Shepherd Kaplan Krochuk, LLC — Q4 2023 13F Holdings

Name: Shepherd Kaplan Krochuk, LLC — 13F Holdings, Q4 2023
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218583

Total reported value

$119.0M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	7.48%	-0.33%	+0.00%
2	ANGL	Vaneck Fallen Angel High Yld	ETF-Other	6.14%	-0.38%	-8.78%
3	SPLV	Invesco S&p 500 Low Volatili	ETF-Large Cap & Growth	5.81%	—	-8.59%
4	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	5.54%	-0.13%	+16.30%
5	CPB	THE Campbell's Company	Stock-Consumer Staples	5.32%	-0.47%	—
6	JQUA	Jpmorgan US Quality Factor	ETF-Other	4.63%	-0.13%	-8.87%
7	SCHV	Schwab US Large-cap Value	ETF-Other	4.54%	—	-8.47%
8	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	4.49%	-0.15%	-9.87%
9	SCHD	Schwab US Dvd Equity ETF	ETF-Other	3.63%	—	-8.33%
10	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	3.38%	—	-8.28%
11	CORP	Pimco Inv Grade CORP Bd ETF	ETF-Other	3.00%	-0.18%	-9.96%
12	ET	Energy Transfer LP	Stock-Energy	2.88%	+0.71%	+10.58%
13	JMBS	Janus Henderson Mortg Backed	ETF-Other	2.83%	-0.19%	-9.88%
14	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	2.52%	-0.08%	+3.88%
15	VNQ	Vanguard Real Estate ETF	ETF-Other	2.49%	-0.04%	-10.30%
16	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	2.30%	-0.08%	-6.83%
17	ACWI	Ishares Msci Acwi ETF	ETF-Other	2.26%	-0.04%	—
18	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	2.22%	—	-9.93%
19	AMLP	Alerian Mlp ETF	ETF-Other	1.96%	+0.05%	—
20	HDEF	Xtrackers Msci Eafe High Div	ETF-Other	1.88%	+0.07%	-7.71%
21	✓		Stock-Other	1.64%	—	+0.61%
22	VO	Vanguard Mid-cap ETF	ETF-Other	1.48%	—	-0.14%
23	PGX	Invesco Preferred ETF	ETF-Other	1.41%	-0.12%	-8.70%
24	JPEM	JPM Diversified Ret Em Equit	ETF-Other	1.19%	-0.06%	-24.10%
25	BX	Blackstone INC	Stock-Financials	1.19%	—	-2.26%
26	GNR	State Street Spdr S&p Global	ETF-Other	1.17%	—	—
27	KMI	Kinder Morgan INC	Stock-Energy	1.15%	+0.33%	-3.56%
28	GD	General Dynamics CORP	Stock-Industrials	1.04%	—	-6.99%
29	✓	Syntax ETF Tr	ETF-Other	1.02%	—	+28.17%
30	GSK	Gsk Plc-spon Adr	Stock-Healthcare	0.95%	—	-7.11%
31	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	0.89%	-0.07%	-24.02%
32	VIOO	Vanguard S&p Small-cap 600 E	ETF-Other	0.88%	+0.06%	+0.72%
33	DUK	Duke Energy CORP	Stock-Utilities	0.86%	+0.08%	-3.87%
34	VUG	Vanguard Growth ETF	ETF-Other	0.85%	-0.09%	+0.15%
35	MRK	Merck & Co. INC.	Stock-Healthcare	0.75%	—	-3.87%
36	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.72%	+0.81%	+9.23%
37	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.71%	—	+24.23%
38	PFE	Pfizer INC	Stock-Healthcare	0.70%	+0.05%	—
39	NFLX	Netflix INC	Stock-Comm Services	0.69%	—	—
40	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	0.65%	—	—
41	✓		Stock-Other	0.55%	—	—
42	TBF	Proshares Short 20+ Treasury	ETF-Gov Bonds	0.53%	—	-9.29%
43	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.48%	-0.06%	-8.62%
44	EPD	Enterprise Products Partners	Stock-Energy	0.48%	+0.12%	—
45	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.48%	-0.02%	+16.68%
46	NUV	Nuveen Municipal Value	Stock-Other	0.44%	—	-3.03%
47	SGOV	Ishares 0-3 Month Treasury B	ETF-Gov Bonds	0.41%	-0.06%	+0.76%
48	NEM	Newmont CORP	Stock-Materials	0.37%	+0.09%	—
49	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.33%	-0.05%	+5.81%
50	VB	Vanguard Small-cap ETF	ETF-Other	0.26%	—	+0.13%

