Advisors Asset Management, Inc. — Q1 2015 13F Holdings

Name: Advisors Asset Management, Inc. — 13F Holdings, Q1 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001297376

Total reported value

$6.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1804 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PFE	Pfizer INC	Stock-Healthcare	1.01%	—	+3.37%
2	T	At&t INC	Stock-Comm Services	0.97%	—	+3.60%
3	VZ	Verizon Communications INC	Stock-Comm Services	0.88%	+0.16%	-10.34%
4	MO	Altria Group INC	Stock-Consumer Staples	0.84%	—	-10.40%
5	MRK	Merck & Co. INC.	Stock-Healthcare	0.83%	+0.09%	-5.37%
6	SIXEUR	Six Flags Entertainment CORP	Stock-Other	0.77%	—	-0.09%
7	KMI	Kinder Morgan INC	Stock-Energy	0.76%	—	-3.14%
8	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.76%	—	-1.82%
9	ULCC	Frontier Group Holdings, Inc.	Stock-Other	0.76%	—	-1.86%
10	✓	Nexpoint Cr Strategies Fd	Stock-Other	0.71%	—	-25.69%
11	✓		Stock-Other	0.68%	—	+3.25%
12	VGREUR	Vector Group LTD	Stock-Other	0.67%	—	-2.40%
13	DFIN	Donnelley Financial Solutions, Inc.	Stock-Other	0.66%	—	+4.36%
14	CYEUR	Cypress Semiconductor CORP	Stock-Other	0.66%	—	-12.12%
15	LLY	Eli Lilly & Co	Stock-Healthcare	0.65%	—	-19.27%
16	✓	Cys Invts INC	Stock-Other	0.63%	—	+1.71%
17	TAL	TAL Education Group	Stock-Consumer Staples	0.62%	—	+3.94%
18	CTLEUR	Centurylink INC	Stock-Other	0.60%	—	+0.45%
19	QUAD	Quad Graphics INC	Stock-Other	0.59%	—	+10.09%
20	TDG	Transdigm Group INC	Stock-Industrials	0.59%	—	+27.40%
21	DRI	Darden Restaurants INC	Stock-Consumer Disc	0.58%	—	+2.11%
22	IVREUR	Invesco Mortgage Capital	Stock-Other	0.58%	—	+4.15%
23	✓		Stock-Other	0.57%	—	-3.82%
24	UTF	Cohen & Steers Infrastructur	Stock-Other	0.55%	—	-11.49%
25	PM	Philip Morris International	Stock-Consumer Staples	0.53%	—	+4.95%
26	HE	Hawaiian Electric Inds	Stock-Utilities	0.52%	—	-1.26%
27	KRO	Kronos Worldwide INC	Stock-Other	0.52%	—	+8.20%
28	SO	Southern Co/the	Stock-Utilities	0.51%	—	+30.44%
29	NIE	Virtus Equity & Convertible Income Fund	Stock-Other	0.50%	—	+6.05%
30	PDLIEUR	Pdl Biopharma INC	Stock-Other	0.50%	—	+5.93%
31	✓	Kayne Anderson Enrgy Com	Stock-Other	0.49%	—	+16.54%
32	HFCUSD	Hollyfrontier CORP	Stock-Other	0.49%	—	-3.44%
33	✓		Stock-Other	0.49%	—	+8913.85%
34	COP	Conocophillips	Stock-Energy	0.48%	—	+32.17%
35	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	0.48%	—	-1.53%
36	INTC	Intel CORP	Stock-Tech	0.47%	—	-32.25%
37	GEF	Greif Inc-cl A	Stock-Other	0.47%	—	+10.31%
38	AAPL	Apple INC	Stock-Tech	0.46%	-0.28%	-8.13%
39	CVX	Chevron CORP	Stock-Energy	0.46%	+0.17%	+42.85%
40	✓	Armour Residential	Stock-Other	0.46%	—	+6.80%
41	✓	Uil Holdings Corporation	Stock-Other	0.45%	—	-8.47%
42	MATV	Mativ Holdings INC	Stock-Other	0.44%	—	+16.72%
