Caprock Group, LLC — Q4 2016 13F Holdings

Name: Caprock Group, LLC — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001610769

Total reported value

$4.1B

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Full holdings list this quarter

Showing top 200 holdings (of 339 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VEA	Vanguard Ftse Developed ETF	ETF-Other	5.27%	-0.67%	EXIT
2	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	5.18%	—	+36.95%
3	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	4.20%	+0.61%	+3.93%
4	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	4.07%	+0.10%	+6.42%
5	✓	Powershares Qqq Trust Ser 1	Stock-Other	3.56%	—	-6.17%
6	VO	Vanguard Mid-cap ETF	ETF-Other	2.55%	—	+4.92%
7	✓	PayPal Holdings, Inc.	Stock-Other	2.28%	—	-8.18%
8	COST	Costco Wholesale CORP	Stock-Consumer Staples	2.20%	—	-3.87%
9	USB	US Bancorp	Stock-Financials	1.83%	—	-7.23%
10	VB	Vanguard Small-cap ETF	ETF-Other	1.81%	—	+1.44%
11	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	1.79%	—	+36.30%
12	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.66%	—	-14.12%
13	AAPL	Apple INC	Stock-Tech	1.64%	+0.13%	-11.90%
14	MSFT	Microsoft CORP	Stock-Tech	1.48%	-3.07%	EXIT
15	VTV	Vanguard Value ETF	ETF-Other	1.46%	—	+1.41%
16	EBAY	Ebay INC	Stock-Consumer Disc	1.42%	—	-0.70%
17	EFA	Ishares Msci Eafe ETF	ETF-Other	1.37%	-0.39%	EXIT
18	PG	Procter & Gamble Co/the	Stock-Consumer Staples	1.31%	—	-15.98%
19	JNJ	Johnson & Johnson	Stock-Healthcare	1.29%	—	-9.47%
20	✓	Invesco Financial Preferred ETF	ETF-Other	1.17%	—	+134.14%
21	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.01%	—	-21.43%
22	IWB	Ishares Russell 1000 ETF	ETF-Other	0.95%	—	+1512.93%
23	GLD	Spdr Gold Shares	ETF-Commodities	0.94%	—	-18.51%
24	CSCO	Cisco Systems INC	Stock-Tech	0.80%	—	-20.92%
25	PFE	Pfizer INC	Stock-Healthcare	0.79%	—	-14.59%
26	ORCL	Oracle CORP	Stock-Tech	0.63%	-0.06%	-12.95%
27	AMZN	Amazon.com INC	Stock-Consumer Disc	0.61%	+0.01%	+16.77%
28	XOM	Exxon Mobil CORP	Stock-Energy	0.61%	+0.22%	-23.47%
29	T	At&t INC	Stock-Comm Services	0.60%	—	-30.07%
30	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.60%	+0.11%	-18.80%
31	IAUUSD	Ishares Gold Trust	ETF-Commodities	0.59%	—	-5.79%
32	MRK	Merck & Co. INC.	Stock-Healthcare	0.57%	—	-27.34%
33	PEP	Pepsico INC	Stock-Consumer Staples	0.57%	—	-0.44%
34	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.52%	—	-0.21%
35	IBM	Intl Business Machines CORP	Stock-Tech	0.52%	—	-20.03%
36	DIS	Walt Disney Co/the	Stock-Comm Services	0.52%	—	-10.20%
37	MMM	3m Co	Stock-Industrials	0.52%	—	+3.44%
38	EPD	Enterprise Products Partners	Stock-Energy	0.49%	—	-36.00%
39	VZ	Verizon Communications INC	Stock-Comm Services	0.48%	—	-25.36%
40	META	Meta Platforms Inc-class A	Stock-Comm Services	0.46%	-0.05%	-25.53%
41	JPM	Jpmorgan Chase & Co	Stock-Financials	0.46%	—	-30.31%
42	WMT	Walmart INC	Stock-Consumer Staples	0.46%	-0.37%	EXIT
43	UPS	United Parcel Service-cl B	Stock-Industrials	0.45%	—	-21.79%
