Caprock Group, LLC — Q4 2019 13F Holdings

Name: Caprock Group, LLC — 13F Holdings, Q4 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001610769

Total reported value

$4.1B

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Full holdings list this quarter

Showing top 200 holdings (of 369 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	11.07%	+0.61%	-0.74%
2	VEA	Vanguard Ftse Developed ETF	ETF-Other	5.48%	-0.67%	EXIT
3	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	5.02%	+0.10%	+1.60%
4	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	4.80%	-0.01%	+1.12%
5	MSFT	Microsoft CORP	Stock-Tech	3.38%	-3.07%	EXIT
6	VO	Vanguard Mid-cap ETF	ETF-Other	2.69%	—	-0.77%
7	AAPL	Apple INC	Stock-Tech	2.45%	+0.13%	-0.30%
8	VB	Vanguard Small-cap ETF	ETF-Other	1.79%	—	-0.15%
9	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.74%	—	+13.08%
10	EFA	Ishares Msci Eafe ETF	ETF-Other	1.60%	-0.39%	EXIT
11	VTV	Vanguard Value ETF	ETF-Other	1.42%	—	-5.60%
12	AMZN	Amazon.com INC	Stock-Consumer Disc	1.37%	+0.01%	-1.85%
13	DDWM	Wisdomtree Dy Inter Eq Fd-us	ETF-Other	1.19%	—	+0.20%
14	VOOG	Vanguard S&p 500 Growth ETF	ETF-Large Cap & Growth	1.15%	—	-1.23%
15	PWR	Quanta Services INC	Stock-Industrials	1.06%	-0.37%	EXIT
16	COST	Costco Wholesale CORP	Stock-Consumer Staples	1.05%	—	+0.59%
17	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.98%	+0.01%	-1.32%
18	IWB	Ishares Russell 1000 ETF	ETF-Other	0.96%	—	+0.01%
19	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.85%	—	-31.00%
20	DIS	Walt Disney Co/the	Stock-Comm Services	0.78%	—	+2.59%
21	JNJ	Johnson & Johnson	Stock-Healthcare	0.77%	—	-7.59%
22	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.77%	—	-1.08%
23	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.76%	—	-1.67%
24	IBB	Ishares Biotechnology ETF	ETF-Tech	0.76%	—	-23.78%
25	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.75%	+0.11%	+2.69%
26	VUG	Vanguard Growth ETF	ETF-Other	0.74%	—	+7.74%
27	ITOT	Ishares Core S&p Total U.s.	ETF-Other	0.74%	—	+0.83%
28	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.70%	—	+3.87%
29	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.70%	—	—
30	USB	US Bancorp	Stock-Financials	0.69%	—	-4.58%
31	VXUS	Vanguard Total Intl Stock	ETF-Other	0.68%	—	+0.01%
32	JPM	Jpmorgan Chase & Co	Stock-Financials	0.67%	—	+1.75%
33	V	Visa Inc-class A Shares	Stock-Financials	0.66%	-0.04%	+1.82%
34	VOE	Vanguard Mid-cap Value ETF	ETF-Other	0.65%	—	-0.75%
35	CSCO	Cisco Systems INC	Stock-Tech	0.64%	—	+10.47%
36	ORCL	Oracle CORP	Stock-Tech	0.62%	-0.06%	+1.73%
37	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.58%	—	+0.97%
38	META	Meta Platforms Inc-class A	Stock-Comm Services	0.57%	-0.05%	+0.08%
39	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.55%	—	-5.57%
40	IWF	Ishares Russell 1000 Growth	ETF-Other	0.48%	—	-2.29%
41	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	0.48%	—	+0.12%
