Caprock Group, LLC — Q4 2020 13F Holdings

Name: Caprock Group, LLC — 13F Holdings, Q4 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001610769

Total reported value

$4.1B

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Full holdings list this quarter

Showing top 200 holdings (of 482 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	10.59%	+0.61%	+21.26%
2	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	4.36%	+0.10%	-1.56%
3	MSFT	Microsoft CORP	Stock-Tech	3.72%	-3.07%	EXIT
4	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	3.72%	-0.01%	+4.14%
5	IWV	Ishares Russell 3000 ETF	ETF-Other	3.37%	—	—
6	AAPL	Apple INC	Stock-Tech	3.37%	+0.13%	+3.01%
7	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	2.74%	—	+12.65%
8	VXUS	Vanguard Total Intl Stock	ETF-Other	2.70%	—	+0.68%
9	VEA	Vanguard Ftse Developed ETF	ETF-Other	2.53%	-0.67%	EXIT
10	ITOT	Ishares Core S&p Total U.s.	ETF-Other	2.41%	—	+23.40%
11	SCHB	Schwab US Broad Market ETF	ETF-Other	2.13%	—	+0.98%
12	AMZN	Amazon.com INC	Stock-Consumer Disc	2.11%	+0.01%	+7.07%
13	META	Meta Platforms Inc-class A	Stock-Comm Services	1.56%	-0.05%	+85.88%
14	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.16%	+0.01%	-6.34%
15	ESGV	Vanguard Esg US Stock ETF	ETF-Other	1.02%	—	+0.02%
16	VO	Vanguard Mid-cap ETF	ETF-Other	0.98%	—	+0.90%
17	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.92%	—	-1.88%
18	VOOG	Vanguard S&p 500 Growth ETF	ETF-Large Cap & Growth	0.85%	—	-11.73%
19	DIS	Walt Disney Co/the	Stock-Comm Services	0.79%	—	+6.50%
20	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.76%	+0.11%	-7.17%
21	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.76%	—	-8.52%
22	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.76%	—	+4.09%
23	VUG	Vanguard Growth ETF	ETF-Other	0.75%	—	-2.92%
24	JNJ	Johnson & Johnson	Stock-Healthcare	0.71%	—	-4.96%
25	VB	Vanguard Small-cap ETF	ETF-Other	0.68%	—	+1.96%
26	IWB	Ishares Russell 1000 ETF	ETF-Other	0.66%	—	+0.01%
27	TSLA	Tesla INC	Stock-Consumer Disc	0.62%	—	+2.43%
28	NFLX	Netflix INC	Stock-Comm Services	0.61%	-0.07%	+0.45%
29	V	Visa Inc-class A Shares	Stock-Financials	0.57%	-0.04%	+2.05%
30	NVDA	Nvidia CORP	Stock-Tech	0.56%	+0.27%	-13.75%
31	HD	Home Depot INC	Stock-Consumer Disc	0.56%	—	-1.13%
32	PWR	Quanta Services INC	Stock-Industrials	0.56%	-0.37%	EXIT
33	JPM	Jpmorgan Chase & Co	Stock-Financials	0.55%	—	+12.90%
34	MA	Mastercard INC - A	Stock-Financials	0.54%	-0.04%	-14.47%
35	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.53%	—	+2.74%
36	ORCL	Oracle CORP	Stock-Tech	0.51%	-0.06%	+0.76%
37	ADBE	Adobe INC	Stock-Tech	0.51%	—	-0.78%
38	QUAL	Ishares Msci USA Quality Fac	ETF-Other	0.46%	—	—
39	UNH	Unitedhealth Group INC	Stock-Healthcare	0.45%	—	+2.61%
40	CSCO	Cisco Systems INC	Stock-Tech	0.43%	—	-4.45%
41	PEP	Pepsico INC	Stock-Consumer Staples	0.40%	—	+0.78%
42	CRM	Salesforce INC	Stock-Tech	0.39%	—	+1.78%
43	BABA	Alibaba Group Holding-sp Adr	Stock-Consumer Disc	0.37%	—	-27.89%