44	VUG	Vanguard Growth ETF	ETF-Other	0.45%	—	-2.92%
45	VBR	Vanguard Small-cap Value ETF	ETF-Other	0.43%	—	-0.48%
46	HD	Home Depot INC	Stock-Consumer Disc	0.43%	—	-6.70%
47	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.42%	+0.01%	-15.45%
48	QCOM	Qualcomm INC	Stock-Tech	0.41%	—	-35.75%
49	SBUX	Starbucks CORP	Stock-Consumer Disc	0.40%	—	+19.25%
50	TIP	Ishares Tips Bond ETF	ETF-Other	0.39%	—	-1.89%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Caprock Group, LLC for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AMJEUR	Jpmorgan Alerian Mlp Index	+1.8%	+36.95%	Add
2	IWB	Ishares Russell 1000 ETF	+0.9%	+1512.93%	Add
3	VOO	Vanguard S&p 500 ETF	+0.7%	+6.42%	Add
4	✓	Invesco Financial Preferred ETF	+0.7%	+134.14%	Add
5	HEDJ	Wisdomtree Europe Hedged Equ	+0.7%	+36.30%	Add
6	VTI	Vanguard Total Stock Mkt ETF	+0.7%	+3.93%	Add
7	USB	US Bancorp	+0.3%	-7.23%	Trim
8	✓	Powershares Qqq Trust Ser 1	+0.1%	-6.17%	Trim
9	AAPL	Apple INC	—	-11.90%	Trim
10	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	-14.12%	Trim
11	JNJ	Johnson & Johnson	0%	-9.47%	Trim
12	✓	PayPal Holdings, Inc.	-0.1%	-8.18%	Trim
13	AEP	American Electric Power Company, Inc.	-0.1%	-21.43%	Trim
14	PFE	Pfizer INC	-0.1%	-14.59%	Trim
15	WY	Weyerhaeuser Co	-0.1%	-31.11%	Trim
16	JNJ	Johnson & Johnson	-0.1%	-41.92%	Trim
17	T	At&t INC	-0.1%	-30.07%	Trim
18	ABBV	Abbvie INC	-0.1%	-33.95%	Trim
19	SYY	Sysco CORP	-0.1%	-73.90%	Trim
20	CSCO	Cisco Systems INC	-0.2%	-20.92%	Trim
21	WFC	Wells Fargo & Co	-0.2%	-55.50%	Trim
22	EFA	Ishares Msci Eafe ETF	-0.2%	-17.13%	Trim
23	✓		-0.2%	-43.20%	Trim
24	META	Meta Platforms Inc-class A	-0.2%	-25.53%	Trim
25	MRK	Merck & Co. INC.	-0.2%	-27.34%	Trim
26	PFF	Ishares Preferred & Income S	-0.2%	-63.73%	Trim
27	PG	Procter & Gamble Co/the	-0.2%	-15.98%	Trim
28	QCOM	Qualcomm INC	-0.2%	-35.75%	Trim
29	DLR	Digital Realty Trust INC	-0.2%	-54.85%	Trim
30	✓	Mplx LP	-0.2%	-51.52%	Trim
31	NVS	Novartis Ag-sponsored Adr	-0.2%	-48.80%	Trim
32	STWD	Starwood Property Trust INC	-0.2%	-47.42%	Trim
33	SHLXUSD	Shell Midstream Partners LP	-0.2%	-62.59%	Trim
34	EPD	Enterprise Products Partners	-0.2%	-36.00%	Trim
35	GSK	GSK plc ADRhedged	-0.2%	-51.73%	Trim
36	WES	Western Midstream Partners, LP	-0.2%	-76.91%	Trim
37	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	-0.2%	-82.07%	Trim
38	EQT	EQT Corporation	-0.2%	-83.18%	Trim
39	GLD	Spdr Gold Shares	-0.3%	-18.51%	Trim
40	BXMT	Blackstone Mortgage Tru-cl A	-0.3%	-81.45%	Trim
41	✓	Apollo Coml Real Estate Fin In	-0.3%	-87.26%	Trim
42	EXPD	Expeditors Intl Wash INC	-0.7%	-80.02%	Trim
43	✓	Plains Group Hlgs LP A	—	EXIT	Sold out
44	SUB	Ishares Short-term National	—	NEW	New buy
45	SPG	Simon Property Group INC	—	EXIT	Sold out
46	✓	Plains All American Pipeline, L.P.	—	NEW	New buy
47	WELL	Welltower INC	—	EXIT	Sold out
48	PLD	Prologis INC	—	EXIT	Sold out
49	BBTUSD	Bb&t CORP	—	NEW	New buy
50	SHYG	Ishares 0-5 Yr Hy CORP Bond	—	NEW	New buy