Shepherd Kaplan Krochuk, LLC — Q3 2021 13F Holdings

Name: Shepherd Kaplan Krochuk, LLC — 13F Holdings, Q3 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218583

Total reported value

$119.0M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPTL	Ss Spdr Pf Lng Trm Tsy E-usd	ETF-Other	7.83%	—	+32.74%
2	EQT	Eqt CORP	Stock-Energy	6.63%	—	—
3	ANGL	Vaneck Fallen Angel High Yld	ETF-Other	4.61%	-0.38%	-3.89%
4	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	4.56%	—	-3.56%
5	CRC	California Resources CORP	Stock-Energy	4.05%	—	+3.86%
6	SPLV	Invesco S&p 500 Low Volatili	ETF-Large Cap & Growth	3.75%	—	-30.40%
7	SCHV	Schwab US Large-cap Value	ETF-Other	3.41%	—	-7.16%
8	JQUA	Jpmorgan US Quality Factor	ETF-Other	3.38%	-0.13%	-12.17%
9	AAPL	Apple INC	Stock-Tech	3.11%	-0.33%	+1.52%
10	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	2.36%	-0.15%	-6.61%
11	SCHA	Schwab US Small-cap ETF	ETF-Other	2.25%	—	-4.90%
12	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	2.24%	-0.08%	-0.89%
13	FDL	First Trust Morn Dvd Lead In	ETF-Other	2.13%	+0.18%	-3.11%
14	GIGB	Goldman Sachs Inv Grd CORP	ETF-Commodities	1.76%	—	-5.26%
15	PXDEUR	Pioneer Natural Resources Co	Stock-Other	1.70%	—	-13.37%
16	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	1.55%	-0.07%	-23.23%
17	HDEF	Xtrackers Msci Eafe High Div	ETF-Other	1.52%	+0.07%	-2.49%
18	PGX	Invesco Preferred ETF	ETF-Other	1.49%	-0.12%	-3.42%
19	VNQ	Vanguard Real Estate ETF	ETF-Other	1.39%	-0.04%	-5.06%
20	DVN	Devon Energy CORP	Stock-Energy	1.37%	—	—
21	GEM	Goldman Sachs Activebeta Em	ETF-Commodities	1.25%	—	-12.74%
22	ET	Energy Transfer LP	Stock-Energy	1.13%	+0.71%	-2.71%
23	DVA	Davita INC	Stock-Healthcare	1.08%	—	-6.27%
24	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	1.02%	-0.13%	-6.35%
25	CPRT	Copart INC	Stock-Industrials	0.97%	—	-2.60%
26	FANG	Diamondback Energy INC	Stock-Energy	0.94%	—	—
27	XECEUR	Cimarex Energy Co	Stock-Other	0.76%	—	—
28	SPGI	S&p Global INC	Stock-Financials	0.72%	—	-0.02%
29	CPB	THE Campbell's Company	Stock-Consumer Staples	0.68%	-0.47%	—
30	VO	Vanguard Mid-cap ETF	ETF-Other	0.63%	—	+0.26%
31	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.62%	-0.06%	—
32	MSFT	Microsoft CORP	Stock-Tech	0.61%	-0.21%	EXIT
33	QCOM	Qualcomm INC	Stock-Tech	0.54%	—	-6.53%
34	GDX	Vaneck Gold Miners ETF	ETF-Commodities	0.54%	—	—
35	UPS	United Parcel Service-cl B	Stock-Industrials	0.53%	—	-0.74%
36	GD	General Dynamics CORP	Stock-Industrials	0.53%	—	-6.61%
37	PRU	Prudential Financial INC	Stock-Financials	0.52%	-0.04%	-4.67%
38	PPL	Ppl CORP	Stock-Utilities	0.52%	—	-5.66%
39	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.51%	-0.06%	—
40	CVE	Cenovus Energy INC	Stock-Energy	0.51%	—	-8.64%
41	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.51%	—	—
42	COP	Conocophillips	Stock-Energy	0.50%	—	-11.36%
43	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.49%	-0.02%	+1.77%
44	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.44%	—	—
45	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.42%	—	—
46	MQ8	Mag Silver CORP	Stock-Other	0.40%	—	-1.75%
47	NFLX	Netflix INC	Stock-Comm Services	0.39%	—	+0.46%
48	UCTT	Ultra Clean Holdings INC	Stock-Other	0.36%	—	+9.62%
49	PYPL	Paypal Holdings INC	Stock-Financials	0.35%	—	—
50	SII	Sprott INC	Stock-Other	0.34%	—	-6.25%

