Advisors Asset Management, Inc. — Q3 2013 13F Holdings

Name: Advisors Asset Management, Inc. — 13F Holdings, Q3 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001297376

Total reported value

$6.0B

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Full holdings list this quarter

Showing top 200 holdings (of 1752 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MRK	Merck & Co. INC.	Stock-Healthcare	1.14%	+0.09%	+4.77%
2	VZ	Verizon Communications INC	Stock-Comm Services	1.05%	+0.16%	+5.79%
3	T	At&t INC	Stock-Comm Services	0.91%	—	+8.16%
4	COP	Conocophillips	Stock-Energy	0.91%	—	+4.52%
5	INTC	Intel CORP	Stock-Tech	0.87%	—	+14.79%
6	LBEUR	L Brands INC	Stock-Other	0.84%	—	+2.46%
7	✓	Nexpoint Cr Strategies Fd	Stock-Other	0.80%	—	+14.54%
8	TAL	TAL Education Group	Stock-Consumer Staples	0.77%	—	+2.46%
9	MO	Altria Group INC	Stock-Consumer Staples	0.77%	—	+5.77%
10	LMT	Lockheed Martin CORP	Stock-Industrials	0.77%	—	-3.47%
11	PFE	Pfizer INC	Stock-Healthcare	0.76%	—	+5.29%
12	DFIN	Donnelley Financial Solutions, Inc.	Stock-Other	0.75%	—	-0.08%
13	WYNN	Wynn Resorts LTD	Stock-Consumer Disc	0.75%	—	+3.52%
14	PBI	Pitney Bowes INC	Stock-Other	0.73%	—	+4.37%
15	UTF	Cohen & Steers Infrastructur	Stock-Other	0.73%	—	+8.39%
16	RGCGBP	Regal Entertainment Group-a	Stock-Other	0.72%	—	+1.37%
17	LLY	Eli Lilly & Co	Stock-Healthcare	0.70%	—	+0.59%
18	XEXGX	Eaton Vance Tax-managed Glob	Stock-Other	0.69%	—	+1.02%
19	REYN	Reynolds Consumer Products Inc.	Stock-Other	0.66%	—	+4.81%
20	✓	Kayne Anderson Enrgy Com	Stock-Other	0.63%	—	+2.73%
21	✓	Quality Sys INC	Stock-Other	0.62%	—	+22.75%
22	✓		Stock-Other	0.61%	—	+8.98%
23	VGREUR	Vector Group LTD	Stock-Other	0.59%	—	+9.10%
24	KYN	Kayne Anderson Energy Infrastructure Fund, Inc.	Stock-Other	0.58%	—	+10.04%
25	WTI	W&t Offshore INC	Stock-Other	0.58%	—	+5.71%
26	✓		Stock-Other	0.57%	—	-9.29%
27	✓		Stock-Other	0.56%	—	+8.04%
28	DOEUR	Diamond Offshore Drilling	Stock-Other	0.56%	—	+7.43%
29	✓		Stock-Other	0.55%	—	+6.50%
30	ULCC	Frontier Group Holdings, Inc.	Stock-Other	0.54%	—	+4.58%
31	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.53%	—	+7.03%
32	✓	Lorillard INC	Stock-Other	0.53%	—	+8.11%
33	ARCC	Ares Capital CORP	Stock-Financials	0.53%	—	+9.17%
34	SON	Sonoco Products Co	Stock-Consumer Disc	0.53%	—	+5.81%
35	✓		Stock-Other	0.53%	—	+25.43%
36	CTLEUR	Centurylink INC	Stock-Other	0.52%	—	+10.29%
37	TNK	Teekay Tankers Ltd.	Stock-Other	0.52%	—	+10.13%
38	DUK	Du Pont E I De Nemour&Co	Stock-Utilities	0.52%	—	+2.73%
39	MCHP	Microchip Technology INC	Stock-Tech	0.51%	—	+4.67%
40	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.51%	—	-18.83%
41	FE	Firstenergy CORP	Stock-Utilities	0.51%	—	+25.17%
42	JNJ	Johnson & Johnson	Stock-Healthcare	0.50%	—	-14.26%
43	HFCUSD	Hollyfrontier CORP	Stock-Other	0.49%	—	+25.60%
