Caprock Group, LLC — Q4 2015 13F Holdings

Name: Caprock Group, LLC — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001610769

Total reported value

$4.1B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VEA	Vanguard Ftse Developed ETF	ETF-Other	12.90%	-0.67%	EXIT
2	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	6.78%	+0.10%	+49.83%
3	COST	Costco Wholesale CORP	Stock-Consumer Staples	4.72%	—	+0.20%
4	USB	US Bancorp	Stock-Financials	4.39%	—	-6.57%
5	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	4.17%	—	+3.57%
6	VUG	Vanguard Growth ETF	ETF-Other	4.10%	—	—
7	✓	Powershares Qqq Trust Ser 1	Stock-Other	4.03%	—	+26.60%
8	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	3.88%	—	—
9	VO	Vanguard Mid-cap ETF	ETF-Other	3.41%	—	+4.53%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.28%	—	-26.81%
11	VB	Vanguard Small-cap ETF	ETF-Other	3.23%	—	-2.72%
12	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	3.12%	—	—
13	FEZ	State Street Spdr Euro Stoxx	ETF-Other	2.87%	—	-1.94%
14	GLD	Spdr Gold Shares	ETF-Commodities	2.84%	—	-20.70%
15	VGK	Vanguard Ftse Europe ETF	ETF-Other	2.82%	—	-6.00%
16	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.34%	+0.61%	+396.05%
17	VTV	Vanguard Value ETF	ETF-Other	2.24%	—	—
18	EXPD	Expeditors Intl Wash INC	Stock-Industrials	2.07%	—	—
19	VOE	Vanguard Mid-cap Value ETF	ETF-Other	1.95%	—	—
20	AAPL	Apple INC	Stock-Tech	1.23%	+0.13%	+1.51%
21	MSFT	Microsoft CORP	Stock-Tech	1.17%	-3.07%	EXIT
22	JNJ	Johnson & Johnson	Stock-Healthcare	1.12%	—	-8.06%
23	VBK	Vanguard Small-cap Grwth ETF	ETF-Other	1.11%	—	—
24	IAUUSD	Ishares Gold Trust	ETF-Commodities	1.10%	—	-1.73%
25	VBR	Vanguard Small-cap Value ETF	ETF-Other	0.95%	—	—
26	META	Meta Platforms Inc-class A	Stock-Comm Services	0.86%	-0.05%	+26.53%
27	STWD	Starwood Property Trust INC	Stock-Real Estate	0.83%	—	+16.99%
28	ECC	Eagle Point Credit Co	Stock-Other	0.78%	—	+12.37%
29	EBAY	Ebay INC	Stock-Consumer Disc	0.74%	—	-26.71%
30	BXMT	Blackstone Mortgage Tru-cl A	Stock-Real Estate	0.70%	—	+14.43%
31	EFA	Ishares Msci Eafe ETF	ETF-Other	0.69%	-0.39%	EXIT
32	XOM	Exxon Mobil CORP	Stock-Energy	0.65%	+0.22%	-18.67%
33	OMER	Omeros CORP	Stock-Other	0.59%	—	—
34	TIP	Ishares Tips Bond ETF	ETF-Other	0.50%	—	+19.44%
35	✓	Apollo Coml Real Estate Fin In	Stock-Other	0.50%	—	-18.32%
36	TYGEUR	Tortoise Energy Infrastruct	Stock-Other	0.50%	—	-64.60%
37	VTWO	Vanguard Russell 2000 ETF	ETF-Small Cap	0.47%	—	—
38	IBB	Ishares Biotechnology ETF	ETF-Tech	0.47%	—	+4.23%
39	CELG	Celgene CORP	Stock-Other	0.46%	—	+149.06%
40	VDE	Vanguard Energy ETF	ETF-Other	0.46%	—	—
41	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.43%	—	+4.70%
42	PFE	Pfizer INC	Stock-Healthcare	0.41%	—	—
43	BA	Boeing Co/the	Stock-Industrials	0.39%	—	—
44	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.38%	+0.01%	—
45	ORCL	Oracle CORP	Stock-Tech	0.38%	-0.06%	—
46	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.38%	—	-63.40%
47	SBUX	Starbucks CORP	Stock-Consumer Disc	0.35%	—	-1.14%
48	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.32%	—	-21.90%
49	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.30%	+0.11%	—
50	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.30%	—	-47.77%

