Advisors Asset Management, Inc. — Q2 2016 13F Holdings

Name: Advisors Asset Management, Inc. — 13F Holdings, Q2 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001297376

Total reported value

$6.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1856 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VZ	Verizon Communications INC	Stock-Comm Services	1.10%	+0.16%	+5.01%
2	PFE	Pfizer INC	Stock-Healthcare	0.94%	—	-6.39%
3	T	At&t INC	Stock-Comm Services	0.92%	—	-17.74%
4	MRK	Merck & Co. INC.	Stock-Healthcare	0.77%	+0.09%	-4.00%
5	MSFT	Microsoft CORP	Stock-Tech	0.68%	-0.59%	+2.17%
6	MO	Altria Group INC	Stock-Consumer Staples	0.68%	—	+1.56%
7	OKE	Oneok INC	Stock-Energy	0.62%	+0.07%	-3.89%
8	PM	Philip Morris International	Stock-Consumer Staples	0.57%	—	-9.61%
9	JNJ	Johnson & Johnson	Stock-Healthcare	0.57%	—	+6.23%
10	AAPL	Apple INC	Stock-Tech	0.56%	-0.28%	+0.13%
11	CNP	Centerpoint Energy INC	Stock-Utilities	0.55%	—	-7.83%
12	ABBV	Abbvie INC	Stock-Healthcare	0.54%	—	-5.53%
13	XOM	Exxon Mobil CORP	Stock-Energy	0.52%	—	+6.43%
14	IBM	Intl Business Machines CORP	Stock-Tech	0.52%	-0.18%	+34.67%
15	✓	Cys Invts INC	Stock-Other	0.52%	—	-9.03%
16	CVX	Chevron CORP	Stock-Energy	0.52%	+0.17%	-15.83%
17	SLB	Slb LTD	Stock-Energy	0.51%	—	+40.75%
18	ETR	Entergy CORP	Stock-Utilities	0.51%	—	+10.79%
19	DFIN	Donnelley Financial Solutions, Inc.	Stock-Other	0.50%	—	-5.21%
20	CTLEUR	Centurylink INC	Stock-Other	0.49%	—	-4.60%
21	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.49%	-0.48%	+1.77%
22	AMZN	Amazon.com INC	Stock-Consumer Disc	0.48%	-0.40%	+12.47%
23	VGREUR	Vector Group LTD	Stock-Other	0.47%	—	-11.91%
24	META	Meta Platforms Inc-class A	Stock-Comm Services	0.47%	-0.27%	+8.64%
25	HD	Home Depot INC	Stock-Consumer Disc	0.46%	—	+13.75%
26	RQI	Cohen & Steers Qual INC Rlty	Stock-Other	0.46%	—	+3.13%
27	MAT	Mattel INC	Stock-Consumer Disc	0.46%	—	-22.69%
28	INTC	Intel CORP	Stock-Tech	0.44%	—	+23.18%
29	CYEUR	Cypress Semiconductor CORP	Stock-Other	0.44%	—	+18.10%
30	ULCC	Frontier Group Holdings, Inc.	Stock-Other	0.43%	—	-4.58%
31	SO	Southern Co/the	Stock-Utilities	0.43%	—	-15.48%
32	CSCO	Cisco Systems INC	Stock-Tech	0.42%	-0.08%	+44.64%
33	BGS	B&g Foods INC	Stock-Other	0.41%	—	-28.14%
34	UVV	Universal Corp/va	Stock-Other	0.40%	—	-16.04%
35	CNSLEUR	Consolidated Communications	Stock-Other	0.38%	—	-12.92%
36	CIM	Chimera Investment Corporation	Stock-Other	0.38%	—	+9.29%
37	MCN	Xai Madison Equity Premium I	Stock-Other	0.38%	—	+0.41%
38	CAT	Caterpillar INC	Stock-Industrials	0.38%	—	+3.44%
39	CVA1EUR	Covanta Holding CORP	Stock-Other	0.38%	—	+24.88%
40	HTD	John Hancock Tax Adv Dvd INC	Stock-Other	0.37%	—	-8.15%
41	✓	Nuveen Diversified Div Incm	Stock-Other	0.37%	—	-2.20%