44	✓	Cys Invts INC	Stock-Other	0.49%	—	+12.43%
45	✓	ING GLBL ADV & PREM OPP FUND	Stock-Other	0.48%	—	-5.13%
46	EXC	Exelon CORP	Stock-Utilities	0.47%	—	+12.94%
47	AVK	Advent Convertible and Income Fund	Stock-Other	0.47%	—	+17.07%
48	TWO	Two Harbors Investment Corp.	Stock-Other	0.47%	—	+19.74%
49	DOW	Dow Chem Co	Stock-Materials	0.46%	—	+44.75%
50	LXKEUR	Lexmark International Inc-a	Stock-Other	0.45%	—	+13.60%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Advisors Asset Management, Inc. for the quarter ending Q3 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓		+0.2%	+8.04%	Add
2	DOW	Dow Chem Co	+0.2%	+44.75%	Add
3	FCX	Freeport-mcmoran INC	+0.2%	+56.07%	Add
4	✓	Quality Sys INC	+0.2%	+22.75%	Add
5	LBEUR	L Brands INC	+0.1%	+2.46%	Add
6	PBI	Pitney Bowes INC	+0.1%	+4.37%	Add
7	WYNN	Wynn Resorts LTD	+0.1%	+3.52%	Add
8	✓	American Cap Mtg Invt CORP	+0.1%	+151.19%	Add
9	COP	Conocophillips	+0.1%	+4.52%	Add
10	WTI	W&t Offshore INC	+0.1%	+5.71%	Add
11	✓	Allianzgi Global Equity & Co	+0.1%	+41.86%	Add
12	PDLIEUR	Pdl Biopharma INC	+0.1%	+36.29%	Add
13	SIXEUR	Six Flags Entertainment CORP	+0.1%	+53.72%	Add
14	NEM	Newmont CORP	+0.1%	+71.95%	Add
15	WERN	Werner Enterprises INC	+0.1%	+47.60%	Add
16	KRO	Kronos Worldwide INC	+0.1%	+47.90%	Add
17	XBOEX	Blackrock Enh Glbl Dvd Tr	+0.1%	+31.17%	Add
18	EOI	Eaton Vance Enhanced Eq Incm	+0.1%	+63.98%	Add
19	TTEN	Totalenergies Se -spon Adr	+0.1%	+23.80%	Add
20	HFCUSD	Hollyfrontier CORP	+0.1%	+25.60%	Add
21	FE	Firstenergy CORP	+0.1%	+25.17%	Add
22	✓		+0.1%	+25.43%	Add
23	✓	Macquarie	+0.1%	+33.12%	Add
24	XBGYX	Blackrock Enh Intl Dvd Tr	+0.1%	+27.76%	Add
25	✓	Nuveen Tx Adv Total Ret Strg	+0.1%	+45.17%	Add
26	✓	Delaware Enhanced Gbl Div &	+0.1%	+45.89%	Add
27	AAPL	Apple INC	+0.1%	+21.22%	Add
28	XGDVX	Gabelli Dividend & Income Tr	+0.1%	+87.83%	Add
29	✓	Newcastle Invt CORP Com	+0.1%	+93.87%	Add
30	SON	Sonoco Products Co	+0.1%	+5.81%	Add
31	LXKEUR	Lexmark International Inc-a	+0.1%	+13.60%	Add
32	LMT	Lockheed Martin CORP	+0.1%	-3.47%	Trim
33	UTF	Cohen & Steers Infrastructur	0%	+8.39%	Add
34	DFIN	Donnelley Financial Solutions, Inc.	0%	-0.08%	Trim
35	✓	Nexpoint Cr Strategies Fd	0%	+14.54%	Add
36	MRK	Merck & Co. INC.	0%	+4.77%	Add
37	✓	Molex INC	-0.1%	-93.74%	Trim
38	MXIM	Maxim Integrated Products	-0.1%	-48.39%	Trim
39	DLX	Deluxe CORP	-0.1%	-55.18%	Trim
40	CIM	Chimera Investment Corporation	-0.1%	-40.98%	Trim
41	CMC	Commercial Metals Co	-0.1%	-70.86%	Trim
42	SCCO	Southern Copper CORP	-0.1%	-23.69%	Trim
43	JNJ	Johnson & Johnson	-0.1%	-14.26%	Trim
44	GEF	Greif Inc-cl A	-0.1%	-28.91%	Trim
45	AVPUSD	Avon Products INC	-0.1%	-44.72%	Trim
46	LEG	Leggett & Platt INC	-0.1%	-40.52%	Trim
47	BMY	Bristol-myers Squibb Co	-0.1%	-18.83%	Trim
48	✓	Windstream CORP	—	EXIT	Sold out
49	ORANY	Orange-spon Adr	—	NEW	New buy
50	✓	France Telecom	—	EXIT	Sold out