Caprock Group, LLC — Q1 2015 13F Holdings

Name: Caprock Group, LLC — 13F Holdings, Q1 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001610769

Total reported value

$4.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	10.34%	—	+7.16%
2	COST	Costco Wholesale CORP	Stock-Consumer Staples	7.87%	—	—
3	GLD	Spdr Gold Shares	ETF-Commodities	7.18%	—	+3.17%
4	FEZ	State Street Spdr Euro Stoxx	ETF-Other	5.00%	—	+41.13%
5	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	4.98%	—	+203.24%
6	✓	Powershares Qqq Trust Ser 1	Stock-Other	4.23%	—	+97.29%
7	NML	Neuberger Energy Infrastruct	Stock-Other	4.10%	—	-10.52%
8	EXPD	Expeditors Intl Wash INC	Stock-Industrials	3.95%	—	—
9	EBAY	Ebay INC	Stock-Consumer Disc	3.80%	—	+25.88%
10	IAUUSD	Ishares Gold Trust	ETF-Commodities	2.92%	—	-0.75%
11	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	2.79%	+0.10%	+381.27%
12	AAPL	Apple INC	Stock-Tech	2.62%	+0.13%	-9.48%
13	VGK	Vanguard Ftse Europe ETF	ETF-Other	2.09%	—	—
14	EFA	Ishares Msci Eafe ETF	ETF-Other	2.08%	-0.39%	EXIT
15	VO	Vanguard Mid-cap ETF	ETF-Other	1.71%	—	—
16	VB	Vanguard Small-cap ETF	ETF-Other	1.68%	—	—
17	OMER	Omeros CORP	Stock-Other	1.48%	—	-13.17%
18	XOM	Exxon Mobil CORP	Stock-Energy	1.38%	+0.22%	-0.85%
19	IBB	Ishares Biotechnology ETF	ETF-Tech	1.33%	—	+135.14%
20	TIP	Ishares Tips Bond ETF	ETF-Other	1.30%	—	+71.71%
21	META	Meta Platforms Inc-class A	Stock-Comm Services	1.17%	-0.05%	+24.32%
22	IWR	Ishares Russell Mid-cap ETF	ETF-Other	1.11%	—	+268.45%
23	MSFT	Microsoft CORP	Stock-Tech	0.91%	-3.07%	EXIT
24	✓	Google INC Class C	Stock-Other	0.90%	—	+44.10%
25	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.84%	—	-4.06%
26	✓	Apollo Coml Real Estate Fin In	Stock-Other	0.83%	—	—
27	ORCL	Oracle CORP	Stock-Tech	0.80%	-0.06%	+1.36%
28	BXUSD	Blackstone Group Lp/the	Stock-Other	0.80%	—	—
29	PFE	Pfizer INC	Stock-Healthcare	0.79%	—	—
30	STWD	Starwood Property Trust INC	Stock-Real Estate	0.79%	—	+4.54%
31	CELG	Celgene CORP	Stock-Other	0.73%	—	+0.05%
32	BXMT	Blackstone Mortgage Tru-cl A	Stock-Real Estate	0.73%	—	+6.91%
33	JNJ	Johnson & Johnson	Stock-Healthcare	0.72%	—	—
34	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.68%	—	+0.93%
35	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.59%	—	+5.83%
36	✓	Vaneck Ig Floating Rate ETF	ETF-Other	0.57%	—	—
37	IWF	Ishares Russell 1000 Growth	ETF-Other	0.56%	—	+4.09%
38	KYN	Kayne Anderson Energy Infra	Stock-Other	0.56%	—	+44.82%
39	BA	Boeing Co/the	Stock-Industrials	0.55%	—	+1.98%
40	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	0.54%	—	-24.90%
41	SBUX	Starbucks CORP	Stock-Consumer Disc	0.49%	—	—
42	MU	Micron Technology INC	Stock-Tech	0.46%	—	+12.24%
43	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.44%	—	—
44	C	Citigroup INC	Stock-Financials	0.43%	—	—
45	WPM	Wheaton Precious Metals Corp.	Stock-Materials	0.41%	—	—
46	KEY	Keycorp	Stock-Financials	0.40%	—	—
47	REFI	Chicago Atlantic Real Estate Finance, Inc.	Stock-Other	0.40%	—	—
48	CVX	Chevron CORP	Stock-Energy	0.40%	+0.15%	—
49	IP	International Paper Co	Stock-Consumer Disc	0.40%	—	—
50	PFF	Ishares Preferred & Income S	ETF-Other	0.39%	—	+17.00%

