Shepherd Kaplan Krochuk, LLC — Q4 2013 13F Holdings

Name: Shepherd Kaplan Krochuk, LLC — 13F Holdings, Q4 2013
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218583

Total reported value

$119.0M

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Full holdings list this quarter

Showing top 200 holdings (of 532 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	Williams Clayton Energy INC	Stock-Other	5.78%	—	+52.67%
2	GPOR1EUR	Gulfport Energy CORP	Stock-Other	4.84%	—	+14.32%
3	ED	Consolidated Edison, Inc.	Stock-Utilities	4.05%	—	+47.75%
4	✓	Magnum Hunter Res CORP Del	Stock-Other	3.59%	—	+26.46%
5	RRC	Range Resources CORP	Stock-Energy	2.98%	—	+50.25%
6	EQT	Eqt CORP	Stock-Energy	2.80%	—	+37.51%
7	CTRA	Coterra Energy INC	Stock-Energy	2.74%	—	+247.88%
8	✓	Goodrich Pete CORP	Stock-Other	2.67%	—	+96.84%
9	EOG	Eog Resources INC	Stock-Energy	2.22%	—	+106.22%
10	PXDEUR	Pioneer Natural Resources Co	Stock-Other	2.19%	—	+137.17%
11	✓	Whiting Petroleum Corp.	Stock-Other	2.11%	—	+59.40%
12	CRZOEUR	Carrizo Oil & Gas INC	Stock-Other	1.70%	—	—
13	✓	Energen CORP	Stock-Other	1.69%	—	+214.75%
14	✓	Energy Xxi (bermuda) LTD	Stock-Other	1.60%	—	+11.17%
15	SNEUR	Sanchez Energy CORP	Stock-Other	1.56%	—	+54.85%
16	BTU	Peabody Energy Corporation	Stock-Energy	1.41%	—	+9.13%
17	AR	Antero Resources CORP	Stock-Energy	1.33%	—	—
18	LPI1EUR	Laredo Petroleum INC	Stock-Other	1.28%	—	+99.95%
19	RHLD	Resolute Holdings Management, Inc.	Stock-Other	1.24%	—	+39.54%
20	BBG1USD	Bill Barrett CORP	Stock-Other	1.19%	—	+2.82%
21	✓	Penn Virginia CORP	Stock-Other	1.14%	—	-17.25%
22	REX	REX American Resources Corporation	Stock-Other	1.10%	—	+46.50%
23	✓	Cobalt Intl Energy INC	Stock-Other	1.07%	—	+57.51%
24	KOD	Kodiak Sciences Inc.	Stock-Other	1.02%	—	+40.01%
25	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.93%	-0.08%	—
26	✓	Walter Energy Inc	Stock-Other	0.84%	—	+10.27%
27	XECEUR	Cimarex Energy Co	Stock-Other	0.67%	—	—
28	CVS	Cvs Health CORP	Stock-Healthcare	0.62%	—	-6.09%
29	ACHR	Archer Aviation Inc.	Stock-Industrials	0.61%	—	+37.17%
30	✓	Triangle Pete CORP	Stock-Other	0.59%	—	-14.71%
31	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.53%	—	-12.41%
32	ANRZQEUR	Alpha Natural Resources INC	Stock-Other	0.52%	—	—
33	NBL2EUR	Noble Energy INC	Stock-Other	0.51%	—	—
34	STX	Seagate Technology Holdings plc	Stock-Tech	0.50%	—	-13.20%
35	DVA	Davita INC	Stock-Healthcare	0.49%	—	-3.64%
36	MEOH	Methanex CORP	Stock-Other	0.49%	—	-3.23%
37	CPRT	Copart INC	Stock-Industrials	0.49%	—	-1.88%
38	TROX	Tronox Holdings plc	Stock-Other	0.46%	—	-1.26%
39	TRIBGBP	Trinity Biotech Plc-spon Adr	Stock-Other	0.45%	—	-9.05%
40	FCX	Freeport-mcmoran INC	Stock-Materials	0.44%	—	—
41	✓	Esterline Technologies CORP	Stock-Other	0.40%	—	-10.00%
42	UCTT	Ultra Clean Holdings INC	Stock-Other	0.40%	—	-26.73%
