Advisors Asset Management, Inc. — Q3 2019 13F Holdings

Name: Advisors Asset Management, Inc. — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001297376

Total reported value

$6.0B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 1577 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MSFT	Microsoft CORP	Stock-Tech	2.65%	-0.59%	+2.69%
2	AMZN	Amazon.com INC	Stock-Consumer Disc	2.17%	-0.40%	-0.33%
3	AAPL	Apple INC	Stock-Tech	1.81%	-0.28%	+2.52%
4	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.73%	-0.48%	+3.00%
5	META	Meta Platforms Inc-class A	Stock-Comm Services	1.46%	-0.27%	+3.18%
6	V	Visa Inc-class A Shares	Stock-Financials	1.44%	-0.18%	-0.01%
7	MA	Mastercard INC - A	Stock-Financials	1.12%	-0.17%	+1.81%
8	VZ	Verizon Communications INC	Stock-Comm Services	1.10%	+0.16%	-7.72%
9	JPM	Jpmorgan Chase & Co	Stock-Financials	0.94%	—	+2.31%
10	HD	Home Depot INC	Stock-Consumer Disc	0.93%	—	+3.35%
11	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.91%	—	+4.27%
12	T	At&t INC	Stock-Comm Services	0.89%	—	-1.71%
13	IBM	Intl Business Machines CORP	Stock-Tech	0.86%	-0.18%	-0.50%
14	CVX	Chevron CORP	Stock-Energy	0.81%	+0.17%	+5.17%
15	AMT	American Tower CORP	Stock-Real Estate	0.72%	—	-2.71%
16	CCI	Crown Castle INC	Stock-Real Estate	0.71%	—	-0.49%
17	PFE	Pfizer INC	Stock-Healthcare	0.69%	—	-7.69%
18	LMT	Lockheed Martin CORP	Stock-Industrials	0.69%	—	+5.92%
19	KO	Coca-cola Co/the	Stock-Consumer Staples	0.67%	—	+1.65%
20	NEE	Nextera Energy INC	Stock-Utilities	0.66%	—	+8.41%
21	CSCO	Cisco Systems INC	Stock-Tech	0.66%	-0.08%	-5.95%
22	PYPL	Paypal Holdings INC	Stock-Financials	0.63%	-0.08%	+4.70%
23	TXN	Texas Instruments INC	Stock-Tech	0.61%	+0.08%	+8.38%
24	MDT	Medtronic plc	Stock-Healthcare	0.60%	—	+9.27%
25	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.59%	—	-7.60%
26	JNJ	Johnson & Johnson	Stock-Healthcare	0.58%	—	-0.71%
27	SO	Southern Co/the	Stock-Utilities	0.53%	—	-13.49%
28	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.51%	—	+7.54%
29	XOM	Exxon Mobil CORP	Stock-Energy	0.49%	—	+5.65%
30	INTC	Intel CORP	Stock-Tech	0.49%	—	+2.84%
31	HON	Honeywell International INC	Stock-Industrials	0.46%	—	+0.19%
32	CHTR	Charter Communications Inc-a	Stock-Comm Services	0.45%	—	+2.12%
33	AXP	American Express Co	Stock-Financials	0.44%	-0.15%	+1.19%
34	D	Dominion Energy INC	Stock-Utilities	0.44%	—	-9.37%
35	PEGIEUR	Pattern Energy Group INC -a	Stock-Other	0.44%	—	-14.56%
36	MRK	Merck & Co. INC.	Stock-Healthcare	0.43%	+0.09%	-31.93%
37	WU	Western Union Co	Stock-Financials	0.43%	—	-9.43%
38	ABBV	Abbvie INC	Stock-Healthcare	0.42%	—	+3.80%
39	NIE	Virtus Equity & Convertible Income Fund	Stock-Other	0.42%	—	-5.42%
40	EBAY	Ebay INC	Stock-Consumer Disc	0.41%	—	+4.05%
41	UPS	United Parcel Service-cl B	Stock-Industrials	0.40%	—	+5.79%
