SC
Smith Capital Management Inc /ar/adv Historical SEC 13F Holdings & Archive (Q3 2020)
Smith Capital Management Inc /ar/advCIK: 0000747559
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$162.8M
Reporting period: 2020-09-30 · Number of holdings: 85
SMITH CAPITAL MANAGEMENT INC /AR/ADV disclosed 85 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $162.8M and a quarterly turnover rate of 9.5%.
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Personality snowflake
- Concentration
- 17.85
- Portfolio Stability
- 9.49
- Momentum
- 100
- Sector conviction
- 71.77
- Diversification
- 100
- Sizing Uniformity
- 83.19
Smith Capital Management Inc /ar/adv's disclosed holdings carry a Herfindahl concentration index of 0.045 — mathematically equivalent to about 22 equally-sized positions, well below its 85 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.68), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.0 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 8% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govAdd BSCMUSD
+157.1% $657.0K
Add VTI
+1.5% $1.8M
Add BSCL
+95.5% $549.0K
Trim META
-69.8% -$407.0K
Trim NEAR
+1.3% $112.0K
Add QUAL
+11.7% $589.0K
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 11.53% | +0.33% | +1.51% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 10.96% | +0.15% | +0.29% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 6.72% | -0.05% | -2.02% | |
| 4 | NEAR | Ishares Sh Dba ETF Usd Inc | ETF-Other | 4.63% | -0.27% | +1.29% | |
| 5 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 4.21% | -0.03% | +6.50% | |
| 6 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 4.19% | — | +1.98% | |
| 7 | VXF | Vanguard Extended Market ETF | ETF-Other | 3.60% | +0.07% | -0.34% | |
| 8 | FTCS | First Trust Capital Strength | ETF-Other | 3.54% | +0.04% | +0.25% | |
| 9 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.70% | -0.09% | +3.96% | |
| 10 | LMBS | First Trust Low Duration Opp | ETF-Other | 2.57% | — | +0.76% | |
| 11 | AAPL | Apple Inc | Stock-Tech | 2.38% | — | +213.27% | |
| 12 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 2.29% | -0.04% | +0.27% | |
| 13 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 2.10% | +0.24% | +11.72% | |
| 14 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.99% | +0.09% | +3.36% | |
| 15 | CABO | Cable One Inc | Stock-Comm Services | 1.75% | -0.01% | — | |
| 16 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 1.48% | +0.06% | +6.25% | |
| 17 | FMB | First Trust Managed Municipa | ETF-Other | 1.43% | +0.02% | +7.46% | |
| 18 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.40% | +0.06% | — | |
| 19 | WMT | Walmart Inc | Stock-Consumer Staples | 1.37% | +0.14% | +2.24% | |
| 20 | VXUS | Vanguard Total Intl Stock | ETF-Other | 1.37% | +0.03% | +3.02% | |
| 21 | FVD | First Trust Value Line Dvd | ETF-Other | 1.33% | -0.01% | +1.98% | |
| 22 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.27% | +0.13% | +5.54% | |
| 23 | SUB | Ishares Short-term National | ETF-Other | 1.25% | +0.02% | +8.41% | |
| 24 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 1.24% | -0.17% | -6.05% | |
| 25 | MUB | Ishares National Muni Bond E | ETF-Other | 1.18% | +0.03% | +9.09% | |
| 26 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.08% | -0.04% | -0.28% | |
| 27 | BND | Vanguard Total Bond Market | ETF-Other | 1.06% | — | +1.45% | |
| 28 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.93% | +0.02% | +5.54% | |
| 29 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 0.93% | -0.03% | -0.92% | |
| 30 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.80% | -0.02% | — | |
| 31 | FPE | Ft-preferred Secur & Inc ETF | ETF-Other | 0.76% | -0.01% | +1.57% | |
