SK
Shepherd Kaplan Krochuk, LLC: 13F Stock Holdings & Portfolio (Q2 2026)
Shepherd Kaplan Krochuk, LLCCIK: 0001218583
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$125.9M
Reporting period: 2026-06-30 · Number of holdings: 62
SHEPHERD KAPLAN KROCHUK, LLC disclosed 62 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $125.9M and a quarterly turnover rate of 18.5%.
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Personality snowflake
- Concentration
- 15.17
- Portfolio Stability
- 18.49
- Momentum
- 100
- Sector conviction
- 82.37
- Diversification
- 100
- Sizing Uniformity
- 88.28
Shepherd Kaplan Krochuk, LLC's disclosed holdings carry a Herfindahl concentration index of 0.038 — mathematically equivalent to about 26 equally-sized positions, well below its 62 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.17), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govSold out CPB
Add FDL
+114.3% $2.1M
Add IBM
+205.8% $1.6M
Trim ZROZ
-31.8% -$1.1M
Trim ACWI
-33.2% -$908.2K
Add VTI
-0.7% $1.6M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 9.95% | +0.76% | -0.72% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 6.99% | +0.50% | +0.01% | |
| 3 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 6.43% | +0.39% | +8.40% | |
| 4 | ANGL | Vaneck Fallen Angel High Yld | ETF-Other | 6.41% | -0.44% | -2.77% | |
| 5 | SCHV | Schwab US Large-cap Value | ETF-Other | 4.34% | -0.01% | -7.63% | |
| 6 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 4.08% | +0.28% | -3.57% | |
| 7 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 3.24% | -0.06% | -27.31% | |
| 8 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 3.20% | +1.55% | +114.27% | |
| 9 | ET | Energy Transfer LP | Stock-Energy | 3.09% | -0.40% | -5.32% | |
| 10 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 2.93% | +0.29% | -1.42% | |
| 11 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 2.54% | -0.46% | -9.97% | |
| 12 | CORP | Pimco Inv Grade CORP Bd ETF | ETF-Other | 2.49% | -0.30% | -5.49% | |
| 13 | VO | Vanguard Mid-cap ETF | ETF-Other | 2.42% | +0.14% | +301.23% | |
| 14 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 2.40% | +0.21% | +16.23% | |
| 15 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 2.26% | -0.89% | -33.18% | |
| 16 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.17% | -0.07% | -1.87% | |
| 17 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 2.00% | -0.05% | +3.32% | |
| 18 | ZROZ | Pimco 25+ Yr Zero Cpn US Tif | ETF-Other | 1.95% | -1.07% | -31.78% | |
| 19 | VNQ | Vanguard Real Estate ETF | ETF-Other | 1.88% | +0.04% | -0.73% | |
| 20 | IBM | Intl Business Machines CORP | Stock-Tech | 1.72% | +1.21% | +205.84% | |
| 21 | PGX | Invesco Preferred ETF | ETF-Other | 1.69% | +0.36% | +34.82% | |
| 22 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 1.67% | -0.08% | +1.10% | |
| 23 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.62% | +0.56% | +45.22% | |
| 24 | KMI | Kinder Morgan, Inc. | Stock-Energy | 1.59% | -0.22% | -2.69% | |
| 25 | VIOO | Vanguard S&p Small-cap 600 E | ETF-Other | 1.45% | +0.17% | — | |
| 26 | SPDN | Dir Dly Sp 500 Br 1x Etf-usi | ETF-Other | 1.33% | +0.20% | +43.61% | |
| 27 | HDEF | Xtrackers Msci Eafe High Div | ETF-Other | 1.32% | -0.46% | -20.74% | |
| 28 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.90% | -0.05% | +1.09% | |
| 29 | SSPY | Stratified Largecp Index ETF | ETF-Large Cap & Growth | 0.89% | +0.04% | — | |
