Shepherd Kaplan Krochuk, LLC — Q1 2018 13F Holdings

Name: Shepherd Kaplan Krochuk, LLC — 13F Holdings, Q1 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218583

Total reported value

$119.0M

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Full holdings list this quarter

Showing top 200 holdings (of 249 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	7.39%	—	+203.95%
2	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	6.36%	-0.08%	-19.55%
3	✓	Powershares Dynamic	Stock-Other	2.31%	—	+0.42%
4	CRCEUR	California Resources CORP	Stock-Other	2.12%	—	+12.94%
5	RHLD	Resolute Holdings Management, Inc.	Stock-Other	1.95%	—	+18.42%
6	CPRT	Copart INC	Stock-Industrials	1.92%	—	—
7	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.63%	-0.05%	—
8	UNH	Unitedhealth Group INC	Stock-Healthcare	1.61%	—	+93.85%
9	NBL2EUR	Noble Energy INC	Stock-Other	1.55%	—	-18.37%
10	CPE3EUR	Callon Petroleum Co	Stock-Other	1.48%	—	—
11	PXDEUR	Pioneer Natural Resources Co	Stock-Other	1.34%	—	-0.78%
12	DVA	Davita INC	Stock-Healthcare	1.25%	—	+52.14%
13	CPB	THE Campbell's Company	Stock-Consumer Staples	1.17%	-0.47%	—
14	AXP	American Express Co	Stock-Financials	1.16%	—	—
15	MPC	Marathon Petroleum CORP	Stock-Energy	1.15%	—	—
16	WPXUSD	Wpx Energy INC	Stock-Other	1.10%	—	—
17	DAL	Delta Air Lines INC	Stock-Industrials	1.09%	—	—
18	AXP	American Express Company	Stock-Financials	1.08%	—	+18.43%
19	IBB	Ishares Biotechnology ETF	ETF-Tech	1.05%	—	+0.35%
20	SPGI	S&p Global INC	Stock-Financials	1.04%	—	-23.07%
21	CAR	Avis Budget Group INC	Stock-Other	0.93%	—	-2.67%
22	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.92%	-0.06%	-26.51%
23	MEOH	Methanex CORP	Stock-Other	0.83%	—	—
24	✓	Powershares ETF Tr Ii	ETF-Other	0.83%	—	-15.17%
25	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.82%	—	—
26	WLLEUR	Whiting Petroleum CORP	Stock-Other	0.81%	—	—
27	✓	Esterline Technologies CORP	Stock-Other	0.74%	—	+0.63%
28	C	Citigroup INC	Stock-Financials	0.72%	—	—
29	KRE	Ss Spdr S&p Regional Bank	ETF-Other	0.71%	—	-13.51%
30	TQQQ	ProShares UltraPro QQQ	ETF-Other	0.71%	—	+302.26%
31	HPREUR	Highpoint Resources CORP	Stock-Other	0.68%	—	—
32	PE1EUR	Parsley Energy Inc-class A	Stock-Other	0.67%	—	+387.47%
33	AIG	American International Group	Stock-Financials	0.67%	—	—
34	ELV	Elevance Health INC	Stock-Healthcare	0.66%	—	—
35	GPOR1EUR	Gulfport Energy CORP	Stock-Other	0.64%	—	—
36	PSX	Phillips 66	Stock-Energy	0.63%	—	—
37	PEP	Pepsico INC	Stock-Consumer Staples	0.63%	—	—
38	✓	Energen CORP	Stock-Other	0.59%	—	—
39	XOM	Exxon Mobil CORP	Stock-Energy	0.59%	—	-0.61%
40	CXOEUR	Concho Resources INC	Stock-Other	0.58%	—	—
41	MSFT	Microsoft CORP	Stock-Tech	0.57%	-0.21%	EXIT
42	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.55%	-0.02%	—
43	ECON	Columbia Resear Enh Em Econ	ETF-Other	0.54%	—	+0.27%
44	✓	Newfield Expl Co	Stock-Other	0.54%	—	—