43	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	Stock-Other	0.44%	—	-10.27%
44	✓	Macquarie	Stock-Other	0.43%	—	+7.47%
45	FE	Firstenergy CORP	Stock-Utilities	0.43%	—	-19.71%
46	CVI	Cvr Energy INC	Stock-Other	0.43%	—	+42.30%
47	✓	Drew Inds INC	Stock-Other	0.43%	—	+10.74%
48	XRNPX	Cohen & Steers Reit And Pref	Stock-Other	0.42%	—	-10.85%
49	✓	Zweig Fd	Stock-Other	0.42%	—	+6.14%
50	FCX	Freeport-mcmoran INC	Stock-Materials	0.42%	—	+13.21%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Advisors Asset Management, Inc. for the quarter ending Q1 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓		+0.5%	+8913.85%	Add
2	TDG	Transdigm Group INC	+0.2%	+27.40%	Add
3	CVI	Cvr Energy INC	+0.2%	+42.30%	Add
4	PEGIEUR	Pattern Energy Group INC -a	+0.1%	+179.95%	Add
5	PFE	Pfizer INC	+0.1%	+3.37%	Add
6	PBF	Pbf Energy Inc-class A	+0.1%	+24.28%	Add
7	BGS	B&g Foods INC	+0.1%	+47.58%	Add
8	LXKEUR	Lexmark International Inc-a	+0.1%	+168.44%	Add
9	HA7	Enviri CORP	+0.1%	+172.38%	Add
10	CVX	Chevron CORP	+0.1%	+42.85%	Add
11	✓	Nuveen Diversified Div Incm	+0.1%	+119.04%	Add
12	✓	Drew Inds INC	+0.1%	+10.74%	Add
13	DBDEUR	Diebold Nixdorf INC	+0.1%	+109.47%	Add
14	DFIN	Donnelley Financial Solutions, Inc.	+0.1%	+4.36%	Add
15	GU9	Guess? INC	+0.1%	+220.60%	Add
16	PPL	Ppl CORP	+0.1%	+84.95%	Add
17	DRI	Darden Restaurants INC	+0.1%	+2.11%	Add
18	CII	Blackrock Enhan Lrg Cap Core	+0.1%	+30.20%	Add
19	MATV	Mativ Holdings INC	+0.1%	+16.72%	Add
20	BAX	Baxter International INC	+0.1%	+70.24%	Add
21	✓		+0.1%	+20.70%	Add
22	WMB	Williams Cos INC	-0.1%	-38.09%	Trim
23	✓	Salient Midstream & Mlp Fd	-0.1%	-10.29%	Trim
24	TMLP	Tortoise MLP ETF	-0.1%	-19.62%	Trim
25	TNK	Teekay Tankers Ltd.	-0.1%	-34.01%	Trim
26	LDOS	Leidos Holdings INC	-0.1%	-17.32%	Trim
27	XEXGX	Eaton Vance Tax-managed Glob	-0.1%	-30.71%	Trim
28	LLY	Eli Lilly & Co	-0.1%	-19.27%	Trim
29	WTI	W&t Offshore INC	-0.1%	-20.06%	Trim
30	PBI	Pitney Bowes INC	-0.1%	-69.74%	Trim
31	CYEUR	Cypress Semiconductor CORP	-0.1%	-12.12%	Trim
32	PINE	Alpine Income Property Trust, Inc.	-0.1%	-32.77%	Trim
33	DUK	Du Pont E I De Nemour&Co	-0.1%	-53.61%	Trim
34	EXC	Exelon CORP	-0.1%	-66.59%	Trim
35	DOEUR	Diamond Offshore Drilling	-0.1%	-0.10%	Trim
36	✓	Lorillard INC	-0.1%	-31.02%	Trim
37	✓		-0.2%	-44.62%	Trim
38	MSFT	Microsoft CORP	-0.2%	-18.36%	Trim
39	ETR	Entergy CORP	-0.2%	-31.75%	Trim
40	FE	Firstenergy CORP	-0.2%	-19.71%	Trim
41	LBEUR	L Brands INC	-0.2%	-62.71%	Trim
42	✓	Nexpoint Cr Strategies Fd	-0.2%	-25.69%	Trim
43	INTC	Intel CORP	-0.3%	-32.25%	Trim
44	IRM	Iron Mountain Inc Com	—	EXIT	Sold out
45	MDT	Medtronic plc	—	EXIT	Sold out
46	✓	Access Midstream Partners L	—	EXIT	Sold out
47	✓		—	EXIT	Sold out
48	ES	Eversource Energy	—	NEW	New buy
49	✓	Williams Partners	—	EXIT	Sold out
50	✓	Allergan INC	—	EXIT	Sold out