AA
Advisors Asset Management, Inc.: 13F Stock Holdings & Portfolio (Q2 2026)
Advisors Asset Management, Inc.CIK: 0001297376
Long-term holder
Total reported value
—
Reporting period: 2026-06-30 · Number of holdings: 0
Advisors Asset Management, Inc. disclosed 0 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of — and a quarterly turnover rate of 0.0%.
Personality snowflake
- Concentration
- 0
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 0
- Diversification
- 0
- Sizing Uniformity
- —
Sector classification currently covers about 0% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 2.66% | — | -6.88% | |
| 2 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.59% | — | -3.41% | |
| 3 | AAPL | Apple Inc | Stock-Tech | 2.22% | — | -4.08% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 1.69% | — | -2.39% | |
| 5 | WMT | Walmart Inc | Stock-Consumer Staples | 1.55% | — | -7.13% | |
| 6 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.44% | — | -1.71% | |
| 7 | VZ | Verizon Communications Inc | Stock-Comm Services | 1.00% | — | -2.88% | |
| 8 | V | Visa Inc-class A Shares | Stock-Financials | 0.97% | — | -1.76% | |
| 9 | MA | Mastercard Inc - A | Stock-Financials | 0.94% | — | -2.72% | |
| 10 | AVGO | Broadcom Inc | Stock-Tech | 0.70% | — | -8.08% | |
| 11 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.70% | — | +1.98% | |
| 12 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.68% | — | -7.29% | |
| 13 | SHOP | Shopify Inc - Class A | Stock-Tech | 0.67% | — | -1.92% | |
| 14 | CVX | Chevron CORP | Stock-Energy | 0.66% | — | -0.43% | |
| 15 | IBM | Intl Business Machines CORP | Stock-Tech | 0.64% | — | -3.40% | |
| 16 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.62% | — | +2.69% | |
| 17 | GLW | Corning Inc | Stock-Tech | 0.61% | — | -12.34% | |
| 18 | AMGN | Amgen Inc | Stock-Healthcare | 0.61% | — | -2.90% | |
| 19 | T | At&t Inc | Stock-Comm Services | 0.60% | — | -5.98% | |
| 20 | CSCO | Cisco Systems Inc | Stock-Tech | 0.59% | — | -11.10% | |
| 21 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.57% | — | +7.22% | |
| 22 | TXN | Texas Instruments Inc | Stock-Tech | 0.55% | — | +6.19% | |
| 23 | TMUS | T-mobile US Inc | Stock-Comm Services | 0.52% | — | +0.62% | |
| 24 | AXP | American Express Co | Stock-Financials | 0.51% | — | -3.48% | |
| 25 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.48% | — | -0.54% | |
| 26 | NVDA | Nvidia CORP | Stock-Tech | 0.48% | — | +4.66% | |
| 27 | HD | Home Depot Inc | Stock-Consumer Disc | 0.47% | — | +7.92% | |
| 28 | KYN | Kayne Anderson Energy Infra | Stock-Other | 0.46% | — | +3.97% | |
| 29 | GEV | GE Vernova Inc | Stock-Industrials | 0.45% | — | -7.72% | |
| 30 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.43% | — | -5.98% | |
| 31 | PFE | Pfizer Inc | Stock-Healthcare | 0.41% | — | -3.98% | |
| 32 | PWR | Quanta Services Inc | Stock-Industrials | 0.41% | — | -4.83% | |
| 33 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.41% | — | -0.61% | |
| 34 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.40% | — | +3.29% | |
| 35 | FDX | Fedex CORP | Stock-Industrials | 0.40% | — | -1.94% | |
