Caprock Group, LLC — Q3 2018 13F Holdings

Name: Caprock Group, LLC — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001610769

Total reported value

$4.1B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 407 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	11.09%	+0.61%	+1.63%
2	VEA	Vanguard Ftse Developed ETF	ETF-Other	8.10%	-0.67%	EXIT
3	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	4.42%	+0.10%	+0.39%
4	MSFT	Microsoft CORP	Stock-Tech	2.78%	-3.07%	EXIT
5	VO	Vanguard Mid-cap ETF	ETF-Other	2.63%	—	+0.26%
6	AAPL	Apple INC	Stock-Tech	2.49%	+0.13%	-1.31%
7	VB	Vanguard Small-cap ETF	ETF-Other	1.99%	—	+0.12%
8	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	1.52%	—	—
9	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.46%	—	-0.21%
10	VTV	Vanguard Value ETF	ETF-Other	1.41%	—	+6.50%
11	EFA	Ishares Msci Eafe ETF	ETF-Other	1.37%	-0.39%	EXIT
12	VOOG	Vanguard S&p 500 Growth ETF	ETF-Large Cap & Growth	1.33%	—	+0.20%
13	AMZN	Amazon.com INC	Stock-Consumer Disc	1.20%	+0.01%	-1.80%
14	JNJ	Johnson & Johnson	Stock-Healthcare	1.01%	—	-3.74%
15	IWB	Ishares Russell 1000 ETF	ETF-Other	1.00%	—	+0.01%
16	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.90%	—	-0.06%
17	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.87%	-0.01%	+36.21%
18	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.82%	—	-1.65%
19	CSCO	Cisco Systems INC	Stock-Tech	0.78%	—	-3.67%
20	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.75%	—	+921.98%
21	USB	US Bancorp	Stock-Financials	0.75%	—	+0.29%
22	VOE	Vanguard Mid-cap Value ETF	ETF-Other	0.72%	—	+0.57%
23	IBB	Ishares Biotechnology ETF	ETF-Tech	0.72%	—	-3.88%
24	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.70%	—	-11.39%
25	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.69%	+0.11%	-2.13%
26	PFE	Pfizer INC	Stock-Healthcare	0.64%	—	-4.96%
27	ORCL	Oracle CORP	Stock-Tech	0.64%	-0.06%	-0.46%
28	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	0.60%	—	+2.97%
29	JPM	Jpmorgan Chase & Co	Stock-Financials	0.58%	—	-2.59%
30	VUG	Vanguard Growth ETF	ETF-Other	0.55%	—	+2.97%
31	DIS	Walt Disney Co/the	Stock-Comm Services	0.55%	—	+2.90%
32	XOM	Exxon Mobil CORP	Stock-Energy	0.53%	+0.22%	+6.38%
33	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.53%	—	+2.25%
34	HD	Home Depot INC	Stock-Consumer Disc	0.53%	—	-0.09%
35	IWF	Ishares Russell 1000 Growth	ETF-Other	0.50%	—	+0.06%
36	V	Visa Inc-class A Shares	Stock-Financials	0.48%	-0.04%	-3.48%
37	PEP	Pepsico INC	Stock-Consumer Staples	0.48%	—	-1.06%
38	VZ	Verizon Communications INC	Stock-Comm Services	0.45%	—	-5.73%
39	UTXZ	United Tech CORP	Stock-Other	0.45%	—	+1.62%
40	META	Meta Platforms Inc-class A	Stock-Comm Services	0.44%	-0.05%	-4.13%
41	NVDA	Nvidia CORP	Stock-Tech	0.44%	+0.27%	-8.84%
42	CDC	Victoryshares US Eq Income E	ETF-Other	0.43%	—	-1.11%
