Advisors Asset Management, Inc. — Q2 2014 13F Holdings

Name: Advisors Asset Management, Inc. — 13F Holdings, Q2 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001297376

Total reported value

$6.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1776 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Nexpoint Cr Strategies Fd	Stock-Other	1.10%	—	-0.03%
2	MRK	Merck & Co. INC.	Stock-Healthcare	1.09%	+0.09%	-1.97%
3	VZ	Verizon Communications INC	Stock-Comm Services	1.00%	+0.16%	+3.98%
4	INTC	Intel CORP	Stock-Tech	0.99%	—	-4.32%
5	T	At&t INC	Stock-Comm Services	0.95%	—	+7.12%
6	MO	Altria Group INC	Stock-Consumer Staples	0.80%	—	+2.93%
7	PFE	Pfizer INC	Stock-Healthcare	0.78%	—	+1.11%
8	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	Stock-Other	0.77%	—	+0.87%
9	✓	Lorillard INC	Stock-Other	0.77%	—	+21.60%
10	LLY	Eli Lilly & Co	Stock-Healthcare	0.74%	—	+4.26%
11	UTF	Cohen & Steers Infrastructur	Stock-Other	0.73%	—	-1.47%
12	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.71%	—	+2.41%
13	ULCC	Frontier Group Holdings, Inc.	Stock-Other	0.68%	—	+2.93%
14	COP	Conocophillips	Stock-Energy	0.67%	—	-12.63%
15	VGREUR	Vector Group LTD	Stock-Other	0.66%	—	+2.07%
16	FCX	Freeport-mcmoran INC	Stock-Materials	0.65%	—	+12.54%
17	✓		Stock-Other	0.65%	—	-9.76%
18	SIXEUR	Six Flags Entertainment CORP	Stock-Other	0.65%	—	+7.18%
19	✓		Stock-Other	0.64%	—	+7.78%
20	PDLIEUR	Pdl Biopharma INC	Stock-Other	0.63%	—	+28.62%
21	CTLEUR	Centurylink INC	Stock-Other	0.63%	—	+8.05%
22	✓		Stock-Other	0.62%	—	-14.09%
23	RGCGBP	Regal Entertainment Group-a	Stock-Other	0.62%	—	+2.37%
24	TAL	TAL Education Group	Stock-Consumer Staples	0.61%	—	+7.10%
25	KMI	Kinder Morgan INC	Stock-Energy	0.60%	—	+33.34%
26	XBOEX	Blackrock Enh Glbl Dvd Tr	Stock-Other	0.59%	—	+13.88%
27	✓	Cys Invts INC	Stock-Other	0.59%	—	+9.73%
28	XETYX	Eaton Vance Tax-mgd Div Eqty	Stock-Other	0.59%	—	+13.81%
29	✓		Stock-Other	0.58%	—	+9.42%
30	AVK	Advent Convertible and Income Fund	Stock-Other	0.58%	—	+6.80%
31	DFIN	Donnelley Financial Solutions, Inc.	Stock-Other	0.56%	—	-2.60%
32	WTI	W&t Offshore INC	Stock-Other	0.55%	—	+10.54%
33	DOW	Dow Chem Co	Stock-Materials	0.54%	—	-20.08%
34	CYEUR	Cypress Semiconductor CORP	Stock-Other	0.54%	—	+11.49%
35	FE	Firstenergy CORP	Stock-Utilities	0.54%	—	+14.45%
36	PBI	Pitney Bowes INC	Stock-Other	0.54%	—	-27.65%
37	KRO	Kronos Worldwide INC	Stock-Other	0.53%	—	+12.91%
38	✓	Armour Residential	Stock-Other	0.52%	—	+17.76%
39	HFCUSD	Hollyfrontier CORP	Stock-Other	0.51%	—	+11.33%
40	WYNN	Wynn Resorts LTD	Stock-Consumer Disc	0.50%	—	-24.96%
41	DOEUR	Diamond Offshore Drilling	Stock-Other	0.49%	—	+16.03%
42	IVREUR	Invesco Mortgage Capital	Stock-Other	0.49%	—	+58.80%
43	ETR	Entergy CORP	Stock-Utilities	0.48%	—	-5.94%
44	XEXGX	Eaton Vance Tax-managed Glob	Stock-Other	0.47%	—	-7.67%