| 36 | PH | Parker Hannifin CORP | Stock-Industrials | 0.40% | — | +5.06% | |
| 37 | CMI | Cummins Inc | Stock-Industrials | 0.40% | — | -0.23% | |
| 38 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 0.39% | — | +14.39% | |
| 39 | CLS | Celestica Inc | Stock-Tech | 0.39% | — | -5.76% | |
| 40 | NEE | Nextera Energy Inc | Stock-Utilities | 0.38% | — | +2.82% | |
| 41 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.37% | — | +0.78% | |
| 42 | APH | Amphenol Corp-cl A | Stock-Tech | 0.37% | — | -4.27% | |
| 43 | MU | Micron Technology Inc | Stock-Tech | 0.36% | — | +8.08% | |
| 44 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.36% | — | -4.53% | |
| 45 | TYG | Tortoise Energy Infrastruct | Stock-Other | 0.35% | — | +10.71% | |
| 46 | MUC | Blackrock Munihold Ca Qlty | Stock-Other | 0.34% | — | +47.38% | |
| 47 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.34% | — | -1.58% | |
| 48 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.34% | — | +6.45% | |
| 49 | RTX | Rtx CORP | Stock-Industrials | 0.33% | — | +1.36% | |
| 50 | NAC | Nuveen Ca Qlty Muni Inc | Stock-Other | 0.32% | — | +22.25% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+18.5%
- Stdev
- +12.2%
- Beta
- +0.88
- Alpha
- -0.7%
- Max Drawdown
- -7.5%
- Annualized Perf
- +17.4%
- Batting Avg vs S&P
- +41.7%
- Sortino
- +2.72
- Stutzer
- +0.41
- Treynor
- +0.19
- Sterling
- +1.13
- Calmar
- +2.32
- Information Ratio
- -0.67
- Tracking Error
- +4.7%
- Stdev Down
- +6.2%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +32.5%
- Worst 12 Months
- +7.4%
- Efficiency Ratio
- +0.55
- Sharpe
- +1.38
- Stdev Sectors
- —
- Skewness
- -0.05
- Kurtosis
- -0.42
- Upside Potential
- +4.37
Reported value over time
Sector allocation
Not enough sector-mapped data yet
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 0 | — | 0 | ||
| 2026 Q1 | 1453 | $6.0B | 21 | ||
| 2025 Q4 | 1466 | $6.0B | 0 | ||
| 2025 Q3 | 1477 | $5.9B | 0 | ||
| 2025 Q2 | 1498 | $5.6B | 0 | ||
| 2025 Q1 | 1519 | $5.3B | 0 | ||
| 2024 Q4 | 1497 | $5.4B | 0 | ||
| 2024 Q3 | 1485 | $5.4B | 0 | ||
| 2024 Q2 | 1436 | $5.1B | 0 | ||
| 2024 Q1 | 1395 | $5.2B | 0 | ||
| 2023 Q4 | 1401 | $4.9B | 0 | ||
| 2023 Q3 | 1404 | $4.6B | 0 | ||
| 2023 Q2 | 1417 | $4.9B | 0 | ||
| 2023 Q1 | 1447 | $4.9B | 0 | ||
| 2022 Q4 | 1480 | $4.9B | 0 | ||
| 2022 Q3 | 1460 | $4.8B | 0 | ||
| 2022 Q2 | 1489 | $5.3B | 0 | ||
| 2022 Q1 | 1484 | $6.5B | 0 | ||
| 2021 Q4 | 1487 | $7.0B | 0 | ||
| 2021 Q3 | 1463 | $6.6B | 0 | ||
| 2021 Q2 | 1401 | $6.8B | 97 | ||
| 2021 Q1 | 1478 | $6.4B | 20 | ||
| 2020 Q4 | 1507 | $6.0B | 18 | ||
| 2020 Q3 | 1520 | $5.4B | 17 | ||
| 2020 Q2 | 1522 | $5.1B | 26 | ||
| 2020 Q1 | 1503 | $4.2B | 34 | ||
| 2019 Q4 | 1556 | $5.7B | 16 | ||
| 2019 Q3 | 1577 | $5.4B | 16 | ||
| 2019 Q2 | 1550 | $5.5B | 17 | ||
| 2019 Q1 | 1816 | $5.6B | 21 | ||
| 2018 Q4 | 1599 | $5.0B | 27 | ||
| 2018 Q3 | 1578 | $6.1B | 18 | ||
| 2018 Q2 | 1586 | $5.9B | 24 | ||
| 2018 Q1 | 1539 | $6.0B | 13 | ||
| 2017 Q4 | 1507 | $6.1B | 17 | ||
| 2017 Q3 | 1513 | $6.0B | 19 | ||
| 2017 Q2 | 1564 | $6.0B | 19 | ||
| 2017 Q1 | 1550 | $6.0B | 23 | ||
| 2016 Q4 | 1844 | $6.0B | 23 | ||
| 2016 Q3 | 1837 | $6.1B | 21 | ||
| 2016 Q2 | 1856 | $6.2B | 23 | ||
