Advisors Asset Management, Inc. — Q3 2016 13F Holdings

Name: Advisors Asset Management, Inc. — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001297376

Total reported value

$6.0B

← Back to latest quarter

Full holdings list this quarter

Showing top 200 holdings (of 1837 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VZ	Verizon Communications INC	Stock-Comm Services	1.03%	+0.16%	-0.40%
2	PFE	Pfizer INC	Stock-Healthcare	0.94%	—	+2.31%
3	T	At&t INC	Stock-Comm Services	0.85%	—	-2.54%
4	MRK	Merck & Co. INC.	Stock-Healthcare	0.85%	+0.09%	+0.12%
5	MSFT	Microsoft CORP	Stock-Tech	0.77%	-0.59%	+0.07%
6	AAPL	Apple INC	Stock-Tech	0.68%	-0.28%	+2.03%
7	AMZN	Amazon.com INC	Stock-Consumer Disc	0.65%	-0.40%	+15.36%
8	ABBV	Abbvie INC	Stock-Healthcare	0.65%	—	+15.82%
9	IBM	Intl Business Machines CORP	Stock-Tech	0.62%	-0.18%	+11.74%
10	OKE	Oneok INC	Stock-Energy	0.57%	+0.07%	-15.85%
11	META	Meta Platforms Inc-class A	Stock-Comm Services	0.57%	-0.27%	+7.34%
12	XOM	Exxon Mobil CORP	Stock-Energy	0.57%	—	+14.81%
13	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.57%	-0.48%	+0.94%
14	MO	Altria Group INC	Stock-Consumer Staples	0.56%	—	-10.68%
15	JNJ	Johnson & Johnson	Stock-Healthcare	0.56%	—	-0.88%
16	PM	Philip Morris International	Stock-Consumer Staples	0.54%	—	-2.89%
17	CSCO	Cisco Systems INC	Stock-Tech	0.53%	-0.08%	+11.32%
18	CYEUR	Cypress Semiconductor CORP	Stock-Other	0.51%	—	-0.43%
19	INTC	Intel CORP	Stock-Tech	0.51%	—	-1.33%
20	CNP	Centerpoint Energy INC	Stock-Utilities	0.51%	—	-5.86%
21	✓		Stock-Other	0.51%	—	+17.59%
22	HD	Home Depot INC	Stock-Consumer Disc	0.50%	—	+7.18%
23	CVX	Chevron CORP	Stock-Energy	0.49%	+0.17%	-5.22%
24	✓	Cys Invts INC	Stock-Other	0.48%	—	-12.65%
25	ETR	Entergy CORP	Stock-Utilities	0.48%	—	-1.27%
26	CTLEUR	Centurylink INC	Stock-Other	0.48%	—	+0.69%
27	CAT	Caterpillar INC	Stock-Industrials	0.47%	—	+4.07%
28	VGREUR	Vector Group LTD	Stock-Other	0.46%	—	+0.55%
29	DFIN	Donnelley Financial Solutions, Inc.	Stock-Other	0.45%	—	-3.63%
30	PEGIEUR	Pattern Energy Group INC -a	Stock-Other	0.44%	—	+18.70%
31	MIC2EUR	Macquarie Infrastructure Hol	Stock-Other	0.42%	—	+27.16%
32	LVS	Las Vegas Sands CORP	Stock-Consumer Disc	0.42%	—	+11.13%
33	SLB	Slb LTD	Stock-Energy	0.42%	—	-19.62%
34	RQI	Cohen & Steers Qual INC Rlty	Stock-Other	0.40%	—	-10.82%
35	IP	International Paper Co	Stock-Consumer Disc	0.40%	—	+7.38%
36	QCOM	Qualcomm INC	Stock-Tech	0.39%	—	+3.86%
37	PEP	Pepsico INC	Stock-Consumer Staples	0.39%	—	+17.69%
38	LMT	Lockheed Martin CORP	Stock-Industrials	0.39%	—	+9.43%
39	✓	Aircastle LTD	Stock-Other	0.39%	—	+24.31%
40	UVV	Universal Corp/va	Stock-Other	0.38%	—	-4.81%
41	CVA1EUR	Covanta Holding CORP	Stock-Other	0.38%	—	+7.04%
42	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.38%	—	+14.74%