43	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.38%	—	-18.00%
44	CSTM	Constellium SE	Stock-Other	0.38%	—	+31.01%
45	HLF	Herbalife Ltd.	Stock-Other	0.37%	—	-18.00%
46	MSFT	Microsoft CORP	Stock-Tech	0.36%	-0.21%	EXIT
47	OPLN	Openlane INC	Stock-Other	0.36%	—	-3.19%
48	GTE2EUR	Gran Tierra Energy INC	Stock-Other	0.35%	—	+22.48%
49	✓		Stock-Other	0.34%	—	-6.41%
50	BERYEUR	Berry Global Group INC	Stock-Other	0.33%	—	+25.02%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Shepherd Kaplan Krochuk, LLC for the quarter ending Q4 2013, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	Williams Clayton Energy INC	+2.7%	+52.67%	Add
2	CTRA	Coterra Energy INC	+1.8%	+247.88%	Add
3	PXDEUR	Pioneer Natural Resources Co	+1%	+137.17%	Add
4	ED	Consolidated Edison, Inc.	+1%	+47.75%	Add
5	✓	Energen CORP	+1%	+214.75%	Add
6	EOG	Eog Resources INC	+0.8%	+106.22%	Add
7	RRC	Range Resources CORP	+0.7%	+50.25%	Add
8	✓	Magnum Hunter Res CORP Del	+0.5%	+26.46%	Add
9	✓	Whiting Petroleum Corp.	+0.5%	+59.40%	Add
10	LPI1EUR	Laredo Petroleum INC	+0.4%	+99.95%	Add
11	EQT	Eqt CORP	+0.2%	+37.51%	Add
12	✓	Goodrich Pete CORP	+0.2%	+96.84%	Add
13	RHLD	Resolute Holdings Management, Inc.	+0.2%	+39.54%	Add
14	SNEUR	Sanchez Energy CORP	+0.2%	+54.85%	Add
15	OPK	Opko Health INC	+0.2%	+181.90%	Add
16	✓	Newport CORP Com	+0.1%	+188.14%	Add
17	ACHR	Archer Aviation Inc.	+0.1%	+37.17%	Add
18	✓	Expro Group Holdings NV Com	+0.1%	+275.27%	Add
19	CSTM	Constellium SE	+0.1%	+31.01%	Add
20	✓	Depomed INC	+0.1%	+15.65%	Add
21	BERYEUR	Berry Global Group INC	0%	+25.02%	Add
22	✓	Walter Energy Inc	0%	+10.27%	Add
23	REX	REX American Resources Corporation	0%	+46.50%	Add
24	KOD	Kodiak Sciences Inc.	0%	+40.01%	Add
25	BTU	Peabody Energy Corporation	0%	+9.13%	Add
26	CVS	Cvs Health CORP	0%	-6.09%	Trim
27	✓	Penn Virginia CORP	-0.1%	-17.25%	Trim
28	ABX	Barrick Gold CORP	-0.1%	-54.10%	Trim
29	BHP	Bhp Group Ltd-spon Adr	-0.2%	-33.23%	Trim
30	BBG1USD	Bill Barrett CORP	-0.2%	+2.82%	Add
31	IWM	Ishares Russell 2000 ETF	-0.2%	-32.44%	Trim
32	CRREUR	Carbo Ceramics INC	-0.2%	-88.85%	Trim
33	✓	Triangle Pete CORP	-0.5%	-14.71%	Trim
34	GPOR1EUR	Gulfport Energy CORP	-0.7%	+14.32%	Add
35	PDCEUSD	Pdc Energy INC	-2.2%	-87.05%	Trim
36	CRZOEUR	Carrizo Oil & Gas INC	—	NEW	New buy
37	AR	Antero Resources CORP	—	NEW	New buy
38	VLO	Valero Energy CORP	—	EXIT	Sold out
39	XECEUR	Cimarex Energy Co	—	NEW	New buy
40	NBL2EUR	Noble Energy INC	—	NEW	New buy
41	IWN	Ishares Russell 2000 Value E	—	NEW	New buy
42	OASEUR	Oasis Petroleum INC	—	EXIT	Sold out
43	AAL	American Airlines Group INC	—	NEW	New buy
44	✓	Noble CORP	—	EXIT	Sold out
45	NE	Noble Corporation plc	—	NEW	New buy
46	SNBR	Sleep Number Corporation	—	NEW	New buy
47	✓	Cogo Group INC	—	EXIT	Sold out
48	✓	Viewtran Group INC	—	NEW	New buy
49	✓	Rochester Medical CORP	—	EXIT	Sold out
50	✓	Strayer Ed INC Com	—	NEW	New buy