44	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.36%	—	+2.67%
45	ABBV	Abbvie INC	Stock-Healthcare	0.35%	—	-6.95%
46	MRK	Merck & Co. INC.	Stock-Healthcare	0.35%	—	+11.13%
47	VOT	Vanguard Mid-cap Growth ETF	ETF-Other	0.35%	—	+0.29%
48	EFA	Ishares Msci Eafe ETF	ETF-Other	0.34%	-0.39%	EXIT
49	ULTA	Ulta Beauty INC	Stock-Consumer Disc	0.34%	—	-0.35%
50	VYM	Vanguard High Dvd Yield ETF	ETF-Other	0.34%	—	+2.18%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Caprock Group, LLC for the quarter ending Q4 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VTI	Vanguard Total Stock Mkt ETF	+1.4%	+21.26%	Add
2	META	Meta Platforms Inc-class A	+0.6%	+85.88%	Add
3	ITOT	Ishares Core S&p Total U.s.	+0.4%	+23.40%	Add
4	VEU	Vanguard Ftse All-world Ex-u	+0.2%	+12.65%	Add
5	PLTR	Palantir Technologies Inc-a	+0.2%	+191.08%	Add
6	IWD	Ishares Russell 1000 Value E	+0.2%	+164.48%	Add
7	DIS	Walt Disney Co/the	+0.2%	+6.50%	Add
8	TSLA	Tesla INC	+0.2%	+2.43%	Add
9	UL	Unilever PLC	+0.2%	+188.49%	Add
10	EFA	Ishares Msci Eafe ETF	+0.1%	+62.23%	Add
11	AEP	American Electric Power Company, Inc.	+0.1%	+2.67%	Add
12	JPM	Jpmorgan Chase & Co	+0.1%	+12.90%	Add
13	IWM	Ishares Russell 2000 ETF	+0.1%	+104.31%	Add
14	BAC	Bank Of America CORP	+0.1%	+18.51%	Add
15	DJCO	Daily Journal CORP	+0.1%	—	Unchanged
16	NVTA1EUR	Invitae CORP	+0.1%	+152.31%	Add
17	VB	Vanguard Small-cap ETF	+0.1%	+1.96%	Add
18	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+77.01%	Add
19	IBB	Ishares Biotechnology ETF	0%	+24.18%	Add
20	IAUUSD	Ishares Gold Trust	0%	+40.00%	Add
21	IWF	Ishares Russell 1000 Growth	0%	+33.73%	Add
22	RSP	Invesco S&p 500 Equal Weight	0%	+17.11%	Add
23	VWO	Vanguard Ftse Emerging Marke	0%	+4.14%	Add
24	VEA	Vanguard Ftse Developed ETF	0%	+5.05%	Add
25	PWR	Quanta Services INC	0%	-8.96%	Trim
26	ULTA	Ulta Beauty INC	0%	-0.35%	Trim
27	VO	Vanguard Mid-cap ETF	0%	+0.90%	Add
28	IVV	Ishares Core S&p 500 ETF	0%	+2.74%	Add
29	UNH	Unitedhealth Group INC	0%	+2.61%	Add
30	IWB	Ishares Russell 1000 ETF	0%	+0.01%	Add
31	V	Visa Inc-class A Shares	0%	+2.05%	Add
32	ESGV	Vanguard Esg US Stock ETF	-0.1%	+0.02%	Add
33	BRK-B	Berkshire Hathaway Inc-cl B	-0.1%	+4.09%	Add
34	AAPL	Apple INC	-0.1%	+3.01%	Add
35	GOOGL	Alphabet Inc-cl A	-0.1%	-7.17%	Trim
36	VXUS	Vanguard Total Intl Stock	-0.1%	+0.68%	Add
37	SCHB	Schwab US Broad Market ETF	-0.1%	+0.98%	Add
38	GOOG	Alphabet Inc-cl C	-0.1%	-6.34%	Trim
39	VGT	Vanguard Info Tech ETF	-0.1%	-36.89%	Trim
40	T	At&t INC	-0.1%	-48.42%	Trim
41	SAP	Sap Se-sponsored Adr	-0.1%	-21.85%	Trim
42	IWV	Ishares Russell 3000 ETF	-0.2%	—	Unchanged
43	AMZN	Amazon.com INC	-0.2%	+7.07%	Add
44	PG	Procter & Gamble Co/the	-0.2%	-8.52%	Trim
45	NVDA	Nvidia CORP	-0.3%	-13.75%	Trim
46	BABA	Alibaba Group Holding-sp Adr	-0.4%	-27.89%	Trim
47	VOO	Vanguard S&p 500 ETF	-0.4%	-1.56%	Trim
48	PDEC	Innovator U.s. Equity Power	—	NEW	New buy
49	PJAN	Innovator U.s. Equity Power	—	NEW	New buy
50	UNUSD	Unilever N V -ny Shares	—	EXIT	Sold out