| 30 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.87% | +0.12% | — | |
| 31 | NEM | Newmont CORP | Stock-Materials | 0.81% | -0.18% | — | |
| 32 | MGA | Magna International Inc | Stock-Consumer Disc | 0.81% | — | -10.14% | |
| 33 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.77% | +0.06% | — | |
| 34 | EPD | Enterprise Products Partners | Stock-Energy | 0.66% | -0.06% | — | |
| 35 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.66% | +0.05% | — | |
| 36 | DUK | Duke Energy CORP | Stock-Utilities | 0.64% | -0.08% | -2.59% | |
| 37 | GILD | Gilead Sciences Inc | Stock-Healthcare | 0.63% | -0.11% | -1.17% | |
| 38 | ABBV | Abbvie Inc | Stock-Healthcare | 0.60% | +0.25% | +58.43% | |
| 39 | PFE | Pfizer Inc | Stock-Healthcare | 0.59% | -0.17% | -4.44% | |
| 40 | PRU | Prudential Financial Inc | Stock-Financials | 0.56% | +0.24% | +68.04% | |
| 41 | BEN | Franklin Resources Inc | Stock-Financials | 0.55% | +0.09% | -10.17% | |
| 42 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.55% | +0.10% | +0.32% | |
| 43 | MSFT | Microsoft CORP | Stock-Tech | 0.43% | +0.43% | NEW | |
| 44 | NUV | Nuveen Municipal Value | Stock-Other | 0.43% | -0.02% | -2.92% | |
| 45 | DOW | Dow Inc | Stock-Materials | 0.43% | -0.50% | -26.48% | |
| 46 | AMLP | Alerian Mlp ETF | ETF-Other | 0.40% | -0.02% | +2.33% | |
| 47 | MDST | Westwd Sat Encd Mdstr In ETF | ETF-Other | 0.40% | -0.05% | -5.81% | |
| 48 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 0.39% | -0.02% | — | |
| 49 | VUG | Vanguard Growth ETF | ETF-Other | 0.37% | +0.04% | +499.89% | |
| 50 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.36% | +0.03% | +0.34% |
1–50 of 62
Portfolio Performance
Performance for Q3 2026
+2.8%
Performance Last 4 Quarters
+15.5%
- Stdev
- +8.7%
- Beta
- +0.58
- Alpha
- +1.8%
- Max Drawdown
- -4.5%
- Annualized Perf
- +13.9%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +3.06
- Stutzer
- +0.45
- Treynor
- +0.23
- Sterling
- +1.03
- Calmar
- +3.12
- Information Ratio
- -0.94
- Tracking Error
- +6.9%
- Stdev Down
- +4.4%
- Winning Months %
- +75%
- Losing Months %
- +25%
- Best 12 Months
- +26.7%
- Worst 12 Months
- +6.5%
- Efficiency Ratio
- +0.58
- Sharpe
- +1.54
- Stdev Sectors
- +13.7%
- Skewness
- -0.13
- Kurtosis
- -0.18
- Upside Potential
- +4.63
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 62 | $125.9M | 18 | ||
| 2026 Q1 | 61 | $119.0M | 9 | ||
| 2025 Q4 | 64 | $121.1M | 20 | ||
| 2025 Q3 | 61 | $121.8M | 21 | ||
| 2025 Q2 | 57 | $115.1M | 0 | ||
| 2025 Q1 | 58 | $116.8M | 100 | ||
| 2024 Q4 | 51 | $119.6M | 0 | ||
| 2024 Q3 | 55 | $132.6M | 0 | ||
| 2024 Q2 | 57 | $126.6M | 0 | ||
| 2024 Q1 | 55 | $125.3M | 0 | ||
| 2023 Q4 | 54 | $123.0M | 0 | ||
| 2023 Q3 | 52 | $115.1M | 0 | ||
| 2023 Q2 | 52 | $126.4M | 0 | ||
| 2023 Q1 | 55 | $113.4M | 0 | ||
| 2022 Q4 | 72 | $168.6M | 0 | ||
| 2022 Q3 | 146 | $199.7M | 0 | ||
| 2022 Q2 | 191 | $228.9M | 0 | ||
| 2022 Q1 | 193 | $264.2M | 0 | ||
| 2021 Q4 | 195 | $277.5M | 0 | ||
| 2021 Q3 | 197 | $272.3M | 0 | ||
| 2021 Q2 | 192 | $280.6M | 96 | ||
| 2021 Q1 | 185 | $259.0M | 32 | ||
| 2020 Q4 | 185 | $270.8M | 39 | ||
| 2020 Q3 | 178 | $240.3M | 33 | ||
| 2020 Q2 | 180 | $223.6M | 100 | ||
| 2020 Q1 | 133 | $61.9M | 82 | ||
| 2019 Q4 | 160 | $132.4M | 29 | ||
| 2019 Q3 | 160 | $136.7M | 16 | ||
| 2019 Q2 | 161 | $141.5M | 34 | ||
| 2019 Q1 | 173 | $160.3M | 29 | ||
