Caprock Group, LLC — Q1 2021 13F Holdings

Name: Caprock Group, LLC — 13F Holdings, Q1 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001610769

Total reported value

$4.1B

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Full holdings list this quarter

Showing top 200 holdings (of 490 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	11.24%	+0.61%	+4.19%
2	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	4.44%	+0.10%	+0.09%
3	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	3.68%	-0.01%	-0.59%
4	MSFT	Microsoft CORP	Stock-Tech	3.68%	-3.07%	EXIT
5	IWV	Ishares Russell 3000 ETF	ETF-Other	3.54%	—	+3.09%
6	AAPL	Apple INC	Stock-Tech	2.98%	+0.13%	-0.00%
7	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	2.88%	—	+5.52%
8	VXUS	Vanguard Total Intl Stock	ETF-Other	2.87%	—	+6.28%
9	VEA	Vanguard Ftse Developed ETF	ETF-Other	2.49%	-0.67%	EXIT
10	ITOT	Ishares Core S&p Total U.s.	ETF-Other	2.45%	—	-0.34%
11	SCHB	Schwab US Broad Market ETF	ETF-Other	2.21%	—	+1.80%
12	AMZN	Amazon.com INC	Stock-Consumer Disc	1.85%	+0.01%	-4.18%
13	META	Meta Platforms Inc-class A	Stock-Comm Services	1.30%	-0.05%	-19.87%
14	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.22%	+0.01%	-7.06%
15	ESGV	Vanguard Esg US Stock ETF	ETF-Other	1.03%	—	+0.68%
16	VO	Vanguard Mid-cap ETF	ETF-Other	1.00%	—	-0.67%
17	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.83%	+0.11%	-3.27%
18	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.83%	—	+2.85%
19	VOOG	Vanguard S&p 500 Growth ETF	ETF-Large Cap & Growth	0.81%	—	-1.64%
20	VB	Vanguard Small-cap ETF	ETF-Other	0.81%	—	+12.69%
21	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.80%	—	-2.81%
22	DIS	Walt Disney Co/the	Stock-Comm Services	0.75%	—	-2.74%
23	VUG	Vanguard Growth ETF	ETF-Other	0.72%	—	-2.19%
24	JNJ	Johnson & Johnson	Stock-Healthcare	0.69%	—	-2.61%
25	HD	Home Depot INC	Stock-Consumer Disc	0.68%	—	+10.38%
26	IWB	Ishares Russell 1000 ETF	ETF-Other	0.67%	—	—
27	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.63%	—	-10.83%
28	JPM	Jpmorgan Chase & Co	Stock-Financials	0.61%	—	-3.37%
29	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.57%	—	+6.55%
30	PWR	Quanta Services INC	Stock-Industrials	0.55%	-0.37%	EXIT
31	NVDA	Nvidia CORP	Stock-Tech	0.54%	+0.27%	-2.73%
32	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.53%	—	-42.33%
33	ORCL	Oracle CORP	Stock-Tech	0.53%	-0.06%	-0.75%
34	V	Visa Inc-class A Shares	Stock-Financials	0.52%	-0.04%	-1.63%
35	MA	Mastercard INC - A	Stock-Financials	0.52%	-0.04%	-0.50%
36	CSCO	Cisco Systems INC	Stock-Tech	0.47%	—	-1.08%
37	QUAL	Ishares Msci USA Quality Fac	ETF-Other	0.47%	—	—
38	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.46%	—	+27.98%
39	PLTR	Palantir Technologies Inc-a	Stock-Tech	0.45%	-0.03%	+630.55%
40	TSLA	Tesla INC	Stock-Consumer Disc	0.45%	—	-20.40%
41	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.44%	—	+6.25%
42	UNH	Unitedhealth Group INC	Stock-Healthcare	0.43%	—	-7.56%