45	✓	Nuveen Tx Adv Total Ret Strg	Stock-Other	0.47%	—	+9.86%
46	NIE	Virtus Equity & Convertible Income Fund	Stock-Other	0.45%	—	+7.28%
47	PM	Philip Morris International	Stock-Consumer Staples	0.44%	—	+16.96%
48	✓	Macquarie	Stock-Other	0.43%	—	+8.29%
49	LBEUR	L Brands INC	Stock-Other	0.43%	—	-25.11%
50	EXC	Exelon CORP	Stock-Utilities	0.43%	—	-21.18%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Advisors Asset Management, Inc. for the quarter ending Q2 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	PDLIEUR	Pdl Biopharma INC	+0.2%	+28.62%	Add
2	IVREUR	Invesco Mortgage Capital	+0.2%	+58.80%	Add
3	✓	Lorillard INC	+0.2%	+21.60%	Add
4	KMI	Kinder Morgan INC	+0.2%	+33.34%	Add
5	EOD	Allspring Global Dividend Op	+0.2%	+136.85%	Add
6	GEF	Greif Inc-cl A	+0.1%	+73.68%	Add
7	LDOS	Leidos Holdings INC	+0.1%	+96.52%	Add
8	HE	Hawaiian Electric Inds	+0.1%	+87.75%	Add
9	DRI	Darden Restaurants INC	+0.1%	+217.34%	Add
10	✓	American Cap Mtg Invt CORP	+0.1%	+42.99%	Add
11	✓	Salient Midstream & Mlp Fd	+0.1%	+27.47%	Add
12	QUAD	Quad Graphics INC	+0.1%	+96.50%	Add
13	CSQ	Calamos Strat Ttl Rtrn Fnd	+0.1%	+40.19%	Add
14	✓		+0.1%	+192.48%	Add
15	MATV	Mativ Holdings INC	+0.1%	+2947.18%	Add
16	XRNPX	Cohen & Steers Reit And Pref	+0.1%	+44.77%	Add
17	IRM	Iron Mountain Inc Com	+0.1%	+120.33%	Add
18	WMB	Williams Cos INC	+0.1%	-1.04%	Trim
19	CII	Blackrock Enhan Lrg Cap Core	+0.1%	+57.07%	Add
20	BN	Brookfield Corporation	+0.1%	+50.51%	Add
21	MIE	Cohen & Steers Mlp Income An	+0.1%	+51.79%	Add
22	✓		+0.1%	+186.18%	Add
23	FCX	Freeport-mcmoran INC	+0.1%	+12.54%	Add
24	✓	Zweig Fd	+0.1%	+47.55%	Add
25	HEQ	John Hancock Divers INC Fund	+0.1%	+45.91%	Add
26	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	+0.1%	+0.87%	Add
27	XSCDX	Lmp Capital And Income Fund	+0.1%	+27.61%	Add
28	✓		+0.1%	-9.76%	Trim
29	✓	Armour Residential	+0.1%	+17.76%	Add
30	CTLEUR	Centurylink INC	+0.1%	+8.05%	Add
31	✓	Cys Invts INC	+0.1%	+9.73%	Add
32	XETYX	Eaton Vance Tax-mgd Div Eqty	+0.1%	+13.81%	Add
33	✓		+0.1%	+7.78%	Add
34	INTC	Intel CORP	0%	-4.32%	Trim
35	MO	Altria Group INC	0%	+2.93%	Add
36	REYN	Reynolds Consumer Products Inc.	0%	+2.41%	Add
37	CVCEUR	Cablevision Systems-ny Grp-a	-0.1%	-99.70%	Trim
38	SON	Sonoco Products Co	-0.1%	-46.59%	Trim
39	✓		-0.1%	-48.29%	Trim
40	DBDEUR	Diebold Nixdorf INC	-0.1%	-38.77%	Trim
41	DOW	Dow Chem Co	-0.2%	-20.08%	Trim
42	LBEUR	L Brands INC	-0.2%	-25.11%	Trim
43	LXKEUR	Lexmark International Inc-a	-0.2%	-53.90%	Trim
44	PBI	Pitney Bowes INC	-0.2%	-27.65%	Trim
45	LMT	Lockheed Martin CORP	-0.2%	-35.00%	Trim
46	WYNN	Wynn Resorts LTD	-0.3%	-24.96%	Trim
47	✓	ING GLBL ADV & PREM OPP FUND	—	EXIT	Sold out
48	✓	Ing Global Eqty Div & Prem O	—	EXIT	Sold out
49	✓	Google INC Class C	—	NEW	New buy
50	SIEGY	Siemens Ag-spons Adr	—	EXIT	Sold out