| 2016 Q1 | 1797 | $6.0B | 24 | ||
| 2015 Q4 | 1901 | $6.3B | 27 | ||
| 2015 Q3 | 1885 | $6.3B | 28 | ||
| 2015 Q2 | 1834 | $7.3B | 24 | ||
| 2015 Q1 | 1804 | $7.5B | 22 | ||
| 2014 Q4 | 1789 | $7.5B | 23 | ||
| 2014 Q3 | 1775 | $7.3B | 19 | ||
| 2014 Q2 | 2072 | $7.2B | 22 | ||
| 2014 Q1 | 1764 | $6.6B | 20 | ||
| 2013 Q4 | 1757 | $6.2B | 22 | ||
| 2013 Q3 | 1752 | $5.6B | 19 | ||
| 2013 Q2 | 1765 | $5.3B | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
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Data Source Notice: AlphaSMO is the web's most authoritative 13F / Inside Trader database. Institutional holdings and insider trades presented here are precisely computed to deliver accurate portfolio reporting.
Filing History
FAQ
What is Advisors Asset Management, Inc. and what type of investor is it?
Advisors Asset Management, Inc. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately —, spread across 0 disclosed positions.
What are Advisors Asset Management, Inc.'s largest equity positions?
Based on the latest 13F filing, Advisors Asset Management, Inc.'s top holdings by market value are:
1. Alphabet Inc-cl A (GOOGL) — $160.0M (2.7%)
2. Amazon.com Inc (AMZN) — $155.4M (2.6%)
3. Apple Inc (AAPL) — $133.3M (2.2%)
4. Microsoft CORP (MSFT) — $101.7M (1.7%)
5. Walmart Inc (WMT) — $93.2M (1.6%)
What changes did Advisors Asset Management, Inc. make in its most recent portfolio filing?
No notable portfolio changes were recorded for Advisors Asset Management, Inc. in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Advisors Asset Management, Inc. focus on?
Sector breakdown data is not yet available for Advisors Asset Management, Inc.. Check back after the next 13F processing cycle.
Investment Profile
Advisors Asset Management, Inc. returned an annualized 17.4% over the trailing 36 months — underperforming the S&P 500 by 0.7 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.88 (less volatile than the market) and a 42% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its MU position over the past two quarters (+$14.4M, now $21.8M), while trimming MSFT over the same stretch (-$46.1M, still holding $101.7M).
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Total reported value
—
1 stks
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Concentration0.0
Portfolio Stability0.0
Sector conviction0.0
View detail
KF
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CIK 0000056822
Total reported value
—
1 stks
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Stale — no recent filing
Concentration0.0
Portfolio Stability0.0
Sector conviction0.0
View detail
RA
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CIK 0000083402
Total reported value
—
1 stks
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Stale — no recent filing
Concentration0.0
Portfolio Stability0.0
Sector conviction0.0
View detail
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Developer Access
Access Advisors Asset Management, Inc.'s institutional profile programmatically:
REST API
curl https://alphasmo.com/api/v1/institutions/advisors-asset-management-incCLI
npx alphasmo institutions get advisors-asset-management-inc