43	NFLX	Netflix INC	Stock-Comm Services	0.42%	-0.07%	-25.42%
44	TXN	Texas Instruments INC	Stock-Tech	0.38%	—	+3.83%
45	BAC	Bank Of America CORP	Stock-Financials	0.37%	—	-9.83%
46	IBB	Ishares Biotechnology ETF	ETF-Tech	0.37%	—	+15.63%
47	PEP	Pepsico INC	Stock-Consumer Staples	0.36%	—	-1.83%
48	EFA	Ishares Msci Eafe ETF	ETF-Other	0.34%	-0.39%	EXIT
49	USB	US Bancorp	Stock-Financials	0.33%	—	+0.06%
50	XOM	Exxon Mobil CORP	Stock-Energy	0.32%	+0.22%	-19.51%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Caprock Group, LLC for the quarter ending Q1 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VTI	Vanguard Total Stock Mkt ETF	+0.7%	+4.19%	Add
2	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.2%	-42.33%	Trim
3	PLTR	Palantir Technologies Inc-a	+0.2%	+630.55%	Add
4	IWV	Ishares Russell 3000 ETF	+0.2%	+3.09%	Add
5	VXUS	Vanguard Total Intl Stock	+0.2%	+6.28%	Add
6	VEU	Vanguard Ftse All-world Ex-u	+0.1%	+5.52%	Add
7	PJAN	Innovator U.s. Equity Power	+0.1%	+86.48%	Add
8	VB	Vanguard Small-cap ETF	+0.1%	+12.69%	Add
9	HD	Home Depot INC	+0.1%	+10.38%	Add
10	VYM	Vanguard High Dvd Yield ETF	+0.1%	+27.98%	Add
11	VIG	Vanguard Dividend Apprec ETF	+0.1%	+67.12%	Add
12	IFF	Intl Flavors & Fragrances	+0.1%	+69.23%	Add
13	VOO	Vanguard S&p 500 ETF	+0.1%	+0.09%	Add
14	SCHB	Schwab US Broad Market ETF	+0.1%	+1.80%	Add
15	AEP	American Electric Power Company, Inc.	+0.1%	+6.25%	Add
16	GOOGL	Alphabet Inc-cl A	+0.1%	-3.27%	Trim
17	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	+2.85%	Add
18	SCHX	Schwab US Large-cap ETF	+0.1%	+122.33%	Add
19	GOOG	Alphabet Inc-cl C	+0.1%	-7.06%	Trim
20	JPM	Jpmorgan Chase & Co	+0.1%	-3.37%	Trim
21	INTC	Intel CORP	+0.1%	+4.83%	Add
22	TXN	Texas Instruments INC	+0.1%	+3.83%	Add
23	ITOT	Ishares Core S&p Total U.s.	0%	-0.34%	Trim
24	IVV	Ishares Core S&p 500 ETF	0%	+6.55%	Add
25	VWO	Vanguard Ftse Emerging Marke	0%	-0.59%	Trim
26	MSFT	Microsoft CORP	0%	-2.83%	Trim
27	CRM	Salesforce INC	-0.1%	-12.84%	Trim
28	MRK	Merck & Co. INC.	-0.1%	-19.29%	Trim
29	RSPS	Invesco S&p 500 Equal Weight	-0.1%	-44.47%	Trim
30	ABBV	Abbvie INC	-0.1%	-22.75%	Trim
31	POWA	Invesco Bloomberg Pricing Po	-0.1%	-47.02%	Trim
32	COST	Costco Wholesale CORP	-0.1%	-2.81%	Trim
33	IWD	Ishares Russell 1000 Value E	-0.1%	-42.92%	Trim
34	PG	Procter & Gamble Co/the	-0.1%	-10.83%	Trim
35	BABA	Alibaba Group Holding-sp Adr	-0.2%	-37.93%	Trim
36	TSLA	Tesla INC	-0.2%	-20.40%	Trim
37	NFLX	Netflix INC	-0.2%	-25.42%	Trim
38	ADBE	Adobe INC	-0.2%	-39.21%	Trim
39	META	Meta Platforms Inc-class A	-0.3%	-19.87%	Trim
40	AMZN	Amazon.com INC	-0.3%	-4.18%	Trim
41	AAPL	Apple INC	-0.4%	-0.00%	Trim
42	ULTA	Ulta Beauty INC	—	EXIT	Sold out
43	IAUUSD	Ishares Gold Trust	—	EXIT	Sold out
44	AI	C3.ai Inc-a	—	NEW	New buy
45	ACCDUSD	Accolade INC	—	NEW	New buy
46	KJAN	Innovator U.s. Small Cap Pow	—	NEW	New buy
47	XMLV	Invesco S&p Midcap Low Volat	—	EXIT	Sold out
48	EXPD	Expeditors Intl Wash INC	—	EXIT	Sold out
49	TPL	Texas Pacific Land CORP	—	NEW	New buy
50	MNA	Nyli Merger Arbitrage ETF	—	NEW	New buy