Advisors Asset Management, Inc. — Q3 2017 13F Holdings

Name: Advisors Asset Management, Inc. — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001297376

Total reported value

$6.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1513 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PFE	Pfizer INC	Stock-Healthcare	1.09%	—	-2.70%
2	AMZN	Amazon.com INC	Stock-Consumer Disc	1.08%	-0.40%	+6.65%
3	MSFT	Microsoft CORP	Stock-Tech	1.05%	-0.59%	+2.47%
4	VZ	Verizon Communications INC	Stock-Comm Services	1.03%	+0.16%	+0.53%
5	AAPL	Apple INC	Stock-Tech	0.95%	-0.28%	-0.15%
6	META	Meta Platforms Inc-class A	Stock-Comm Services	0.91%	-0.27%	+6.53%
7	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.84%	-0.48%	+6.59%
8	CSCO	Cisco Systems INC	Stock-Tech	0.82%	-0.08%	+6.53%
9	ABBV	Abbvie INC	Stock-Healthcare	0.79%	—	-9.71%
10	T	At&t INC	Stock-Comm Services	0.71%	—	-2.82%
11	KO	Coca-cola Co/the	Stock-Consumer Staples	0.70%	—	+9.08%
12	IBM	Intl Business Machines CORP	Stock-Tech	0.63%	-0.18%	+8.68%
13	V	Visa Inc-class A Shares	Stock-Financials	0.63%	-0.18%	+8.16%
14	XOM	Exxon Mobil CORP	Stock-Energy	0.60%	—	-2.14%
15	MRK	Merck & Co. INC.	Stock-Healthcare	0.60%	+0.09%	-16.80%
16	HD	Home Depot INC	Stock-Consumer Disc	0.60%	—	-3.56%
17	CVX	Chevron CORP	Stock-Energy	0.59%	+0.17%	+5.29%
18	PM	Philip Morris International	Stock-Consumer Staples	0.58%	—	-8.57%
19	LMT	Lockheed Martin CORP	Stock-Industrials	0.57%	—	-2.17%
20	CVI	Cvr Energy INC	Stock-Other	0.57%	—	-5.34%
21	CF	Cf Industries Holdings INC	Stock-Materials	0.56%	—	+18.21%
22	ETR	Entergy CORP	Stock-Utilities	0.52%	—	-2.71%
23	PBF	Pbf Energy Inc-class A	Stock-Energy	0.50%	—	+18.44%
24	UFS	Domtar CORP	Stock-Other	0.49%	—	-3.41%
25	PEGIEUR	Pattern Energy Group INC -a	Stock-Other	0.49%	—	-4.91%
26	MO	Altria Group INC	Stock-Consumer Staples	0.48%	—	-9.73%
27	VGREUR	Vector Group LTD	Stock-Other	0.47%	—	+1.55%
28	MATV	Mativ Holdings INC	Stock-Other	0.47%	—	-5.88%
29	BA	Boeing Co/the	Stock-Industrials	0.46%	—	-24.86%
30	PEP	Pepsico INC	Stock-Consumer Staples	0.46%	—	-2.23%
31	JPM	Jpmorgan Chase & Co	Stock-Financials	0.46%	—	-3.56%
32	BLKCHF	Blackrock INC	Stock-Other	0.45%	—	+5.91%
33	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.45%	—	+34.75%
34	MIC2EUR	Macquarie Infrastructure Hol	Stock-Other	0.44%	—	-4.28%
35	✓	Aircastle LTD	Stock-Other	0.44%	—	-10.21%
36	CVA1EUR	Covanta Holding CORP	Stock-Other	0.44%	—	+0.21%
37	FE	Firstenergy CORP	Stock-Utilities	0.43%	—	+0.58%
38	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.41%	—	+1.27%
39	TXN	Texas Instruments INC	Stock-Tech	0.41%	+0.08%	+4.34%
40	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	0.41%	—	+16.26%
41	SO	Southern Co/the	Stock-Utilities	0.41%	—	-0.59%
42	JNJ	Johnson & Johnson	Stock-Healthcare	0.40%	—	+6.53%
43	AGNC	Agnc Investment CORP	Stock-Real Estate	0.40%	—	-20.37%