1–50 of 188

Holding changes this quarter

Position changes disclosed by Shepherd Kaplan Krochuk, LLC for the quarter ending Q3 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPTL	Ss Spdr Pf Lng Trm Tsy E-usd	+2.1%	+32.74%	Add
2	CRC	California Resources CORP	+1.3%	+3.86%	Add
3	DVN	Devon Energy CORP	+0.3%	—	Unchanged
4	AAPL	Apple INC	+0.2%	+1.52%	Add
5	XECEUR	Cimarex Energy Co	+0.2%	—	Unchanged
6	✓	Salient Midstream & Mlp Fd	+0.1%	NEW	New buy
7	SRV	Nxg Cushing Midstream Energy	+0.1%	NEW	New buy
8	PEO	Adams Natural Resources Fund	+0.1%	+93.98%	Add
9	SAC-WT	Safeguard Acquisition Corp. WT	+0.1%	NEW	New buy
10	CET	Central Securities CORP	+0.1%	+75.81%	Add
11	ARCH1USD	Arch Resources INC	+0.1%	NEW	New buy
12	MEOH	Methanex CORP	+0.1%	NEW	New buy
13	CRK	Comstock Resources INC	+0.1%	—	Unchanged
14	ATI	ATI Inc.	+0.1%	NEW	New buy
15	AZTA	Azenta INC	+0.1%	NEW	New buy
16	BRK-B	Berkshire Hathaway Inc-cl B	0%	-0.89%	Trim
17	ANGL	Vaneck Fallen Angel High Yld	0%	-3.89%	Trim
18	FDL	First Trust Morn Dvd Lead In	0%	-3.11%	Trim
19	VNQ	Vanguard Real Estate ETF	0%	-5.06%	Trim
20	VMBS	Vanguard Mortgage-backed Sec	0%	-3.56%	Trim
21	PGX	Invesco Preferred ETF	0%	-3.42%	Trim
22	SHV	Ishares 0-1 Year Treasury Bo	0%	-6.35%	Trim
23	CPB	THE Campbell's Company	0%	—	Unchanged
24	GIGB	Goldman Sachs Inv Grd CORP	-0.1%	-5.26%	Trim
25	STNG	Scorpio Tankers Inc.	-0.1%	—	Unchanged
26	MTUM	Ishares Msci USA Momentum Fa	-0.1%	-6.61%	Trim
27	GDX	Vaneck Gold Miners ETF	-0.1%	—	Unchanged
28	UPS	United Parcel Service-cl B	-0.1%	-0.74%	Trim
29	SU	Suncor Energy INC	-0.1%	EXIT	Sold out
30	DVA	Davita INC	-0.1%	-6.27%	Trim
31	QCOM	Qualcomm INC	-0.1%	-6.53%	Trim
32	NGVT	Ingevity CORP	-0.1%	EXIT	Sold out
33	EEM	Ishares Msci Emerging Market	-0.1%	EXIT	Sold out
34	HDEF	Xtrackers Msci Eafe High Div	-0.1%	-2.49%	Trim
35	XBOEX	Blackrock Enh Glbl Dvd Tr	-0.1%	EXIT	Sold out
36	MQ8	Mag Silver CORP	-0.1%	-1.75%	Trim
37	XAWFX	Alliancebernstein Gl Hi INC	-0.1%	EXIT	Sold out
38	IGA	Voya Global Advan & Prem Opp	-0.1%	EXIT	Sold out
39	ET	Energy Transfer LP	-0.1%	-2.71%	Trim
40	GRA1EUR	Wr Grace & Co	-0.1%	EXIT	Sold out
41	NUV	Nuveen Municipal Value	-0.1%	-31.38%	Trim
42	SCHA	Schwab US Small-cap ETF	-0.1%	-4.90%	Trim
43	BGR	Blackrock Enrgy & Res Tr	-0.1%	EXIT	Sold out
44	PXDEUR	Pioneer Natural Resources Co	-0.2%	-13.37%	Trim
45	SCHV	Schwab US Large-cap Value	-0.2%	-7.16%	Trim
46	GEM	Goldman Sachs Activebeta Em	-0.3%	-12.74%	Trim
47	JQUA	Jpmorgan US Quality Factor	-0.4%	-12.17%	Trim
48	EQT	Eqt CORP	-0.4%	—	Unchanged
49	GSIE	Goldman Sachs Activebeta Int	-0.5%	-23.23%	Trim
50	SPLV	Invesco S&p 500 Low Volatili	-1.5%	-30.40%	Trim