1–50 of 87

Holding changes this quarter

Position changes disclosed by Caprock Group, LLC for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VTI	Vanguard Total Stock Mkt ETF	+1.8%	+396.05%	Add
2	VOO	Vanguard S&p 500 ETF	+1.5%	+49.83%	Add
3	✓	Powershares Qqq Trust Ser 1	+0.4%	+26.60%	Add
4	CELG	Celgene CORP	+0.3%	+149.06%	Add
5	EFA	Ishares Msci Eafe ETF	+0.2%	+80.06%	Add
6	MSFT	Microsoft CORP	+0.2%	+15.82%	Add
7	META	Meta Platforms Inc-class A	+0.1%	+26.53%	Add
8	OMER	Omeros CORP	+0.1%	—	Unchanged
9	STWD	Starwood Property Trust INC	-0.1%	+16.99%	Add
10	✓		-0.2%	-42.55%	Trim
11	AEP	American Electric Power Company, Inc.	-0.3%	-47.77%	Trim
12	EBAY	Ebay INC	-0.4%	-26.71%	Trim
13	COST	Costco Wholesale CORP	-0.5%	+0.20%	Add
14	VO	Vanguard Mid-cap ETF	-0.5%	+4.53%	Add
15	XSCDX	Lmp Capital And Income Fund	-0.7%	-87.99%	Trim
16	VGK	Vanguard Ftse Europe ETF	-0.9%	-6.00%	Trim
17	IWM	Ishares Russell 2000 ETF	-0.9%	-63.40%	Trim
18	TYGEUR	Tortoise Energy Infrastruct	-1.2%	-64.60%	Trim
19	USB	US Bancorp	-1.2%	-6.57%	Trim
20	NML	Neuberger Energy Infrastruct	-1.5%	-84.38%	Trim
21	GLD	Spdr Gold Shares	-1.9%	-20.70%	Trim
22	SPY	Ss Spdr S&p 500 ETF Trust-us	-2%	-26.81%	Trim
23	VEA	Vanguard Ftse Developed ETF	-3.5%	-5.09%	Trim
24	VUG	Vanguard Growth ETF	—	NEW	New buy
25	AMJEUR	Jpmorgan Alerian Mlp Index	—	NEW	New buy
26	VOT	Vanguard Mid-cap Growth ETF	—	NEW	New buy
27	VTV	Vanguard Value ETF	—	NEW	New buy
28	VOE	Vanguard Mid-cap Value ETF	—	NEW	New buy
29	VBK	Vanguard Small-cap Grwth ETF	—	NEW	New buy
30	VBR	Vanguard Small-cap Value ETF	—	NEW	New buy
31	KYN	Kayne Anderson Energy Infra	—	EXIT	Sold out
32	VTWO	Vanguard Russell 2000 ETF	—	NEW	New buy
33	VDE	Vanguard Energy ETF	—	NEW	New buy
34	GOOG	Alphabet Inc-cl C	—	NEW	New buy
35	✓	Vaneck Ig Floating Rate ETF	—	EXIT	Sold out
36	GOOGL	Alphabet Inc-cl A	—	NEW	New buy
37	✓	ProShares UltraShort QQQ	—	EXIT	Sold out
38	IBM	Intl Business Machines CORP	—	EXIT	Sold out
39	MMM	3m Co	—	EXIT	Sold out
40	KEY	Keycorp	—	EXIT	Sold out
41	PEP	Pepsico INC	—	EXIT	Sold out
42	USDU	Wisdomtree Bbg Usd Bullish	—	NEW	New buy
43	✓	Maxwell Technologies INC	—	EXIT	Sold out
44	AXP	American Express Co	—	EXIT	Sold out
45	ADSK	Autodesk INC	—	NEW	New buy
46	SRCLEUR	Stericycle INC	—	NEW	New buy
47	VIPS	Vipshop Holdings LTD - Adr	—	NEW	New buy
48	COR	Cencora INC	—	NEW	New buy
49	XGDVX	Gabelli Dividend & Income Tr	—	NEW	New buy
50	VZ	Verizon Communications INC	—	NEW	New buy