Shepherd Kaplan Krochuk, LLC — Q3 2023 13F Holdings

Name: Shepherd Kaplan Krochuk, LLC — 13F Holdings, Q3 2023
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218583

Total reported value

$119.0M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	7.11%	-0.33%	+0.01%
2	ANGL	Vaneck Fallen Angel High Yld	ETF-Other	6.76%	-0.38%	+2.69%
3	SPLV	Invesco S&p 500 Low Volatili	ETF-Large Cap & Growth	6.37%	—	+11.45%
4	CPB	THE Campbell's Company	Stock-Consumer Staples	5.40%	-0.47%	+44.18%
5	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	5.11%	-0.13%	-0.14%
6	JQUA	Jpmorgan US Quality Factor	ETF-Other	4.91%	-0.13%	-0.78%
7	SCHV	Schwab US Large-cap Value	ETF-Other	4.88%	—	+2.30%
8	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	4.74%	-0.15%	-4.91%
9	SCHD	Schwab US Dvd Equity ETF	ETF-Other	3.93%	—	-4.44%
10	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	3.43%	—	+0.03%
11	CORP	Pimco Inv Grade CORP Bd ETF	ETF-Other	3.34%	-0.18%	-9.36%
12	JMBS	Janus Henderson Mortg Backed	ETF-Other	3.17%	-0.19%	-26.82%
13	ET	Energy Transfer LP	Stock-Energy	2.83%	+0.71%	-16.67%
14	JEPI	Jpmorgan Equity Premium Inco	ETF-Other	2.57%	-0.08%	—
15	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	2.55%	-0.08%	-1.28%
16	VNQ	Vanguard Real Estate ETF	ETF-Other	2.54%	-0.04%	-4.91%
17	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	2.37%	—	-72.33%
18	AMLP	Alerian Mlp ETF	ETF-Other	2.08%	+0.05%	+41.85%
19	HDEF	Xtrackers Msci Eafe High Div	ETF-Other	1.99%	+0.07%	-36.10%
20	JPEM	JPM Diversified Ret Em Equit	ETF-Other	1.62%	-0.06%	-3.78%
21	✓		Stock-Other	1.59%	—	+1.59%
22	PGX	Invesco Preferred ETF	ETF-Other	1.58%	-0.12%	+3.03%
23	VO	Vanguard Mid-cap ETF	ETF-Other	1.42%	—	+0.37%
24	KMI	Kinder Morgan INC	Stock-Energy	1.20%	+0.33%	-2.88%
25	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	1.15%	-0.07%	+1.11%
26	GSK	Gsk Plc-spon Adr	Stock-Healthcare	1.07%	—	—
27	BX	Blackstone INC	Stock-Financials	1.06%	—	-12.11%
28	GD	General Dynamics CORP	Stock-Industrials	1.02%	—	-7.60%
29	DUK	Duke Energy CORP	Stock-Utilities	0.87%	+0.08%	-5.58%
30	VIOO	Vanguard S&p Small-cap 600 E	ETF-Other	0.83%	+0.06%	—
31	VUG	Vanguard Growth ETF	ETF-Other	0.79%	-0.09%	+0.12%
32	MRK	Merck & Co. INC.	Stock-Healthcare	0.79%	—	-7.39%
33	✓	Syntax ETF Tr	ETF-Other	0.78%	—	—
34	TBF	Proshares Short 20+ Treasury	ETF-Gov Bonds	0.70%	—	—
35	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.63%	+0.81%	+93.57%
36	CAG	Conagra Brands INC	Stock-Consumer Staples	0.57%	—	-0.87%
37	NFLX	Netflix INC	Stock-Comm Services	0.57%	—	—
38	✓		Stock-Other	0.55%	—	—
39	PPL	Ppl CORP	Stock-Utilities	0.54%	—	-4.90%
40	EPD	Enterprise Products Partners	Stock-Energy	0.54%	+0.12%	-4.25%
41	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.53%	—	—
42	BAX	Baxter International INC	Stock-Healthcare	0.53%	—	-6.69%
43	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.52%	-0.06%	-12.92%
44	NUV	Nuveen Municipal Value	Stock-Other	0.47%	—	-2.75%
45	SGOV	Ishares 0-3 Month Treasury B	ETF-Gov Bonds	0.44%	-0.06%	+0.54%
46	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.40%	-0.02%	+0.09%
47	NEM	Newmont CORP	Stock-Materials	0.35%	+0.09%	—
48	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.30%	-0.05%	+3.26%
49	VB	Vanguard Small-cap ETF	ETF-Other	0.24%	—	+0.13%
50	T	At&t INC	Stock-Comm Services	0.18%	-0.22%	EXIT