42	PPL	Ppl CORP	Stock-Utilities	0.40%	—	-5.00%
43	SBUX	Starbucks CORP	Stock-Consumer Disc	0.40%	—	+2.03%
44	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.40%	—	-10.10%
45	WDC	Western Digital CORP	Stock-Tech	0.39%	—	+16.33%
46	ACN	Accenture plc	Stock-Tech	0.38%	—	+2.83%
47	CVI	Cvr Energy INC	Stock-Other	0.38%	—	-13.74%
48	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.38%	+0.09%	-4.18%
49	ADBE	Adobe INC	Stock-Tech	0.38%	—	-8.69%
50	✓	Aircastle LTD	Stock-Other	0.38%	—	-10.20%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Advisors Asset Management, Inc. for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+0.3%	+2.52%	Add
2	GOOGL	Alphabet Inc-cl A	+0.3%	+3.00%	Add
3	MSFT	Microsoft CORP	+0.2%	+2.69%	Add
4	NEE	Nextera Energy INC	+0.1%	+8.41%	Add
5	HD	Home Depot INC	+0.1%	+3.35%	Add
6	WDC	Western Digital CORP	+0.1%	+16.33%	Add
7	TXN	Texas Instruments INC	+0.1%	+8.38%	Add
8	MDT	Medtronic plc	+0.1%	+9.27%	Add
9	CMCSA	Comcast Corp-class A	+0.1%	+4.27%	Add
10	T	At&t INC	+0.1%	-1.71%	Trim
11	CVS	Cvs Health CORP	+0.1%	+23.66%	Add
12	LMT	Lockheed Martin CORP	+0.1%	+5.92%	Add
13	JPM	Jpmorgan Chase & Co	+0.1%	+2.31%	Add
14	UPS	United Parcel Service-cl B	+0.1%	+5.79%	Add
15	WBA	Walgreens Boots Alliance INC	+0.1%	+82.87%	Add
16	VGREUR	Vector Group LTD	+0.1%	+1.92%	Add
17	DOW	Dow INC	+0.1%	+68.49%	Add
18	NY4B	Clearway Energy Inc-a	+0.1%	+26.43%	Add
19	AMC	AMC Entertainment Holdings, Inc.	+0.1%	+28.38%	Add
20	META	Meta Platforms Inc-class A	0%	+3.18%	Add
21	ADBE	Adobe INC	-0.1%	-8.69%	Trim
22	MO	Altria Group INC	-0.1%	-3.96%	Trim
23	BLKCHF	Blackrock INC	-0.1%	-11.22%	Trim
24	UNH	Unitedhealth Group INC	-0.1%	-10.66%	Trim
25	ULTA	Ulta Beauty INC	-0.1%	-11.50%	Trim
26	IP	International Paper Co	-0.1%	-23.49%	Trim
27	TUP	Tupperware Brands CORP	-0.1%	-20.94%	Trim
28	OKE	Oneok INC	-0.1%	-22.70%	Trim
29	PRA	Proassurance CORP	-0.1%	-54.25%	Trim
30	AEP	American Electric Power Company, Inc.	-0.1%	-76.46%	Trim
31	ILMN	Illumina INC	-0.1%	-13.68%	Trim
32	CSQ	Calamos Strat Ttl Rtrn Fnd	-0.1%	-29.44%	Trim
33	HP	Helmerich & Payne	-0.1%	-7.00%	Trim
34	PDCOEUR	Patterson Cos INC	-0.1%	-6.72%	Trim
35	GIS	General Mills INC	-0.1%	-33.43%	Trim
36	UFS	Domtar CORP	-0.1%	-70.24%	Trim
37	CSCO	Cisco Systems INC	-0.1%	-5.95%	Trim
38	DUK	Duke Energy CORP	-0.1%	-41.28%	Trim
39	CVI	Cvr Energy INC	-0.1%	-13.74%	Trim
40	QCOM	Qualcomm INC	-0.1%	-25.70%	Trim
41	TDS	Telephone And Data Systems	-0.1%	-52.34%	Trim
42	CCOI	Cogent Communications Holdin	-0.1%	-24.08%	Trim
43	XRXCHF	Xerox CORP	-0.1%	-44.96%	Trim
44	WMB	Williams Cos INC	-0.1%	-25.68%	Trim
45	AMZN	Amazon.com INC	-0.2%	-0.33%	Trim
46	MRK	Merck & Co. INC.	-0.2%	-31.93%	Trim
47	PFE	Pfizer INC	-0.2%	-7.69%	Trim
48	LHX	L3harris Technologies INC	—	NEW	New buy
49	RHT1EUR	Red Hat INC	—	EXIT	Sold out
50	HRSEUR	L3harris Technologies INC	—	EXIT	Sold out