1–50 of 54

Holding changes this quarter

Position changes disclosed by Shepherd Kaplan Krochuk, LLC for the quarter ending Q4 2023, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	ACWI	Ishares Msci Acwi ETF	+2.3%	NEW	New buy
2	GNR	State Street Spdr S&p Global	+1.2%	NEW	New buy
3	PFE	Pfizer INC	+0.7%	NEW	New buy
4	VTEB	Vanguard Tax-exempt Bond ETF	+0.7%	NEW	New buy
5	SHV	Ishares 0-1 Year Treasury Bo	+0.4%	+16.30%	Add
6	AAPL	Apple INC	+0.4%	+0.00%	Add
7	✓	Syntax ETF Tr	+0.2%	+28.17%	Add
8	GDX	Vaneck Gold Miners ETF	+0.2%	+24.23%	Add
9	V	Visa Inc-class A Shares	+0.2%	NEW	New buy
10	BX	Blackstone INC	+0.1%	-2.26%	Trim
11	NFLX	Netflix INC	+0.1%	—	Unchanged
12	VTI	Vanguard Total Stock Mkt ETF	+0.1%	+9.23%	Add
13	VOO	Vanguard S&p 500 ETF	+0.1%	+16.68%	Add
14	VO	Vanguard Mid-cap ETF	+0.1%	-0.14%	Trim
15	VUG	Vanguard Growth ETF	+0.1%	+0.15%	Add
16	ET	Energy Transfer LP	+0.1%	+10.58%	Add
17	✓		+0.1%	+0.61%	Add
18	VIOO	Vanguard S&p Small-cap 600 E	+0.1%	+0.72%	Add
19	IVV	Ishares Core S&p 500 ETF	0%	+5.81%	Add
20	GD	General Dynamics CORP	0%	-6.99%	Trim
21	NEM	Newmont CORP	0%	—	Unchanged
22	VB	Vanguard Small-cap ETF	0%	+0.13%	Add
23	T	At&t INC	0%	—	Unchanged
24	✓		—	—	Unchanged
25	DUK	Duke Energy CORP	0%	-3.87%	Trim
26	BRK-B	Berkshire Hathaway Inc-cl B	0%	+3.88%	Add
27	IJR	Ishares Core S&p Small-cap E	-0.1%	-8.28%	Trim
28	VNQ	Vanguard Real Estate ETF	-0.1%	-10.30%	Trim
29	KMI	Kinder Morgan INC	-0.1%	-3.56%	Trim
30	✓	Biovie INC	-0.1%	—	Unchanged
31	EPD	Enterprise Products Partners	-0.1%	—	Unchanged
32	CPB	THE Campbell's Company	-0.1%	—	Unchanged
33	HDEF	Xtrackers Msci Eafe High Div	-0.1%	-7.71%	Trim
34	GSK	Gsk Plc-spon Adr	-0.1%	-7.11%	Trim
35	TBF	Proshares Short 20+ Treasury	-0.2%	-9.29%	Trim
36	PGX	Invesco Preferred ETF	-0.2%	-8.70%	Trim
37	MTUM	Ishares Msci USA Momentum Fa	-0.3%	-9.87%	Trim
38	GSIE	Goldman Sachs Activebeta Int	-0.3%	-24.02%	Trim
39	JEPI	Jpmorgan Equity Premium Inco	-0.3%	-6.83%	Trim
40	JQUA	Jpmorgan US Quality Factor	-0.3%	-8.87%	Trim
41	SCHD	Schwab US Dvd Equity ETF	-0.3%	-8.33%	Trim
42	JMBS	Janus Henderson Mortg Backed	-0.3%	-9.88%	Trim
43	CORP	Pimco Inv Grade CORP Bd ETF	-0.3%	-9.96%	Trim
44	SCHV	Schwab US Large-cap Value	-0.3%	-8.47%	Trim
45	JPEM	JPM Diversified Ret Em Equit	-0.4%	-24.10%	Trim
46	BAX	Baxter International INC	-0.5%	EXIT	Sold out
47	PPL	Ppl CORP	-0.5%	EXIT	Sold out
48	SPLV	Invesco S&p 500 Low Volatili	-0.6%	-8.59%	Trim
49	CAG	Conagra Brands INC	-0.6%	EXIT	Sold out
50	ANGL	Vaneck Fallen Angel High Yld	-0.6%	-8.78%	Trim