1–50 of 52

Holding changes this quarter

Position changes disclosed by Shepherd Kaplan Krochuk, LLC for the quarter ending Q3 2023, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	JEPI	Jpmorgan Equity Premium Inco	+2.6%	NEW	New buy
2	CPB	THE Campbell's Company	+1.6%	+44.18%	Add
3	GSK	Gsk Plc-spon Adr	+1.1%	NEW	New buy
4	AMLP	Alerian Mlp ETF	+0.8%	+41.85%	Add
5	SPLV	Invesco S&p 500 Low Volatili	+0.8%	+11.45%	Add
6	TBF	Proshares Short 20+ Treasury	+0.7%	NEW	New buy
7	SHV	Ishares 0-1 Year Treasury Bo	+0.5%	-0.14%	Trim
8	SCHV	Schwab US Large-cap Value	+0.4%	+2.30%	Add
9	VTI	Vanguard Total Stock Mkt ETF	+0.3%	+93.57%	Add
10	JQUA	Jpmorgan US Quality Factor	+0.3%	-0.78%	Trim
11	BRK-B	Berkshire Hathaway Inc-cl B	+0.3%	-1.28%	Trim
12	IJR	Ishares Core S&p Small-cap E	+0.1%	+0.03%	Add
13	PGX	Invesco Preferred ETF	+0.1%	+3.03%	Add
14	BX	Blackstone INC	+0.1%	-12.11%	Trim
15	✓		+0.1%	+1.59%	Add
16	SCHD	Schwab US Dvd Equity ETF	+0.1%	-4.44%	Trim
17	JPEM	JPM Diversified Ret Em Equit	+0.1%	-3.78%	Trim
18	GSIE	Goldman Sachs Activebeta Int	+0.1%	+1.11%	Add
19	VO	Vanguard Mid-cap ETF	+0.1%	+0.37%	Add
20	MTUM	Ishares Msci USA Momentum Fa	+0.1%	-4.91%	Trim
21	GD	General Dynamics CORP	+0.1%	-7.60%	Trim
22	VIOO	Vanguard S&p Small-cap 600 E	0%	—	Unchanged
23	✓	Syntax ETF Tr	0%	—	Unchanged
24	VUG	Vanguard Growth ETF	0%	+0.12%	Add
25	ET	Energy Transfer LP	0%	-16.67%	Trim
26	KMI	Kinder Morgan INC	0%	-2.88%	Trim
27	✓		0%	—	Unchanged
28	VOO	Vanguard S&p 500 ETF	0%	+0.09%	Add
29	DUK	Duke Energy CORP	0%	-5.58%	Trim
30	NUV	Nuveen Municipal Value	0%	-2.75%	Trim
31	VB	Vanguard Small-cap ETF	0%	+0.13%	Add
32	T	At&t INC	—	—	Unchanged
33	GDX	Vaneck Gold Miners ETF	0%	—	Unchanged
34	✓	Biovie INC	0%	—	Unchanged
35	NEM	Newmont CORP	0%	—	Unchanged
36	NFLX	Netflix INC	0%	—	Unchanged
37	PPL	Ppl CORP	0%	-4.90%	Trim
38	IVW	Ishares S&p 500 Growth ETF	0%	-12.92%	Trim
39	CAG	Conagra Brands INC	-0.1%	-0.87%	Trim
40	MRK	Merck & Co. INC.	-0.1%	-7.39%	Trim
41	BAX	Baxter International INC	-0.1%	-6.69%	Trim
42	VNQ	Vanguard Real Estate ETF	-0.1%	-4.91%	Trim
43	CORP	Pimco Inv Grade CORP Bd ETF	-0.2%	-9.36%	Trim
44	AAPL	Apple INC	-0.2%	+0.01%	Add
45	DLN	Wisdomtree US Largecap Divid	-0.2%	EXIT	Sold out
46	WEP	Magellan Midstream Partners	-0.5%	EXIT	Sold out
47	HDEF	Xtrackers Msci Eafe High Div	-0.9%	-36.10%	Trim
48	AMGN	Amgen INC	-0.9%	EXIT	Sold out
49	JMBS	Janus Henderson Mortg Backed	-1%	-26.82%	Trim
50	TLT	Ishares 20+ Year Treasury Bd	-6.7%	-72.33%	Trim