Advisors Asset Management, Inc. — Q1 2014 13F Holdings

Name: Advisors Asset Management, Inc. — 13F Holdings, Q1 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001297376

Total reported value

$6.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1764 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MRK	Merck & Co. INC.	Stock-Healthcare	1.20%	+0.09%	+2.07%
2	✓	Nexpoint Cr Strategies Fd	Stock-Other	1.10%	—	+2.11%
3	VZ	Verizon Communications INC	Stock-Comm Services	1.02%	+0.16%	+7.54%
4	T	At&t INC	Stock-Comm Services	0.96%	—	+8.27%
5	INTC	Intel CORP	Stock-Tech	0.95%	—	+5.05%
6	PFE	Pfizer INC	Stock-Healthcare	0.92%	—	+9.67%
7	WYNN	Wynn Resorts LTD	Stock-Consumer Disc	0.78%	—	-12.67%
8	PBI	Pitney Bowes INC	Stock-Other	0.76%	—	-14.51%
9	MO	Altria Group INC	Stock-Consumer Staples	0.76%	—	+4.24%
10	LLY	Eli Lilly & Co	Stock-Healthcare	0.74%	—	+4.05%
11	VGREUR	Vector Group LTD	Stock-Other	0.73%	—	+3.20%
12	UTF	Cohen & Steers Infrastructur	Stock-Other	0.73%	—	-1.08%
13	ULCC	Frontier Group Holdings, Inc.	Stock-Other	0.70%	—	+6.03%
14	DOW	Dow Chem Co	Stock-Materials	0.70%	—	+8.78%
15	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	Stock-Other	0.70%	—	+10.06%
16	COP	Conocophillips	Stock-Energy	0.69%	—	-5.23%
17	✓		Stock-Other	0.68%	—	+19.18%
18	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.67%	—	+4.74%
19	DFIN	Donnelley Financial Solutions, Inc.	Stock-Other	0.66%	—	-6.18%
20	SIXEUR	Six Flags Entertainment CORP	Stock-Other	0.62%	—	+26.34%
21	✓	Lorillard INC	Stock-Other	0.61%	—	+7.13%
22	TAL	TAL Education Group	Stock-Consumer Staples	0.60%	—	+1.29%
23	LBEUR	L Brands INC	Stock-Other	0.60%	—	-8.77%
24	✓		Stock-Other	0.59%	—	+10.19%
25	AVK	Advent Convertible and Income Fund	Stock-Other	0.59%	—	+12.78%
26	✓		Stock-Other	0.59%	—	+6.15%
27	RGCGBP	Regal Entertainment Group-a	Stock-Other	0.58%	—	-0.58%
28	WTI	W&t Offshore INC	Stock-Other	0.58%	—	+10.09%
29	LMT	Lockheed Martin CORP	Stock-Industrials	0.58%	—	-19.48%
30	CTLEUR	Centurylink INC	Stock-Other	0.58%	—	+10.80%
31	FCX	Freeport-mcmoran INC	Stock-Materials	0.57%	—	+29.58%
32	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	0.55%	—	+21.07%
33	KRO	Kronos Worldwide INC	Stock-Other	0.55%	—	+26.77%
34	HFCUSD	Hollyfrontier CORP	Stock-Other	0.55%	—	+7.56%
35	EXC	Exelon CORP	Stock-Utilities	0.54%	—	-4.07%
36	XEXGX	Eaton Vance Tax-managed Glob	Stock-Other	0.54%	—	-9.01%
37	✓	Cys Invts INC	Stock-Other	0.54%	—	+13.15%
38	✓		Stock-Other	0.54%	—	+8.24%
39	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	0.54%	—	+18.89%
40	FE	Firstenergy CORP	Stock-Utilities	0.50%	—	+12.31%
41	CYEUR	Cypress Semiconductor CORP	Stock-Other	0.50%	—	+32.25%
42	PDLIEUR	Pdl Biopharma INC	Stock-Other	0.46%	—	+9.96%
43	✓	Armour Residential	Stock-Other	0.46%	—	+19.00%