43	UNH	Unitedhealth Group INC	Stock-Healthcare	0.42%	—	-1.00%
44	IBM	Intl Business Machines CORP	Stock-Tech	0.40%	—	+19.11%
45	BP	Bp Plc-spons Adr	Stock-Energy	0.40%	—	-0.87%
46	MDT	Medtronic plc	Stock-Healthcare	0.39%	—	-1.19%
47	TXN	Texas Instruments INC	Stock-Tech	0.38%	—	-2.93%
48	CVX	Chevron CORP	Stock-Energy	0.37%	+0.15%	+10.65%
49	FDX	Fedex CORP	Stock-Industrials	0.37%	—	-1.32%
50	MMM	3m Co	Stock-Industrials	0.37%	—	-1.27%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Caprock Group, LLC for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VEU	Vanguard Ftse All-world Ex-u	+0.7%	+921.98%	Add
2	MSFT	Microsoft CORP	+0.6%	+15.51%	Add
3	VTI	Vanguard Total Stock Mkt ETF	+0.5%	+1.63%	Add
4	AAPL	Apple INC	+0.3%	-1.31%	Trim
5	VWO	Vanguard Ftse Emerging Marke	+0.2%	+36.21%	Add
6	VOO	Vanguard S&p 500 ETF	+0.1%	+0.39%	Add
7	VTV	Vanguard Value ETF	+0.1%	+6.50%	Add
8	AMZN	Amazon.com INC	+0.1%	-1.80%	Trim
9	IBM	Intl Business Machines CORP	+0.1%	+19.11%	Add
10	C	Citigroup INC	+0.1%	+23.33%	Add
11	OMER	Omeros CORP	+0.1%	—	Unchanged
12	ORCL	Oracle CORP	+0.1%	-0.46%	Trim
13	✓	Health Insurance Innovatio-a	+0.1%	-29.43%	Trim
14	VOOG	Vanguard S&p 500 Growth ETF	+0.1%	+0.20%	Add
15	PFE	Pfizer INC	+0.1%	-4.96%	Trim
16	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	+2.25%	Add
17	DDWM	Wisdomtree Dy Inter Eq Fd-us	+0.1%	+42.38%	Add
18	LMT	Lockheed Martin CORP	+0.1%	+46.83%	Add
19	JNJ	Johnson & Johnson	+0.1%	-3.74%	Trim
20	DIS	Walt Disney Co/the	+0.1%	+2.90%	Add
21	SPY	Ss Spdr S&p 500 ETF Trust-us	0%	-0.21%	Trim
22	IWB	Ishares Russell 1000 ETF	0%	+0.01%	Add
23	CSCO	Cisco Systems INC	0%	-3.67%	Trim
24	VO	Vanguard Mid-cap ETF	0%	+0.26%	Add
25	VB	Vanguard Small-cap ETF	0%	+0.12%	Add
26	TSLA	Tesla INC	-0.1%	-23.41%	Trim
27	BABA	Alibaba Group Holding-sp Adr	-0.1%	-22.63%	Trim
28	VEA	Vanguard Ftse Developed ETF	-0.1%	+1.05%	Add
29	META	Meta Platforms Inc-class A	-0.1%	-4.13%	Trim
30	RILY	Brc Group Holdings INC	—	EXIT	Sold out
31	VOD	Vodafone Group Plc-sp Adr	—	EXIT	Sold out
32	VT	Vanguard Tot World Stk ETF	—	NEW	New buy
33	✓	Iberiabank CORP	—	EXIT	Sold out
34	AVGO	Broadcom INC	—	NEW	New buy
35	PWR	Quanta Services INC	—	EXIT	Sold out
36	LITE	Lumentum Holdings INC	—	EXIT	Sold out
37	AVBC	Avidia Bancorp, Inc.	—	EXIT	Sold out
38	FOSL	Fossil Group INC	—	NEW	New buy
39	NTNX	Nutanix INC - A	—	EXIT	Sold out
40	MS	Morgan Stanley	—	NEW	New buy
41	SYY	Sysco CORP	—	EXIT	Sold out
42	SSP	Ew Scripps Co/the-a	—	EXIT	Sold out
43	AMAT	Applied Materials INC	—	EXIT	Sold out
44	VSAT	Viasat INC	—	EXIT	Sold out
45	TPB	Turning Point Brands INC	—	NEW	New buy
46	TDG	Transdigm Group INC	—	EXIT	Sold out
47	WYNN	Wynn Resorts LTD	—	EXIT	Sold out
48	SUPN	Supernus Pharmaceuticals INC	—	EXIT	Sold out
49	HCCIUSD	Heritage-crystal Clean INC	—	EXIT	Sold out
50	HLT	Hilton Worldwide Holdings In	—	EXIT	Sold out