CIK: 0001297376
Total reported value
$6.0B
Reporting period: 2026-03-31 · Number of holdings: 1453
Advisors Asset Management, Inc. disclosed 1453 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $6.0B and a quarterly turnover rate of 20.5%.
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Advisors Asset Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.005 — mathematically equivalent to about 212 equally-sized positions, well below its 1453 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.42), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Trim MSFT
-2.4% -$34.4M
Trim GOOGL
-6.9% -$27.0M
Trim AMZN
-3.4% -$22.9M
Add XSSPX
+2062.4% $18.2M
Trim AAPL
-4.1% -$15.6M
Trim SHOP
-1.9% -$15.5M
Showing top 200 holdings (of 1453 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.66% | -0.48% | -6.88% | |
| 2 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.59% | -0.40% | -3.41% | |
| 3 | AAPL | Apple INC | Stock-Tech | 2.22% | -0.28% | -4.08% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 1.69% | -0.59% | -2.39% | |
| 5 | WMT | Walmart INC | Stock-Consumer Staples | 1.55% | — | -7.13% | |
| 6 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.44% | -0.27% | -1.71% | |
| 7 | VZ | Verizon Communications INC | Stock-Comm Services | 1.00% | +0.16% | -2.88% | |
| 8 | V | Visa Inc-class A Shares | Stock-Financials | 0.97% | -0.18% | -1.76% | |
| 9 | MA | Mastercard INC - A | Stock-Financials | 0.94% | -0.17% | -2.72% | |
| 10 | AVGO | Broadcom INC | Stock-Tech | 0.70% | -0.16% | -8.08% | |
| 11 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.70% | +0.09% | +1.98% | |
| 12 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.68% | — | -7.29% | |
| 13 | SHOP | Shopify INC - Class A | Stock-Tech | 0.67% | -0.27% | -1.92% | |
| 14 | CVX | Chevron CORP | Stock-Energy | 0.66% | +0.17% | -0.43% | |
| 15 | IBM | Intl Business Machines CORP | Stock-Tech | 0.64% | -0.18% | -3.40% | |
| 16 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.62% | +0.09% | +2.69% | |
| 17 | GLW | Corning INC | Stock-Tech | 0.61% | +0.16% | -12.34% | |
| 18 | AMGN | Amgen INC | Stock-Healthcare | 0.61% | — | -2.90% | |
| 19 | T | At&t INC | Stock-Comm Services | 0.60% | — | -5.98% | |
| 20 | CSCO | Cisco Systems INC | Stock-Tech | 0.59% | -0.08% | -11.10% | |
| 21 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.57% | — | +7.22% | |
| 22 | TXN | Texas Instruments INC | Stock-Tech | 0.55% | +0.08% | +6.19% | |
| 23 | TMUS | T-mobile US INC | Stock-Comm Services | 0.52% | — | +0.62% | |
| 24 | AXP | American Express Co | Stock-Financials | 0.51% | -0.15% | -3.48% | |
| 25 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.48% | — | -0.54% | |
| 26 | NVDA | Nvidia CORP | Stock-Tech | 0.48% | — | +4.66% | |
| 27 | HD | Home Depot INC | Stock-Consumer Disc | 0.47% | — | +7.92% | |
| 28 | KYN | Kayne Anderson Energy Infra | Stock-Other | 0.46% | +0.08% | +3.97% | |
| 29 | GEV | GE Vernova INC | Stock-Industrials | 0.45% | +0.08% | -7.72% | |
| 30 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.43% | — | -5.98% | |
| 31 | PFE | Pfizer INC | Stock-Healthcare | 0.41% | — | -3.98% | |
| 32 | PWR | Quanta Services INC | Stock-Industrials | 0.41% | +0.08% | -4.83% | |
| 33 | GS | Goldman Sachs Group INC | Stock-Financials | 0.41% | — | -0.61% | |
| 34 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.40% | — | +3.29% | |
| 35 | FDX | Fedex CORP | Stock-Industrials | 0.40% | +0.06% | -1.94% | |
| 36 | PH | Parker Hannifin CORP | Stock-Industrials | 0.40% | — | +5.06% | |
| 37 | CMI | Cummins INC | Stock-Industrials | 0.40% | — | -0.23% | |
| 38 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.39% | — | +14.39% | |
| 39 | CLS | Celestica INC | Stock-Tech | 0.39% | — | -5.76% | |
| 40 | NEE | Nextera Energy INC | Stock-Utilities | 0.38% | — | +2.82% | |
| 41 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.37% | — | +0.78% | |
| 42 | APH | Amphenol Corp-cl A | Stock-Tech | 0.37% | — | -4.27% | |
| 43 | MU | Micron Technology INC | Stock-Tech | 0.36% | +0.07% | +8.08% | |
| 44 | GILD | Gilead Sciences INC | Stock-Healthcare | 0.36% | — | -4.53% | |
