Advisors Asset Management, Inc. — Q3 2018 13F Holdings

Name: Advisors Asset Management, Inc. — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001297376

Total reported value

$6.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1578 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AMZN	Amazon.com INC	Stock-Consumer Disc	2.58%	-0.40%	+1.95%
2	MSFT	Microsoft CORP	Stock-Tech	1.82%	-0.59%	+5.04%
3	AAPL	Apple INC	Stock-Tech	1.63%	-0.28%	+4.14%
4	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.39%	-0.48%	+8.10%
5	PFE	Pfizer INC	Stock-Healthcare	1.16%	—	-1.97%
6	VZ	Verizon Communications INC	Stock-Comm Services	1.14%	+0.16%	+2.85%
7	V	Visa Inc-class A Shares	Stock-Financials	1.11%	-0.18%	+6.73%
8	META	Meta Platforms Inc-class A	Stock-Comm Services	1.11%	-0.27%	+6.52%
9	CSCO	Cisco Systems INC	Stock-Tech	0.90%	-0.08%	-10.91%
10	HD	Home Depot INC	Stock-Consumer Disc	0.78%	—	+2.57%
11	IBM	Intl Business Machines CORP	Stock-Tech	0.76%	-0.18%	+4.08%
12	MRK	Merck & Co. INC.	Stock-Healthcare	0.75%	+0.09%	-0.08%
13	MA	Mastercard INC - A	Stock-Financials	0.70%	-0.17%	+13.16%
14	T	At&t INC	Stock-Comm Services	0.67%	—	+5.03%
15	CVX	Chevron CORP	Stock-Energy	0.66%	+0.17%	+1.26%
16	JNJ	Johnson & Johnson	Stock-Healthcare	0.58%	—	+11.25%
17	JPM	Jpmorgan Chase & Co	Stock-Financials	0.56%	—	+2.29%
18	XOM	Exxon Mobil CORP	Stock-Energy	0.56%	—	-2.77%
19	PYPL	Paypal Holdings INC	Stock-Financials	0.54%	-0.08%	+7.36%
20	LMT	Lockheed Martin CORP	Stock-Industrials	0.52%	—	-4.61%
21	MO	Altria Group INC	Stock-Consumer Staples	0.52%	—	+14.14%
22	CVI	Cvr Energy INC	Stock-Other	0.51%	—	-10.14%
23	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.51%	—	+12.11%
24	BLKCHF	Blackrock INC	Stock-Other	0.50%	—	+1.30%
25	CCI	Crown Castle INC	Stock-Real Estate	0.50%	—	+8.09%
26	KO	Coca-cola Co/the	Stock-Consumer Staples	0.50%	—	-3.58%
27	ADBE	Adobe INC	Stock-Tech	0.49%	—	-5.68%
28	INTC	Intel CORP	Stock-Tech	0.48%	—	+3.69%
29	FDX	Fedex CORP	Stock-Industrials	0.48%	+0.06%	+7.17%
30	CTLEUR	Centurylink INC	Stock-Other	0.47%	—	+6.73%
31	MDT	Medtronic plc	Stock-Healthcare	0.45%	—	+2.06%
32	TWOEUR	Two Harbors Investment CORP	Stock-Other	0.44%	—	+84.07%
33	CCOI	Cogent Communications Holdin	Stock-Other	0.43%	—	+0.58%
34	TXN	Texas Instruments INC	Stock-Tech	0.43%	+0.08%	-0.82%
35	CSQ	Calamos Strat Ttl Rtrn Fnd	Stock-Other	0.43%	—	-0.66%
36	SO	Southern Co/the	Stock-Utilities	0.43%	—	+5.37%
37	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.42%	—	+4.47%
38	HON	Honeywell International INC	Stock-Industrials	0.41%	—	+0.23%
39	NIE	Virtus Equity & Convertible Income Fund	Stock-Other	0.40%	—	+2.85%
40	UFS	Domtar CORP	Stock-Other	0.40%	—	-12.42%
41	CVA1EUR	Covanta Holding CORP	Stock-Other	0.39%	—	-0.85%
42	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.39%	—	+4.76%