44	CYEUR	Cypress Semiconductor CORP	Stock-Other	0.39%	—	-24.40%
45	QUAD	Quad Graphics INC	Stock-Other	0.39%	—	+5.42%
46	SEMGUSD	Semgroup Corp-class A	Stock-Other	0.38%	—	+23.22%
47	OXY	Occidental Petroleum CORP	Stock-Energy	0.38%	—	-0.30%
48	ACH	Accendra Health INC	Stock-Other	0.37%	—	+20.23%
49	RITM	Rithm Capital CORP	Stock-Real Estate	0.37%	—	-6.98%
50	CAT	Caterpillar INC	Stock-Industrials	0.37%	—	-33.46%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Advisors Asset Management, Inc. for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	CF	Cf Industries Holdings INC	+0.2%	+18.21%	Add
2	PBF	Pbf Energy Inc-class A	+0.2%	+18.44%	Add
3	META	Meta Platforms Inc-class A	+0.2%	+6.53%	Add
4	V	Visa Inc-class A Shares	+0.1%	+8.16%	Add
5	VZ	Verizon Communications INC	+0.1%	+0.53%	Add
6	CSCO	Cisco Systems INC	+0.1%	+6.53%	Add
7	MSFT	Microsoft CORP	+0.1%	+2.47%	Add
8	CCOI	Cogent Communications Holdin	+0.1%	+140.37%	Add
9	FLO	Flowers Foods INC	+0.1%	+29.79%	Add
10	CVX	Chevron CORP	+0.1%	+5.29%	Add
11	SEMGUSD	Semgroup Corp-class A	+0.1%	+23.22%	Add
12	GOOGL	Alphabet Inc-cl A	+0.1%	+6.59%	Add
13	XRXCHF	Xerox CORP	+0.1%	+14.87%	Add
14	ARDC	Ares Dynamic Credit All	+0.1%	+49.11%	Add
15	AEP	American Electric Power Company, Inc.	+0.1%	+34.75%	Add
16	IHD	Voya Emrg Mrkt Hi Dvd Eqty	+0.1%	+61.93%	Add
17	WU	Western Union Co	+0.1%	+52.47%	Add
18	ABBV	Abbvie INC	+0.1%	-9.71%	Trim
19	CBL	CBL & Associates Properties, Inc.	+0.1%	+55.67%	Add
20	WPG2EUR	Washington Prime Group INC	+0.1%	+52.98%	Add
21	XNROX	Neu Re Est Sec INC Fd Inc-us	+0.1%	+46.99%	Add
22	F	Ford Motor Co	+0.1%	+75.89%	Add
23	NXDR	Nextdoor Holdings, Inc.	-0.1%	-86.10%	Trim
24	UVV	Universal Corp/va	-0.1%	-15.52%	Trim
25	CYEUR	Cypress Semiconductor CORP	-0.1%	-24.40%	Trim
26	OKE	Oneok INC	-0.1%	-40.56%	Trim
27	MOS	Mosaic Co/the	-0.1%	-38.39%	Trim
28	LVS	Las Vegas Sands CORP	-0.1%	-32.61%	Trim
29	AGNC	Agnc Investment CORP	-0.1%	-20.37%	Trim
30	CBAN	Colony Bankcorp, Inc.	-0.1%	-82.75%	Trim
31	LLY	Eli Lilly & Co	-0.1%	-35.34%	Trim
32	PM	Philip Morris International	-0.1%	-8.57%	Trim
33	IP	International Paper Co	-0.1%	-49.20%	Trim
34	PCAR	Paccar INC	-0.1%	-89.39%	Trim
35	CNP	Centerpoint Energy INC	-0.1%	-42.98%	Trim
36	CTLEUR	Centurylink INC	-0.1%	-0.23%	Trim
37	HPQ	Hp INC	-0.1%	-43.39%	Trim
38	DBDEUR	Diebold Nixdorf INC	-0.1%	-43.95%	Trim
39	CAT	Caterpillar INC	-0.1%	-33.46%	Trim
40	MRK	Merck & Co. INC.	-0.1%	-16.80%	Trim
41	MO	Altria Group INC	-0.1%	-9.73%	Trim
42	WDC	Western Digital CORP	-0.2%	-42.22%	Trim
43	✓	Tesoro CORP	—	EXIT	Sold out
44	✓		—	EXIT	Sold out
45	DD	DuPont de Nemours, Inc.	—	NEW	New buy
46	✓	Andeavor Logistics LP	—	NEW	New buy
47	DOW	Dow Chem Co	—	EXIT	Sold out
48	ULCC	Frontier Group Holdings, Inc.	—	EXIT	Sold out
49	MBLY	Mobileye Global Inc.	—	EXIT	Sold out
50	FTREUR	Frontier Communications CORP	—	NEW	New buy