Shepherd Kaplan Krochuk, LLC — Q1 2021 13F Holdings

Name: Shepherd Kaplan Krochuk, LLC — 13F Holdings, Q1 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218583

Total reported value

$119.0M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	EQT	Eqt CORP	Stock-Energy	7.26%	—	—
2	SPTL	Ss Spdr Pf Lng Trm Tsy E-usd	ETF-Other	7.07%	—	-27.74%
3	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	5.89%	—	-19.77%
4	ANGL	Vaneck Fallen Angel High Yld	ETF-Other	4.71%	-0.38%	+30.22%
5	SPLV	Invesco S&p 500 Low Volatili	ETF-Large Cap & Growth	4.32%	—	+15.91%
6	SCHV	Schwab US Large-cap Value	ETF-Other	3.75%	—	-11.08%
7	JQUA	Jpmorgan US Quality Factor	ETF-Other	3.67%	-0.13%	+13.87%
8	AAPL	Apple INC	Stock-Tech	2.81%	-0.33%	+30.89%
9	SCHA	Schwab US Small-cap ETF	ETF-Other	2.45%	—	-74.67%
10	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	2.40%	-0.15%	-9.88%
11	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	2.32%	-0.08%	-8.58%
12	FDL	First Trust Morn Dvd Lead In	ETF-Other	2.29%	+0.18%	+0.64%
13	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	2.27%	-0.13%	-1.38%
14	PXDEUR	Pioneer Natural Resources Co	Stock-Other	2.21%	—	+215.93%
15	GIGB	Goldman Sachs Inv Grd CORP	ETF-Commodities	2.06%	—	-3.04%
16	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	1.93%	-0.07%	+1.05%
17	GEM	Goldman Sachs Activebeta Em	ETF-Commodities	1.50%	—	-25.72%
18	CRC	California Resources CORP	Stock-Energy	1.40%	—	+143.62%
19	HDEF	Xtrackers Msci Eafe High Div	ETF-Other	1.36%	+0.07%	—
20	DVA	Davita INC	Stock-Healthcare	1.27%	—	-1.29%
21	VNQ	Vanguard Real Estate ETF	ETF-Other	1.24%	-0.04%	-8.04%
22	ET	Energy Transfer LP	Stock-Energy	1.12%	+0.71%	-7.92%
23	PGX	Invesco Preferred ETF	ETF-Other	1.04%	-0.12%	-29.78%
24	DVN	Devon Energy CORP	Stock-Energy	0.88%	—	+303.06%
25	CPB	THE Campbell's Company	Stock-Consumer Staples	0.86%	-0.47%	—
26	CPRT	Copart INC	Stock-Industrials	0.83%	—	-36.41%
27	FANG	Diamondback Energy INC	Stock-Energy	0.77%	—	—
28	SPGI	S&p Global INC	Stock-Financials	0.76%	—	-21.16%
29	UPS	United Parcel Service-cl B	Stock-Industrials	0.65%	—	+19.17%
30	MSFT	Microsoft CORP	Stock-Tech	0.63%	-0.21%	EXIT
31	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.63%	—	—
32	VO	Vanguard Mid-cap ETF	ETF-Other	0.61%	—	+8.32%
33	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.58%	-0.06%	-6.41%
34	QCOM	Qualcomm INC	Stock-Tech	0.55%	—	+6.68%
35	XECEUR	Cimarex Energy Co	Stock-Other	0.54%	—	—
36	UCTT	Ultra Clean Holdings INC	Stock-Other	0.50%	—	-16.04%
37	COP	Conocophillips	Stock-Energy	0.49%	—	+355.87%
38	CVE	Cenovus Energy INC	Stock-Energy	0.46%	—	-23.93%
39	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.45%	—	—
40	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.44%	-0.06%	-9.05%
41	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.43%	—	-81.69%
42	SII	Sprott INC	Stock-Other	0.43%	—	-12.12%
43	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.43%	—	-3.83%
44	MQ8	Mag Silver CORP	Stock-Other	0.41%	—	-10.22%
45	PYPL	Paypal Holdings INC	Stock-Financials	0.38%	—	-14.51%
46	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.37%	-0.02%	-20.95%
47	STNG	Scorpio Tankers Inc.	Stock-Other	0.36%	—	—
48	VIOO	Vanguard S&p Small-cap 600 E	ETF-Other	0.36%	+0.06%	+23.02%
49	NFLX	Netflix INC	Stock-Comm Services	0.35%	—	—
50	ABBV	Abbvie INC	Stock-Healthcare	0.33%	—	—