43	ABBV	Abbvie INC	Stock-Healthcare	0.39%	—	-7.80%
44	OXY	Occidental Petroleum CORP	Stock-Energy	0.39%	—	-4.11%
45	HP	Helmerich & Payne	Stock-Energy	0.39%	—	+1.72%
46	PM	Philip Morris International	Stock-Consumer Staples	0.38%	—	+9.45%
47	CMP	Compass Minerals Internation	Stock-Other	0.38%	—	+4.27%
48	UNH	Unitedhealth Group INC	Stock-Healthcare	0.38%	—	+3.11%
49	AMT	American Tower CORP	Stock-Real Estate	0.38%	—	+5.74%
50	OKE	Oneok INC	Stock-Energy	0.37%	+0.07%	+31.19%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Advisors Asset Management, Inc. for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AMZN	Amazon.com INC	+0.3%	+1.95%	Add
2	AAPL	Apple INC	+0.3%	+4.14%	Add
3	MSFT	Microsoft CORP	+0.3%	+5.04%	Add
4	TWOEUR	Two Harbors Investment CORP	+0.2%	+84.07%	Add
5	AVK	Advent Convert & Income	+0.2%	+113.33%	Add
6	V	Visa Inc-class A Shares	+0.2%	+6.73%	Add
7	PFE	Pfizer INC	+0.2%	-1.97%	Trim
8	GOOGL	Alphabet Inc-cl A	+0.1%	+8.10%	Add
9	MA	Mastercard INC - A	+0.1%	+13.16%	Add
10	PRA	Proassurance CORP	+0.1%	+61.45%	Add
11	WMB	Williams Cos INC	+0.1%	+52.75%	Add
12	JNJ	Johnson & Johnson	+0.1%	+11.25%	Add
13	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	+0.1%	+66.36%	Add
14	CAH	Cardinal Health INC	+0.1%	+37.35%	Add
15	TDS	Telephone And Data Systems	+0.1%	+33.57%	Add
16	MRK	Merck & Co. INC.	+0.1%	-0.08%	Trim
17	PDCOEUR	Patterson Cos INC	+0.1%	+40.63%	Add
18	D	Dominion Energy INC	+0.1%	+93.46%	Add
19	MO	Altria Group INC	+0.1%	+14.14%	Add
20	CMCSA	Comcast Corp-class A	+0.1%	+12.11%	Add
21	PPL	Ppl CORP	+0.1%	+33.26%	Add
22	CTLEUR	Centurylink INC	+0.1%	+6.73%	Add
23	OKE	Oneok INC	+0.1%	+31.19%	Add
24	CHTR	Charter Communications Inc-a	+0.1%	+30.22%	Add
25	IBM	Intl Business Machines CORP	+0.1%	+4.08%	Add
26	TMO	Thermo Fisher Scientific INC	+0.1%	+4.76%	Add
27	ILMN	Illumina INC	+0.1%	+4.32%	Add
28	VZ	Verizon Communications INC	+0.1%	+2.85%	Add
29	MDT	Medtronic plc	+0.1%	+2.06%	Add
30	HD	Home Depot INC	0%	+2.57%	Add
31	FLO	Flowers Foods INC	-0.1%	-27.42%	Trim
32	RITM	Rithm Capital CORP	-0.1%	-36.42%	Trim
33	✓	Dsw INC	-0.1%	-83.59%	Trim
34	ETR	Entergy CORP	-0.1%	-33.79%	Trim
35	VGREUR	Vector Group LTD	-0.1%	+11.25%	Add
36	FE	Firstenergy CORP	-0.1%	-27.56%	Trim
37	PBF	Pbf Energy Inc-class A	-0.1%	-43.11%	Trim
38	KSS	Kohls CORP	-0.1%	-72.00%	Trim
39	AEP	American Electric Power Company, Inc.	-0.1%	-7.01%	Trim
40	PEP	Pepsico INC	-0.1%	-30.94%	Trim
41	META	Meta Platforms Inc-class A	-0.2%	+6.52%	Add
42	HFCUSD	Hollyfrontier CORP	-0.2%	-79.61%	Trim
43	✓	Cys Invts INC	—	EXIT	Sold out
44	✓	Kayne Anderson Enrgy Com	—	EXIT	Sold out
45	✓	Advent Claymore Enh Grw & In	—	EXIT	Sold out
46	✓	Putnam	—	EXIT	Sold out
47	PCF	High Income Securities Fund	—	NEW	New buy
48	KDP	Keurig Dr Pepper Inc.	—	EXIT	Sold out
49	✓	Tcp Cap CORP	—	EXIT	Sold out
50	TCPC	Blackrock Tcp Capital CORP	—	NEW	New buy