| 32 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.72% | +0.05% | +3.01% | |
| 33 | BSCL | Invesco Bulletshares 2021 Co | ETF-Other | 0.69% | +0.31% | +95.46% | |
| 34 | BSCMUSD | Invesco Bulletshares 2022 Co | ETF-Other | 0.66% | +0.39% | +157.08% | |
| 35 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.58% | — | -3.18% | |
| 36 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.58% | -0.09% | -8.11% | |
| 37 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.52% | — | -0.75% | |
| 38 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.50% | +0.01% | — | |
| 39 | HOMB | Home Bancshares Inc | Stock-Financials | 0.49% | — | — | |
| 40 | FTSL | First Trust Senior Loan ETF | ETF-Other | 0.49% | — | -5.91% | |
| 41 | OZK | Bank Ozk | Stock-Financials | 0.47% | -0.11% | -5.32% | |
| 42 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.46% | — | -0.67% | |
| 43 | MSFT | Microsoft CORP | Stock-Tech | 0.46% | — | +0.71% | |
| 44 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.45% | +0.01% | -2.79% | |
| 45 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.44% | +0.02% | +9.51% | |
| 46 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 0.41% | +0.03% | — | |
| 47 | GLD | Spdr Gold Shares | ETF-Commodities | 0.39% | — | — | |
| 48 | IWB | Ishares Russell 1000 ETF | ETF-Other | 0.39% | +0.01% | — | |
| 49 | XLK | Ss Technology Select Sector | ETF-Tech | 0.38% | +0.06% | +15.63% | |
| 50 | BAC | Bank Of America CORP | Stock-Financials | 0.38% | — | — |
1–50 of 85
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Holding changes this quarter
Smith Capital Management Inc /ar/adv's most significant position changes for 2020-09-30: New buy: Tesla Inc (TSLA); Sold out: Chevron CORP (CVX); New buy: Lowe's Cos Inc (LOW); Sold out: Rtx CORP (RTX); New buy: Vanguard Info Tech ETF (VGT).
Filing History
FAQ
What is Smith Capital Management Inc /ar/adv and what type of investor is it?
Smith Capital Management Inc /ar/adv is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2020-09-30), the firm manages a tracked equity portfolio valued at approximately $162.8M, spread across 85 disclosed positions.
What are Smith Capital Management Inc /ar/adv's largest equity positions?
Based on the latest 13F filing, Smith Capital Management Inc /ar/adv's top holdings by market value are:
1. Vanguard Total Stock Mkt ETF (VTI) — $18.8M (11.5%)
2. Ishares Core S&p 500 ETF (IVV) — $17.9M (11.0%)
3. Ss Spdr S&p 500 ETF Trust-us (SPY) — $10.9M (6.7%)
4. Ishares Sh Dba ETF Usd Inc (NEAR) — $7.5M (4.6%)
5. First Trust Enh Short Mat Fd (FTSM) — $6.9M (4.2%)
What changes did Smith Capital Management Inc /ar/adv make in its most recent portfolio filing?
In the latest reported quarter, Smith Capital Management Inc /ar/adv made 44 notable position adjustments: 3 new positions were initiated, 25 existing holdings were added to, 14 positions were partially reduced, and 2 were completely exited. The largest of these moves: New buy: Tesla Inc (TSLA); Sold out: Chevron CORP (CVX); New buy: Lowe's Cos Inc (LOW); Sold out: Rtx CORP (RTX); New buy: Vanguard Info Tech ETF (VGT)
What sectors does Smith Capital Management Inc /ar/adv focus on?
Smith Capital Management Inc /ar/adv is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 38.9%
• Consumer Staples: 22.3%
• Consumer Discretionary: 12.9%
• Health Care: 10.4%
• Communication Services: 9.3%
• Financials: 4.7%
Investment Profile
Smith Capital Management Inc /ar/adv's portfolio is broadly diversified and long-term-holding, with 38.9% of the portfolio concentrated in Information Technology.
It has added to its IVV position over the past two quarters (+$4.7M, now $17.9M), while trimming IWN over the same stretch (-$387.0K, still holding $224.0K).
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