44	ETR	Entergy CORP	Stock-Utilities	0.46%	—	+35.85%
45	DOEUR	Diamond Offshore Drilling	Stock-Other	0.46%	—	+13.96%
46	MSFT	Microsoft CORP	Stock-Tech	0.45%	-0.59%	+14.00%
47	XBGYX	Blackrock Enh Intl Dvd Tr	Stock-Other	0.45%	—	+9.43%
48	✓	Quality Sys INC	Stock-Other	0.45%	—	+6.57%
49	ARCC	Ares Capital CORP	Stock-Financials	0.45%	—	+1.43%
50	DSU	BlackRock Debt Strategies Fund, Inc.	Stock-Other	0.44%	—	-13.64%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Advisors Asset Management, Inc. for the quarter ending Q1 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	NIE	Virtus Equity & Convertible Income Fund	+0.3%	+183.79%	Add
2	VGREUR	Vector Group LTD	+0.2%	+3.20%	Add
3	✓		+0.1%	+19.18%	Add
4	SIXEUR	Six Flags Entertainment CORP	+0.1%	+26.34%	Add
5	ULCC	Frontier Group Holdings, Inc.	+0.1%	+6.03%	Add
6	IVREUR	Invesco Mortgage Capital	+0.1%	+62.67%	Add
7	MXIM	Maxim Integrated Products	+0.1%	+86.33%	Add
8	GNRC	Generac Holdings INC	+0.1%	+59.48%	Add
9	✓	Nexpoint Cr Strategies Fd	+0.1%	+2.11%	Add
10	ETR	Entergy CORP	+0.1%	+35.85%	Add
11	REG	Regency Centers Corporation	+0.1%	+132.32%	Add
12	QUAD	Quad Graphics INC	+0.1%	+227.04%	Add
13	MRK	Merck & Co. INC.	+0.1%	+2.07%	Add
14	NEM	Newmont CORP	+0.1%	+38.02%	Add
15	LLY	Eli Lilly & Co	+0.1%	+4.05%	Add
16	CYEUR	Cypress Semiconductor CORP	+0.1%	+32.25%	Add
17	XRNPX	Cohen & Steers Reit And Pref	+0.1%	+53.90%	Add
18	✓	Zweig Fd	+0.1%	+81.81%	Add
19	EOS	Eaton Vance Enh Eqt INC Ii	+0.1%	+81.42%	Add
20	✓	Cys Invts INC	+0.1%	+13.15%	Add
21	✓		+0.1%	+10.19%	Add
22	KMI	Kinder Morgan INC	+0.1%	+44.99%	Add
23	PM	Philip Morris International	+0.1%	+41.44%	Add
24	✓	Salient Midstream & Mlp Fd	+0.1%	+49.86%	Add
25	DPG	Duff & Phelps Utility & INC	+0.1%	+84.87%	Add
26	PFE	Pfizer INC	+0.1%	+9.67%	Add
27	DOW	Dow Chem Co	+0.1%	+8.78%	Add
28	XETYX	Eaton Vance Tax-mgd Div Eqty	+0.1%	+18.89%	Add
29	WTI	W&t Offshore INC	+0.1%	+10.09%	Add
30	MSFT	Microsoft CORP	+0.1%	+14.00%	Add
31	XBOEX	Blackrock Enh Glbl Dvd Tr	+0.1%	+21.07%	Add
32	AVK	Advent Convertible and Income Fund	+0.1%	+12.78%	Add
33	✓	Armour Residential	+0.1%	+19.00%	Add
34	WM	Waste Management INC	-0.1%	-59.79%	Trim
35	MDPUSD	Meredith CORP	-0.1%	-59.76%	Trim
36	PAYX	Paychex INC	-0.1%	-38.71%	Trim
37	SON	Sonoco Products Co	-0.1%	-28.38%	Trim
38	✓		-0.1%	-29.12%	Trim
39	DUK	Du Pont E I De Nemour&Co	-0.1%	-22.55%	Trim
40	✓		-0.1%	-44.69%	Trim
41	LBEUR	L Brands INC	-0.2%	-8.77%	Trim
42	BMY	Bristol-myers Squibb Co	-0.2%	-39.43%	Trim
43	DFIN	Donnelley Financial Solutions, Inc.	-0.2%	-6.18%	Trim
44	BBY	Best Buy Co INC	-0.2%	-99.59%	Trim
45	TAL	TAL Education Group	-0.3%	+1.29%	Add
46	✓	Allianzgi Global Equity & Co	—	EXIT	Sold out
47	✓		—	NEW	New buy
48	✓	Crosstex Energy L P	—	EXIT	Sold out
49	✓	Pvr Partners L P	—	EXIT	Sold out
50	✓	Alpine Total Dynamic Divid F	—	EXIT	Sold out