1–50 of 80

Holding changes this quarter

Position changes disclosed by Caprock Group, LLC for the quarter ending Q1 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWM	Ishares Russell 2000 ETF	+3.3%	+203.24%	Add
2	VOO	Vanguard S&p 500 ETF	+2.2%	+381.27%	Add
3	✓	Powershares Qqq Trust Ser 1	+2%	+97.29%	Add
4	FEZ	State Street Spdr Euro Stoxx	+1.4%	+41.13%	Add
5	IBB	Ishares Biotechnology ETF	+0.8%	+135.14%	Add
6	IWR	Ishares Russell Mid-cap ETF	+0.8%	+268.45%	Add
7	EFA	Ishares Msci Eafe ETF	+0.8%	+60.39%	Add
8	EBAY	Ebay INC	+0.7%	+25.88%	Add
9	TIP	Ishares Tips Bond ETF	+0.5%	+71.71%	Add
10	✓	Google INC Class C	+0.3%	+44.10%	Add
11	META	Meta Platforms Inc-class A	+0.2%	+24.32%	Add
12	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+7.16%	Add
13	EXPD	Expeditors Intl Wash INC	+0.1%	—	Unchanged
14	COST	Costco Wholesale CORP	+0.1%	—	Unchanged
15	GLD	Spdr Gold Shares	-0.2%	+3.17%	Add
16	OMER	Omeros CORP	-0.6%	-13.17%	Trim
17	NML	Neuberger Energy Infrastruct	-0.8%	-10.52%	Trim
18	TYGEUR	Tortoise Energy Infrastruct	—	EXIT	Sold out
19	VGK	Vanguard Ftse Europe ETF	—	NEW	New buy
20	VO	Vanguard Mid-cap ETF	—	NEW	New buy
21	VB	Vanguard Small-cap ETF	—	NEW	New buy
22	BP	Bp Plc-spons Adr	—	EXIT	Sold out
23	BTU	Peabody Energy Corporation	—	EXIT	Sold out
24	XSCDX	Lmp Capital And Income Fund	—	EXIT	Sold out
25	HEDJ	Wisdomtree Europe Hedged Equ	—	EXIT	Sold out
26	✓	Apollo Coml Real Estate Fin In	—	NEW	New buy
27	✓	American Capital Sr Floating LTD Com Usd0.01	—	EXIT	Sold out
28	PFLT	Pennantpark Floating Rate Ca	—	EXIT	Sold out
29	SUNSUSD	Solar Senior Capital LTD	—	EXIT	Sold out
30	✓	Vaneck Ig Floating Rate ETF	—	NEW	New buy
31	ARCC	Ares Capital CORP	—	EXIT	Sold out
32	PM	Philip Morris International	—	EXIT	Sold out
33	FFIV	F5 INC	—	EXIT	Sold out
34	✓	Alibaba Group Holding Limited	—	NEW	New buy
35	SPPP	Sprott Physical Platinum And	—	EXIT	Sold out
36	CMI	Cummins INC	—	EXIT	Sold out
37	PHYS	Sprott Physical Gold Trust	—	EXIT	Sold out
38	✓		—	EXIT	Sold out
39	✓	Bio-Techne Corporation	—	EXIT	Sold out
40	WYNN	Wynn Resorts LTD	—	EXIT	Sold out
41	XGDVX	Gabelli Dividend & Income Tr	—	EXIT	Sold out
42	MO	Altria Group INC	—	EXIT	Sold out
43	SLB	Slb LTD	—	EXIT	Sold out
44	EPD	Enterprise Products Partners	—	EXIT	Sold out
45	EEM	Ishares Msci Emerging Market	—	EXIT	Sold out
46	VWO	Vanguard Ftse Emerging Marke	—	NEW	New buy
47	IBM	Intl Business Machines CORP	—	NEW	New buy
48	IWD	Ishares Russell 1000 Value E	—	NEW	New buy
49	✓	Global X Fds	—	NEW	New buy
50	XXI	Twenty One Capital, Inc.	—	EXIT	Sold out