| 45 | TYG | Tortoise Energy Infrastruct | Stock-Other | 0.35% | +0.09% | +10.71% | |
| 46 | MUC | Blackrock Munihold Ca Qlty | Stock-Other | 0.34% | +0.10% | +47.38% | |
| 47 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.34% | — | -1.58% | |
| 48 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.34% | — | +6.45% | |
| 49 | RTX | Rtx CORP | Stock-Industrials | 0.33% | — | +1.36% | |
| 50 | NAC | Nuveen Ca Qlty Muni INC | Stock-Other | 0.32% | — | +22.25% |
Performance for Q3 2026
+1.1%
Performance Last 4 Quarters
+18.5%
Based on 76% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 1453 | $6.0B | 21 | |
| 2025-12-31 | 1440 | $6.0B | 17 | |
| 2025-09-30 | 1453 | $5.9B | 30 | |
| 2025-06-30 | 1472 | $5.6B | 0 | |
| 2025-03-31 | 1494 | $5.3B | 100 | |
| 2024-12-31 | 1472 | $5.4B | 0 | |
| 2024-09-30 | 1460 | $5.4B | 0 | |
| 2024-06-30 | 1436 | $5.1B | 0 | |
| 2024-03-31 | 1395 | $5.2B | 0 | |
| 2023-12-31 | 1401 | $4.9B | 0 | |
| 2023-09-30 | 1404 | $4.6B | 0 | |
| 2023-06-30 | 1417 | $4.9B | 0 | |
| 2023-03-31 | 1447 | $4.9B | 0 | |
| 2022-12-31 | 1480 | $4.9B | 0 | |
| 2022-09-30 | 1460 | $4.8B | 0 | |
| 2022-06-30 | 1489 | $5.3B | 0 | |
| 2022-03-31 | 1484 | $6.5B | 0 | |
| 2021-12-31 | 1487 | $7.0B | 0 | |
| 2021-09-30 | 1463 | $6.6B | 0 | |
| 2021-06-30 | 1401 | $6.8B | 97 | |
| 2021-03-31 | 1478 | $6.4B | 20 | |
| 2020-12-31 | 1507 | $6.0B | 18 | |
| 2020-09-30 | 1520 | $5.4B | 17 | |
| 2020-06-30 | 1522 | $5.1B | 26 | |
| 2020-03-31 | 1503 | $4.2B | 34 | |
| 2019-12-31 | 1556 | $5.7B | 16 | |
| 2019-09-30 | 1577 | $5.4B | 16 | |
| 2019-06-30 | 1550 | $5.5B | 17 | |
| 2019-03-31 | 1816 | $5.6B | 21 | |
| 2018-12-31 | 1599 | $5.0B | 27 | |
| 2018-09-30 | 1578 | $6.1B | 18 | |
| 2018-06-30 | 1586 | $5.9B | 24 | |
| 2018-03-31 | 1539 | $6.0B | 13 | |
| 2017-12-31 | 1507 | $6.1B | 17 | |
| 2017-09-30 | 1513 | $6.0B | 19 | |
| 2017-06-30 | 1564 | $6.0B | 19 | |
| 2017-03-31 | 1550 | $6.0B | 23 | |
| 2016-12-31 | 1844 | $6.0B | 23 | |
| 2016-09-30 | 1837 | $6.1B | 21 | |
| 2016-06-30 | 1856 | $6.2B | 23 | |
| 2016-03-31 | 1797 | $6.0B | 24 | |
| 2015-12-31 | 1901 | $6.3B | 27 | |
| 2015-09-30 | 1885 | $6.3B | 28 | |
| 2015-06-30 | 1834 | $7.3B | 24 | |
| 2015-03-31 | 1804 | $7.5B | 22 | |
| 2014-12-31 | 1789 | $7.5B | 23 | |
| 2014-09-30 | 1775 | $7.3B | 19 | |
| 2014-06-30 | 2072 | $7.2B | 22 | |
| 2014-03-31 | 1764 | $6.6B | 20 | |
| 2013-12-31 | 1757 | $6.2B | 22 | |
| 2013-09-30 | 1752 | $5.6B | 19 | |
| 2013-06-30 | 1765 | $5.3B | 0 |
Advisors Asset Management, Inc.'s most significant position changes for 2026-03-31: Sold out: Nuveen S&p 500 Buy-wr INC (XBXMX); New buy: AstraZeneca PLC (AZN); Sold out: Astrazeneca Plc-spons Adr (AZNN); Sold out: Blackrock Munivest Fund Ii (XMVTX); Sold out: Cyberark Software LTD.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | XSSPX | Nuveen S&p 500 Dynam Overwr | +0.3% | +2062.43% | Add |
| 2 | CVX | Chevron CORP | +0.2% | -0.43% | Trim |
| 3 | VZ | Verizon Communications INC | +0.2% | -2.88% | Trim |
| 4 | GLW | Corning INC | +0.2% | -12.34% | Trim |
| 5 | DOW | Dow INC | +0.1% | +1.69% | Add |
| 6 | MTZ | Mastec INC | +0.1% | +12.89% | Add |
| 7 | MUC | Blackrock Munihold Ca Qlty | +0.1% | +47.38% | Add |
| 8 | MHD | Blackrock Muniholdings Fund | +0.1% | +91.88% | Add |
| 9 | LITE | Lumentum Holdings INC | +0.1% | +4.22% | Add |
| 10 | MRK | Merck & Co. INC. | +0.1% | +1.98% | Add |
| 11 | COST | Costco Wholesale CORP | +0.1% | +2.69% | Add |
| 12 | TYG | Tortoise Energy Infrastruct | +0.1% | +10.71% | Add |
| 13 | TXN | Texas Instruments INC | +0.1% | +6.19% | Add |
| 14 | VLO | Valero Energy CORP | +0.1% | -1.24% | Trim |
| 15 | GEV | GE Vernova INC | +0.1% | -7.72% | Trim |
| 16 | MYI | Blackrock Muniyield Qlty Iii | +0.1% | +91.31% | Add |
| 17 | PWR | Quanta Services INC | +0.1% | -4.83% | Trim |
| 18 | KYN | Kayne Anderson Energy Infra | +0.1% | +3.97% | Add |
| 19 | MU | Micron Technology INC | +0.1% | +8.08% | Add |
| 20 | ESE | Esco Technologies INC | +0.1% | +23.78% | Add |
| 21 | DELL | Dell Technologies -c | +0.1% | +7.87% | Add |