42	PEGIEUR	Pattern Energy Group INC -a	Stock-Other	0.37%	—	-1.02%
43	LMT	Lockheed Martin CORP	Stock-Industrials	0.37%	—	+5.78%
44	COP	Conocophillips	Stock-Energy	0.37%	—	-20.31%
45	✓		Stock-Other	0.36%	—	+47.78%
46	OLN	Olin CORP	Stock-Materials	0.36%	—	+13.50%
47	XIGDX	Voya Glbl Eqty Dvd & Prm Opp	Stock-Other	0.36%	—	+7.15%
48	NEE	Nextera Energy INC	Stock-Utilities	0.35%	—	+8.40%
49	MDT	Medtronic plc	Stock-Healthcare	0.35%	—	+1.03%
50	PPL	Ppl CORP	Stock-Utilities	0.34%	—	-28.96%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Advisors Asset Management, Inc. for the quarter ending Q2 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	OKE	Oneok INC	+0.2%	-3.89%	Trim
2	SLB	Slb LTD	+0.2%	+40.75%	Add
3	✓		+0.2%	+47.78%	Add
4	NVG	Nuveen Amt-fr Muni Crdt	+0.1%	+296.00%	Add
5	OLN	Olin CORP	+0.1%	+13.50%	Add
6	CYEUR	Cypress Semiconductor CORP	+0.1%	+18.10%	Add
7	NZF	Nuveen Municipal Credit INC	+0.1%	+294.88%	Add
8	IBM	Intl Business Machines CORP	+0.1%	+34.67%	Add
9	CSCO	Cisco Systems INC	+0.1%	+44.64%	Add
10	AMZN	Amazon.com INC	+0.1%	+12.47%	Add
11	GEF-B	Greif Inc-cl B	+0.1%	+60.54%	Add
12	RITM	Rithm Capital CORP	+0.1%	+50.67%	Add
13	MIC2EUR	Macquarie Infrastructure Hol	+0.1%	+38.02%	Add
14	JNJ	Johnson & Johnson	+0.1%	+6.23%	Add
15	INTC	Intel CORP	+0.1%	+23.18%	Add
16	WDC	Western Digital CORP	+0.1%	+156.82%	Add
17	GOF	Guggenheim Strategic Opportunities Fund	+0.1%	+33.54%	Add
18	HPQ	Hp INC	+0.1%	+61.67%	Add
19	PFE	Pfizer INC	+0.1%	-6.39%	Trim
20	IP	International Paper Co	+0.1%	+31.41%	Add
21	XOM	Exxon Mobil CORP	+0.1%	+6.43%	Add
22	VZ	Verizon Communications INC	+0.1%	+5.01%	Add
23	GU9	Guess? INC	-0.1%	-20.18%	Trim
24	TDG	Transdigm Group INC	-0.1%	-41.16%	Trim
25	CVI	Cvr Energy INC	-0.1%	+9.76%	Add
26	GARSUSD	Garrison Capital INC	-0.1%	-28.23%	Trim
27	✓		-0.1%	-35.75%	Trim
28	NWBI	Northwest Bancshares INC	-0.1%	-85.26%	Trim
29	CII	Blackrock Enhan Lrg Cap Core	-0.1%	-36.52%	Trim
30	ARRUSD	Armour Residential Reit INC	-0.1%	-48.63%	Trim
31	T	At&t INC	-0.1%	-17.74%	Trim
32	KLAC	Kla CORP	-0.1%	-30.27%	Trim
33	AEP	American Electric Power Company, Inc.	-0.1%	-29.49%	Trim
34	DOW	Dow Chem Co	-0.1%	-40.52%	Trim
35	✓		-0.1%	-29.29%	Trim
36	MCD	Mcdonald's CORP	-0.2%	-31.29%	Trim
37	SIXEUR	Six Flags Entertainment CORP	-0.2%	-40.15%	Trim
38	PPL	Ppl CORP	-0.2%	-28.96%	Trim
39	MAT	Mattel INC	-0.2%	-22.69%	Trim
40	✓		-0.2%	-49.55%	Trim
41	REYN	Reynolds Consumer Products Inc.	-0.2%	-68.92%	Trim
42	CVS	Cvs Health CORP	—	NEW	New buy
43	CSQ	Calamos Strat Ttl Rtrn Fnd	—	NEW	New buy
44	BKE	Buckle Inc/the	—	NEW	New buy
45	CALM	Cal-maine Foods INC	—	NEW	New buy
46	✓		—	EXIT	Sold out
47	✓		—	EXIT	Sold out
48	TLI	Western Asset Corporate Loan	—	NEW	New buy
49	CMD	Cantel Medical CORP	—	NEW	New buy
50	✓	Lmp Corporate Ln Fd INC	—	EXIT	Sold out