45	SNEUR	Sanchez Energy CORP	Stock-Other	0.53%	—	+42.44%
46	AAL	American Airlines Group INC	Stock-Industrials	0.53%	—	—
47	FIS	Fidelity National Info Serv	Stock-Tech	0.53%	—	—
48	UAL	United Airlines Holdings INC	Stock-Industrials	0.51%	—	—
49	CVS	Cvs Health CORP	Stock-Healthcare	0.51%	—	-15.74%
50	HCA	Hca Healthcare INC	Stock-Healthcare	0.50%	—	-9.75%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Shepherd Kaplan Krochuk, LLC for the quarter ending Q1 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+4.9%	+203.95%	Add
2	UNH	Unitedhealth Group INC	+0.7%	+93.85%	Add
3	PE1EUR	Parsley Energy Inc-class A	+0.5%	+387.47%	Add
4	RHLD	Resolute Holdings Management, Inc.	+0.4%	+18.42%	Add
5	DVA	Davita INC	+0.3%	+52.14%	Add
6	KRNY	Kearny Financial Corp/md	+0.3%	+258.17%	Add
7	CELG	Celgene CORP	+0.3%	+200.00%	Add
8	CPRT	Copart INC	+0.3%	—	Unchanged
9	PVG1EUR	Pretium Resources INC	+0.2%	+339.00%	Add
10	PEGIEUR	Pattern Energy Group INC -a	+0.2%	+120.64%	Add
11	NFJ	Virtus Dividend, Interest & Premium Strategy Fund	+0.2%	+172.75%	Add
12	SPB	Spectrum Brands Holdings, Inc.	+0.2%	+98.76%	Add
13	WLLEUR	Whiting Petroleum CORP	+0.2%	—	Unchanged
14	CVS	Cvs Health CORP	-0.2%	-15.74%	Trim
15	GPOR1EUR	Gulfport Energy CORP	-0.2%	—	Unchanged
16	AMLPUSD	Alerian Mlp ETF	-0.3%	-64.34%	Trim
17	✓	Powershares Dynamic	-0.3%	+0.42%	Add
18	NBL2EUR	Noble Energy INC	-0.3%	-18.37%	Trim
19	IVW	Ishares S&p 500 Growth ETF	-0.3%	-26.51%	Trim
20	TQQQ	ProShares UltraPro QQQ	-1.3%	+302.26%	Add
21	IWN	Ishares Russell 2000 Value E	-1.3%	-80.95%	Trim
22	BRK-B	Berkshire Hathaway Inc-cl B	-1.7%	-19.55%	Trim
23	BBG1USD	Bill Barrett CORP	—	EXIT	Sold out
24	HPREUR	Highpoint Resources CORP	—	NEW	New buy
25	CTRA	Coterra Energy INC	—	EXIT	Sold out
26	✓	Agrium INC	—	EXIT	Sold out
27	EQT	Eqt CORP	—	EXIT	Sold out
28	NVS	Novartis Ag-sponsored Adr	—	NEW	New buy
29	NTR	Nutrien LTD	—	NEW	New buy
30	ABBV	Abbvie INC	—	NEW	New buy
31	PFE	Pfizer INC	—	NEW	New buy
32	LILA	Liberty Latin America Ltd.	—	NEW	New buy
33	BIL	Ss Spdr Bb 1-3m T-bill ETF	—	NEW	New buy
34	TFLO	Ishares Treasury Floating Ra	—	NEW	New buy
35	SCHO	Schwab Short-term US Treas	—	EXIT	Sold out
36	VGSH	Vanguard Short-term Treasury	—	EXIT	Sold out
37	USA	Liberty All-Star Equity Fund	—	EXIT	Sold out
38	✓	Powershares Qqq Trust Ser 1	—	NEW	New buy
39	AXTA	Axalta Coating Systems Ltd.	—	NEW	New buy
40	XJQCX	Nuveen Credit Strategies INC	—	NEW	New buy
41	SHY	Ishares 1-3 Year Treasury Bo	—	EXIT	Sold out
42	TDF	Templeton Dragon Fund INC	—	NEW	New buy
43	VWO	Vanguard Ftse Emerging Marke	—	NEW	New buy
44	VNQ	Vanguard Real Estate ETF	—	EXIT	Sold out
45	ASA	ASA Gold and Precious Metals Limited	—	NEW	New buy
46	NBIX	Neurocrine Biosciences INC	—	EXIT	Sold out
47	ENB	Enbridge INC	—	NEW	New buy
48	GSTEUR	Gastar Exploration LTD	—	EXIT	Sold out
49	SMHC	VanEck China Semiconductor ETF	—	NEW	New buy
50	HZN1USD	Horizon Global CORP	—	NEW	New buy