42	UNH	Unitedhealth Group INC	Stock-Healthcare	0.46%	—	+2.83%
43	UTXZ	United Tech CORP	Stock-Other	0.45%	—	+2.46%
44	NVDA	Nvidia CORP	Stock-Tech	0.44%	+0.27%	+2.25%
45	VZ	Verizon Communications INC	Stock-Comm Services	0.43%	—	+1.58%
46	TSLA	Tesla INC	Stock-Consumer Disc	0.42%	—	-7.91%
47	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.41%	—	-5.35%
48	MDT	Medtronic plc	Stock-Healthcare	0.40%	—	+2.41%
49	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.40%	—	+5.74%
50	PEP	Pepsico INC	Stock-Consumer Staples	0.40%	—	+1.36%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Caprock Group, LLC for the quarter ending Q4 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+0.4%	-0.30%	Trim
2	MSFT	Microsoft CORP	+0.2%	+1.90%	Add
3	VEU	Vanguard Ftse All-world Ex-u	+0.2%	+13.08%	Add
4	EFA	Ishares Msci Eafe ETF	+0.1%	+11.98%	Add
5	TSLA	Tesla INC	+0.1%	-7.91%	Trim
6	VWO	Vanguard Ftse Emerging Marke	+0.1%	+1.12%	Add
7	UNH	Unitedhealth Group INC	+0.1%	+2.83%	Add
8	NVDA	Nvidia CORP	+0.1%	+2.25%	Add
9	BABA	Alibaba Group Holding-sp Adr	+0.1%	+17.17%	Add
10	USMV	Ishares Msci USA Min Vol Fac	+0.1%	+218.29%	Add
11	BMY	Bristol-myers Squibb Co	+0.1%	+20.70%	Add
12	AEP	American Electric Power Company, Inc.	+0.1%	+0.97%	Add
13	JPM	Jpmorgan Chase & Co	+0.1%	+1.75%	Add
14	VUG	Vanguard Growth ETF	+0.1%	+7.74%	Add
15	DIS	Walt Disney Co/the	0%	+2.59%	Add
16	AMGN	Amgen INC	0%	+3.78%	Add
17	BAC	Bank Of America CORP	0%	+4.42%	Add
18	ABBV	Abbvie INC	0%	+4.43%	Add
19	CVS	Cvs Health CORP	0%	+5.53%	Add
20	VOO	Vanguard S&p 500 ETF	0%	+1.60%	Add
21	PWR	Quanta Services INC	0%	+4.56%	Add
22	META	Meta Platforms Inc-class A	0%	+0.08%	Add
23	BIIB	Biogen INC	0%	+0.80%	Add
24	GOOGL	Alphabet Inc-cl A	0%	+2.69%	Add
25	V	Visa Inc-class A Shares	0%	+1.82%	Add
26	ITOT	Ishares Core S&p Total U.s.	—	+0.83%	Add
27	IVV	Ishares Core S&p 500 ETF	—	—	Unchanged
28	IWB	Ishares Russell 1000 ETF	0%	+0.01%	Add
29	GOOG	Alphabet Inc-cl C	0%	-1.32%	Trim
30	VB	Vanguard Small-cap ETF	0%	-0.15%	Trim
31	VOOG	Vanguard S&p 500 Growth ETF	0%	-1.23%	Trim
32	DDWM	Wisdomtree Dy Inter Eq Fd-us	0%	+0.20%	Add
33	AMZN	Amazon.com INC	-0.1%	-1.85%	Trim
34	SRE	Sempra	-0.1%	-31.60%	Trim
35	VO	Vanguard Mid-cap ETF	-0.1%	-0.77%	Trim
36	✓	Health Insurance Innovatio-a	-0.1%	+0.73%	Add
37	IBB	Ishares Biotechnology ETF	-0.1%	-23.78%	Trim
38	VTI	Vanguard Total Stock Mkt ETF	-0.2%	-0.74%	Trim
39	VEA	Vanguard Ftse Developed ETF	-0.3%	-2.80%	Trim
40	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.4%	-31.00%	Trim
41	IWO	Ishares Russell 2000 Growth	—	NEW	New buy
42	TFC	Truist Financial CORP	—	NEW	New buy
43	GPC	Genuine Parts Co	—	NEW	New buy
44	CELG	Celgene CORP	—	EXIT	Sold out
45	BBTUSD	Bb&t CORP	—	EXIT	Sold out
46	XLU	St Sr Utl Sl Se Spdr Etf-usd	—	NEW	New buy
47	SHY	Ishares 1-3 Year Treasury Bo	—	NEW	New buy
48	ALK	Alaska Air Group INC	—	EXIT	Sold out
49	ISRG	Intuitive Surgical INC	—	NEW	New buy
50	ITW	Illinois Tool Works	—	NEW	New buy