1–50 of 180

Holding changes this quarter

Position changes disclosed by Shepherd Kaplan Krochuk, LLC for the quarter ending Q1 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	EQT	Eqt CORP	+2.5%	—	Unchanged
2	PXDEUR	Pioneer Natural Resources Co	+1.7%	+215.93%	Add
3	ANGL	Vaneck Fallen Angel High Yld	+1.2%	+30.22%	Add
4	SPLV	Invesco S&p 500 Low Volatili	+0.9%	+15.91%	Add
5	CRC	California Resources CORP	+0.9%	+143.62%	Add
6	JQUA	Jpmorgan US Quality Factor	+0.7%	+13.87%	Add
7	DVN	Devon Energy CORP	+0.7%	+303.06%	Add
8	AAPL	Apple INC	+0.6%	+30.89%	Add
9	COP	Conocophillips	+0.4%	+355.87%	Add
10	FDL	First Trust Morn Dvd Lead In	+0.3%	+0.64%	Add
11	FANG	Diamondback Energy INC	+0.3%	—	Unchanged
12	XECEUR	Cimarex Energy Co	+0.2%	—	Unchanged
13	UCTT	Ultra Clean Holdings INC	+0.2%	-16.04%	Trim
14	ET	Energy Transfer LP	+0.2%	-7.92%	Trim
15	STNG	Scorpio Tankers Inc.	+0.2%	—	Unchanged
16	SIL1EUR	Silvercrest Metals INC	+0.2%	+188.14%	Add
17	DVA	Davita INC	-0.1%	-1.29%	Trim
18	GIGB	Goldman Sachs Inv Grd CORP	-0.1%	-3.04%	Trim
19	SPGI	S&p Global INC	-0.1%	-21.16%	Trim
20	MTUM	Ishares Msci USA Momentum Fa	-0.2%	-9.88%	Trim
21	MQ8	Mag Silver CORP	-0.2%	-10.22%	Trim
22	MSFT	Microsoft CORP	-0.2%	-31.54%	Trim
23	GEM	Goldman Sachs Activebeta Em	-0.4%	-25.72%	Trim
24	PGX	Invesco Preferred ETF	-0.4%	-29.78%	Trim
25	CPRT	Copart INC	-0.6%	-36.41%	Trim
26	VMBS	Vanguard Mortgage-backed Sec	-1.2%	-19.77%	Trim
27	SPY	Ss Spdr S&p 500 ETF Trust-us	-1.7%	-81.69%	Trim
28	SCHA	Schwab US Small-cap ETF	-1.8%	-74.67%	Trim
29	SPTL	Ss Spdr Pf Lng Trm Tsy E-usd	-3.8%	-27.74%	Trim
30	HDEF	Xtrackers Msci Eafe High Div	—	NEW	New buy
31	PE1EUR	Parsley Energy Inc-class A	—	EXIT	Sold out
32	WPXUSD	Wpx Energy INC	—	EXIT	Sold out
33	NUV	Nuveen Municipal Value	—	EXIT	Sold out
34	CXOEUR	Concho Resources INC	—	EXIT	Sold out
35	ABBV	Abbvie INC	—	NEW	New buy
36	NOG	Northern Oil And Gas INC	—	EXIT	Sold out
37	SPHQ	Invesco S&p 500 Quality ETF	—	EXIT	Sold out
38	DENUSD	Denbury INC	—	EXIT	Sold out
39	MMT	Aberdeen Multimarket Income	—	EXIT	Sold out
40	BGR	Blackrock Enrgy & Res Tr	—	NEW	New buy
41	LUMN	Lumen Technologies INC	—	NEW	New buy
42	BLFS	Biolife Solutions INC	—	EXIT	Sold out
43	BCX	Blackrock Resources & Commod	—	EXIT	Sold out
44	TWN	Taiwan Fund Inc/th/md-us INC	—	NEW	New buy
45	VNT	Vontier CORP	—	NEW	New buy
46	AAWWUSD	Atlas Air Worldwide Holdings	—	NEW	New buy
47	XLE	Ss Energy Select Sector	—	EXIT	Sold out
48	ALDX	Aldeyra Therapeutics INC	—	NEW	New buy
49	PEO	Adams Natural Resources Fund	—	NEW	New buy
50	CTLEUR	Centurylink INC	—	EXIT	Sold out