43	GEF-B	Greif Inc-cl B	Stock-Other	0.38%	—	+33.52%
44	V	Visa Inc-class A Shares	Stock-Financials	0.38%	-0.18%	+8.13%
45	HPQ	Hp INC	Stock-Tech	0.37%	—	+37.61%
46	MCN	Xai Madison Equity Premium I	Stock-Other	0.37%	—	-4.88%
47	ULCC	Frontier Group Holdings, Inc.	Stock-Other	0.36%	—	-1.40%
48	BA	Boeing Co/the	Stock-Industrials	0.36%	—	+13.99%
49	MDT	Medtronic plc	Stock-Healthcare	0.36%	—	+0.60%
50	NEE	Nextera Energy INC	Stock-Utilities	0.36%	—	+6.29%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Advisors Asset Management, Inc. for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AMZN	Amazon.com INC	+0.2%	+15.36%	Add
2	NAD	Nuveen Quality Municipal INC	+0.2%	+598.45%	Add
3	HPQ	Hp INC	+0.2%	+37.61%	Add
4	✓		+0.2%	+17.59%	Add
5	LVS	Las Vegas Sands CORP	+0.1%	+11.13%	Add
6	WDC	Western Digital CORP	+0.1%	+57.02%	Add
7	MIC2EUR	Macquarie Infrastructure Hol	+0.1%	+27.16%	Add
8	GEF-B	Greif Inc-cl B	+0.1%	+33.52%	Add
9	WDC	Western Digital Corporation	+0.1%	+147.94%	Add
10	AAPL	Apple INC	+0.1%	+2.03%	Add
11	SEMGUSD	Semgroup Corp-class A	+0.1%	+246265.43%	Add
12	CSCO	Cisco Systems INC	+0.1%	+11.32%	Add
13	ABBV	Abbvie INC	+0.1%	+15.82%	Add
14	NLYEUR	Annaly Capital Management In	+0.1%	+197.98%	Add
15	UFS	Domtar CORP	+0.1%	+71.92%	Add
16	QCOM	Qualcomm INC	+0.1%	+3.86%	Add
17	META	Meta Platforms Inc-class A	+0.1%	+7.34%	Add
18	IBM	Intl Business Machines CORP	+0.1%	+11.74%	Add
19	MSFT	Microsoft CORP	+0.1%	+0.07%	Add
20	CAT	Caterpillar INC	+0.1%	+4.07%	Add
21	✓	Aircastle LTD	+0.1%	+24.31%	Add
22	HFCUSD	Hollyfrontier CORP	+0.1%	+145.39%	Add
23	FE	Firstenergy CORP	+0.1%	+109.70%	Add
24	GOOGL	Alphabet Inc-cl A	+0.1%	+0.94%	Add
25	RITM	Rithm Capital CORP	+0.1%	+29.31%	Add
26	✓		+0.1%	+65.40%	Add
27	NUS	Nu Skin Enterprises INC - A	+0.1%	-2.03%	Trim
28	VZ	Verizon Communications INC	-0.1%	-0.40%	Trim
29	T	At&t INC	-0.1%	-2.54%	Trim
30	ULCC	Frontier Group Holdings, Inc.	-0.1%	-1.40%	Trim
31	ARRUSD	Armour Residential Reit INC	-0.1%	-80.56%	Trim
32	SLB	Slb LTD	-0.1%	-19.62%	Trim
33	PPL	Ppl CORP	-0.1%	-20.98%	Trim
34	✓		-0.1%	-41.43%	Trim
35	DOW	Dow Chem Co	-0.1%	-58.59%	Trim
36	SO	Southern Co/the	-0.1%	-19.95%	Trim
37	COP	Conocophillips	-0.1%	-29.00%	Trim
38	SIXEUR	Six Flags Entertainment CORP	-0.1%	-46.97%	Trim
39	MO	Altria Group INC	-0.1%	-10.68%	Trim
40	TDG	Transdigm Group INC	-0.1%	-61.22%	Trim
41	KLAC	Kla CORP	-0.1%	-43.55%	Trim
42	MAT	Mattel INC	-0.2%	-29.50%	Trim
43	BGS	B&g Foods INC	-0.2%	-41.21%	Trim
44	✓		—	EXIT	Sold out
45	✓	Hatteras Finl CORP	—	EXIT	Sold out
46	XNEAX	Nuveen Amt-fr Qlty Muni INC	—	NEW	New buy
47	JNJ	Johnson & Johnson	—	NEW	New buy
48	JNJ	Johnson & Johnson	—	EXIT	Sold out
49	NZF	Nuveen Municipal Credit Income Fund	—	EXIT	Sold out
50	✓	Nuveen Prem Income Mun Fd	—	EXIT	Sold out