	Neuberger Energy Infrastruct	Stock-Other	1.62%	—	-18.24%
16	AAPL	Apple INC	Stock-Tech	1.58%	+0.13%	-5.47%
17	IAUUSD	Ishares Gold Trust	ETF-Commodities	1.46%	—	-32.00%
18	JNJ	Johnson & Johnson	Stock-Healthcare	1.37%	—	+0.76%
19	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	1.24%	—	-57.12%
20	EBAY	Ebay INC	Stock-Consumer Disc	1.11%	—	-9.24%
21	MSFT	Microsoft CORP	Stock-Tech	1.00%	-3.07%	EXIT
22	ECC	Eagle Point Credit Co	Stock-Other	0.99%	—	—
23	XOM	Exxon Mobil CORP	Stock-Energy	0.94%	+0.22%	-2.09%
24	STWD	Starwood Property Trust INC	Stock-Real Estate	0.88%	—	+31.47%
25	BXMT	Blackstone Mortgage Tru-cl A	Stock-Real Estate	0.78%	—	+27.46%
26	XSCDX	Lmp Capital And Income Fund	Stock-Other	0.76%	—	—
27	META	Meta Platforms Inc-class A	Stock-Comm Services	0.73%	-0.05%	-21.32%
28	✓	Apollo Coml Real Estate Fin In	Stock-Other	0.69%	—	+18.01%
29	KYN	Kayne Anderson Energy Infra	Stock-Other	0.59%	—	+249.86%
30	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.58%	—	-8.69%
31	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.55%	+0.61%	—
32	TIP	Ishares Tips Bond ETF	ETF-Other	0.53%	—	-39.00%
33	OMER	Omeros CORP	Stock-Other	0.51%	—	—
34	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.51%	—	-5.33%
35	IBB	Ishares Biotechnology ETF	ETF-Tech	0.50%	—	-37.41%
36	PFE	Pfizer INC	Stock-Healthcare	0.49%	—	-0.61%
37	ORCL	Oracle CORP	Stock-Tech	0.47%	-0.06%	—
38	✓	Vaneck Ig Floating Rate ETF	ETF-Other	0.47%	—	+17.70%
39	EFA	Ishares Msci Eafe ETF	ETF-Other	0.46%	-0.39%	EXIT
40	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.45%	—	-5.38%
41	BA	Boeing Co/the	Stock-Industrials	0.43%	—	+27.28%
42	SBUX	Starbucks CORP	Stock-Consumer Disc	0.42%	—	—
43	✓	ProShares UltraShort QQQ	Stock-Other	0.35%	—	—
44	✓		Stock-Other	0.34%	—	—
45	IBM	Intl Business Machines CORP	Stock-Tech	0.34%	—	+0.03%
46	IWF	Ishares Russell 1000 Growth	ETF-Other	0.33%	—	+0.32%
47	MMM	3m Co	Stock-Industrials	0.32%	—	—
48	EPI	Wisdomtree India Earnings	ETF-Other	0.32%	—	—
49	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.31%	—	-51.96%
50	POT1EUR	Potash CORP Of Saskatchewan	Stock-Other	0.29%	—	—

1–50 of 74

Holding changes this quarter

Position changes disclosed by Caprock Group, LLC for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	USB	US Bancorp	+5.3%	+2399.09%	Add
2	VOO	Vanguard S&p 500 ETF	+1.7%	+105.68%	Add
3	VB	Vanguard Small-cap ETF	+0.8%	+82.51%	Add
4	VO	Vanguard Mid-cap ETF	+0.6%	+67.95%	Add
5	KYN	Kayne Anderson Energy Infra	+0.3%	+249.86%	Add
6	MSFT	Microsoft CORP	+0.1%	+41.48%	Add
7	VGK	Vanguard Ftse Europe ETF	-0.5%	+23.43%	Add
8	OMER	Omeros CORP	-0.6%	—	Unchanged
9	TIP	Ishares Tips Bond ETF	-0.6%	-39.00%	Trim
10	IWR	Ishares Russell Mid-cap ETF	-0.6%	-51.96%	Trim
11	IBB	Ishares Biotechnology ETF	-0.8%	-37.41%	Trim
12	AAPL	Apple INC	-0.9%	-5.47%	Trim
13	GLD	Spdr Gold Shares	-1%	+11.22%	Add
14	COST	Costco Wholesale CORP	-1.1%	—	Unchanged
15	CELG	Celgene CORP	-1.1%	-77.95%	Trim
16	IAUUSD	Ishares Gold Trust	-1.5%	-32.00%	Trim
17	EFA	Ishares Msci Eafe ETF	-1.5%	-66.10%	Trim
18	NML	Neuberger Energy Infrastruct	-1.9%	-18.24%	Trim
19	EBAY	Ebay INC	-2.8%	-9.24%	Trim
20	IWM	Ishares Russell 2000 ETF	-3%	-57.12%	Trim
21	SPY	Ss Spdr S&p 500 ETF Trust-us	-4%	-21.53%	Trim
22	VEA	Vanguard Ftse Developed ETF	—	NEW	New buy
23	HEDJ	Wisdomtree Europe Hedged Equ	—	NEW	New buy
24	TYGEUR	Tortoise Energy Infrastruct	—	NEW	New buy
25	ECC	Eagle Point Credit Co	—	NEW	New buy
26	XSCDX	Lmp Capital And Income Fund	—	NEW	New buy
27	VDE	Vanguard Energy ETF	—	EXIT	Sold out
28	✓	Google INC Class C	—	EXIT	Sold out
29	BXUSD	Blackstone Group Lp/the	—	EXIT	Sold out
30	VTI	Vanguard Total Stock Mkt ETF	—	NEW	New buy
31	SBUX	Starbucks CORP	—	NEW	New buy
32	GILD	Gilead Sciences INC	—	EXIT	Sold out
33	DEM	Wisdomtree Emerging Markets	—	EXIT	Sold out
34	✓	ProShares UltraShort QQQ	—	NEW	New buy
35	✓		—	NEW	New buy
36	CB	Chubb Limited	—	EXIT	Sold out
37	EPI	Wisdomtree India Earnings	—	NEW	New buy
38	✓	Alibaba Group Holding Limited	—	EXIT	Sold out
39	POT1EUR	Potash CORP Of Saskatchewan	—	NEW	New buy
40	BRK-A	Berkshire Hathaway Inc-cl A	—	EXIT	Sold out
41	VV	Vanguard Large-cap ETF	—	EXIT	Sold out
42	GOOG	Alphabet A	—	EXIT	Sold out
43	WPM	Wheaton Precious Metals Corp.	—	EXIT	Sold out
44	UPS	United Parcel Service-cl B	—	NEW	New buy
45	MU	Micron Technology INC	—	EXIT	Sold out
46	PHYS	Sprott Physical Gold Trust	—	NEW	New buy
47	TCRDUSD	First Eagle Alternative Capi	—	NEW	New buy
48	AON	Aon plc	—	EXIT	Sold out
49	SPPP	Sprott Physical Platinum And	—	NEW	New buy
50	✓	Xl Group PLC	—	EXIT	Sold out