| 2018 Q4 | 193 | $145.9M | 45 | ||
| 2018 Q3 | 232 | $194.4M | 31 | ||
| 2018 Q2 | 222 | $164.1M | 36 | ||
| 2018 Q1 | 260 | $164.6M | 36 | ||
| 2017 Q4 | 249 | $160.9M | 43 | ||
| 2017 Q3 | 217 | $120.7M | 53 | ||
| 2017 Q2 | 242 | $171.6M | 35 | ||
| 2017 Q1 | 256 | $194.6M | 71 | ||
| 2016 Q4 | 273 | $352.1M | 43 | ||
| 2016 Q3 | 368 | $480.5M | 37 | ||
| 2016 Q2 | 348 | $402.3M | 40 | ||
| 2016 Q1 | 285 | $322.2M | 100 | ||
| 2015 Q4 | 428 | $359.4M | 0 | ||
| 2015 Q3 | 454 | $376.2M | 47 | ||
| 2015 Q2 | 526 | $532.2M | 23 | ||
| 2015 Q1 | 498 | $565.3M | 33 | ||
| 2014 Q4 | 623 | $622.3M | 42 | ||
| 2014 Q3 | 785 | $780.3M | 29 | ||
| 2014 Q2 | 798 | $943.6M | 23 | ||
| 2014 Q1 | 805 | $866.4M | 27 | ||
| 2013 Q4 | 776 | $789.5M | 47 | ||
| 2013 Q3 | 823 | $619.5M | 46 | ||
| 2013 Q2 | 836 | $506.9M | 0 |
Holding changes this quarter
Shepherd Kaplan Krochuk, LLC's most significant position changes for 2026-06-30: Sold out: THE Campbell's Company (CPB); New buy: Microsoft CORP (MSFT); Sold out: Schwab US Dvd Equity ETF (SCHD); New buy: Ishares Russell 1000 Value E (IWD); New buy: Invesco S&p 500 Garp ETF (SPGP).
1–50 of 64
* This report is exclusively curated by the AlphaSMO team. AlphaSMO is the web's most authoritative 13F / Inside Trader database, delivering precise insider trading and institutional holdings insights.
Filing History
FAQ
What is Shepherd Kaplan Krochuk, LLC and what type of investor is it?
Shepherd Kaplan Krochuk, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $125.9M, spread across 62 disclosed positions.
What are Shepherd Kaplan Krochuk, LLC's largest equity positions?
Based on the latest 13F filing, Shepherd Kaplan Krochuk, LLC's top holdings by market value are:
1. Vanguard Total Stock Mkt ETF (VTI) — $12.5M (9.9%)
2. Apple Inc (AAPL) — $8.8M (7.0%)
3. Ishares Msci USA Min Vol Fac (USMV) — $8.1M (6.4%)
4. Vaneck Fallen Angel High Yld (ANGL) — $8.1M (6.4%)
5. Schwab US Large-cap Value (SCHV) — $5.5M (4.3%)
What changes did Shepherd Kaplan Krochuk, LLC make in its most recent portfolio filing?
In the latest reported quarter, Shepherd Kaplan Krochuk, LLC made 51 notable position adjustments: 3 new positions were initiated, 19 existing holdings were added to, 27 positions were partially reduced, and 2 were completely exited. The largest of these moves: Sold out: THE Campbell's Company (CPB); New buy: Microsoft CORP (MSFT); Sold out: Schwab US Dvd Equity ETF (SCHD); New buy: Ishares Russell 1000 Value E (IWD); New buy: Invesco S&p 500 Garp ETF (SPGP)
What sectors does Shepherd Kaplan Krochuk, LLC focus on?
Shepherd Kaplan Krochuk, LLC is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 43.8%
• Energy: 25.5%
• Health Care: 8.7%
• Materials: 5.9%
• Financials: 5.3%
• Consumer Discretionary: 3.9%
Investment Profile
Shepherd Kaplan Krochuk, LLC returned an annualized 13.9% over the trailing 36 months — outperforming the S&P 500 by 1.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.58 (less volatile than the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 43.8% of the portfolio concentrated in Information Technology.
Its turnover score has risen from 0 to 18 over the past 4 quarters — a shift toward more active trading.
It has added to its VTI position over the past two quarters (+$2.4M, now $12.5M), while trimming ZROZ over the same stretch (-$1.2M, still holding $2.5M).
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