| 22 | OKE | Oneok INC | +0.1% | +16.06% | Add |
| 23 | FIX | Comfort Systems USA INC | +0.1% | +5.04% | Add |
| 24 | FDX | Fedex CORP | +0.1% | -1.94% | Trim |
| 25 | CVS | Cvs Health CORP | -0.1% | -36.63% | Trim |
| 26 | INTU | Intuit INC | -0.1% | -14.56% | Trim |
| 27 | PYPL | Paypal Holdings INC | -0.1% | -19.49% | Trim |
| 28 | BR | Broadridge Financial Solutio | -0.1% | -12.62% | Trim |
| 29 | NFJ | Virtus Dvd Intrst & Prm Str | -0.1% | -27.53% | Trim |
| 30 | CSCO | Cisco Systems INC | -0.1% | -11.10% | Trim |
| 31 | NOW | Servicenow INC | -0.1% | -2.91% | Trim |
| 32 | XNIEX | Virtus Equity & Convertible | -0.1% | -21.04% | Trim |
| 33 | ORCL | Oracle CORP | -0.1% | -7.77% | Trim |
| 34 | AXP | American Express Co | -0.2% | -3.48% | Trim |
| 35 | AVGO | Broadcom INC | -0.2% | -8.08% | Trim |
| 36 | MA | Mastercard INC - A | -0.2% | -2.72% | Trim |
| 37 | V | Visa Inc-class A Shares | -0.2% | -1.76% | Trim |
| 38 | IBM | Intl Business Machines CORP | -0.2% | -3.40% | Trim |
| 39 | SHOP | Shopify INC - Class A | -0.3% | -1.92% | Trim |
| 40 | META | Meta Platforms Inc-class A | -0.3% | -1.71% | Trim |
| 41 | AAPL | Apple INC | -0.3% | -4.08% | Trim |
| 42 | AMZN | Amazon.com INC | -0.4% | -3.41% | Trim |
| 43 | GOOGL | Alphabet Inc-cl A | -0.5% | -6.88% | Trim |
| 44 | MSFT | Microsoft CORP | -0.6% | -2.39% | Trim |
| 45 | XBXMX | Nuveen S&p 500 Buy-wr INC | — | EXIT | Sold out |
| 46 | AZN | AstraZeneca PLC | — | NEW | New buy |
| 47 | AZNN | Astrazeneca Plc-spons Adr | — | EXIT | Sold out |
| 48 | XMVTX | Blackrock Munivest Fund Ii | — | EXIT | Sold out |
| 49 | ✓ | Cyberark Software LTD | — | EXIT | Sold out |
| 50 | XBFZX | Blackrock Ca Muni INC Tr | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-12 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-06 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-12 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-10 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-08 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-14 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-12 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-13 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-08 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-08 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-17 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-15 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-30 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-07 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-12 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-12 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-15 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-05-20 | Amendment | View on EDGAR |
| 2019-12-31 | 2020-02-14 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-11-14 | Amendment | View on EDGAR |
| 2019-06-30 | 2019-08-14 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-07 | Amendment | View on EDGAR |
| 2018-12-31 | 2019-01-31 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-15 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-22 | Amendment | View on EDGAR |
| 2018-06-30 | 2018-08-15 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-15 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-13 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-07 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-02 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-02 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-09 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-10-31 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-08 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-10 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-16 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-11 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-13 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-05 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-03 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-15 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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