Shepherd Kaplan Krochuk, LLC — Q4 2021 13F Holdings

Name: Shepherd Kaplan Krochuk, LLC — 13F Holdings, Q4 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001218583

Total reported value

$119.0M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	SPTL	Ss Spdr Pf Lng Trm Tsy E-usd	ETF-Other	9.40%	—	+19.94%
2	EQT	Eqt CORP	Stock-Energy	5.33%	—	-23.22%
3	ANGL	Vaneck Fallen Angel High Yld	ETF-Other	4.63%	-0.38%	+2.52%
4	CRC	California Resources CORP	Stock-Energy	4.14%	—	—
5	AAPL	Apple INC	Stock-Tech	3.79%	-0.33%	-1.18%
6	SPLV	Invesco S&p 500 Low Volatili	ETF-Large Cap & Growth	3.66%	—	-11.88%
7	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	3.28%	—	-26.18%
8	SCHV	Schwab US Large-cap Value	ETF-Other	3.11%	—	-14.26%
9	JQUA	Jpmorgan US Quality Factor	ETF-Other	2.92%	-0.13%	-20.77%
10	FDL	First Trust Morn Dvd Lead In	ETF-Other	2.40%	+0.18%	+5.89%
11	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	2.38%	-0.08%	-0.90%
12	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	2.04%	-0.15%	-15.01%
13	SCHA	Schwab US Small-cap ETF	ETF-Other	1.92%	—	-14.76%
14	GIGB	Goldman Sachs Inv Grd CORP	ETF-Commodities	1.61%	—	-6.73%
15	HDEF	Xtrackers Msci Eafe High Div	ETF-Other	1.60%	+0.07%	+3.11%
16	GSIE	Goldman Sachs Activebeta Int	ETF-Commodities	1.49%	-0.07%	-5.03%
17	VNQ	Vanguard Real Estate ETF	ETF-Other	1.40%	-0.04%	-9.61%
18	PGX	Invesco Preferred ETF	ETF-Other	1.38%	-0.12%	-5.95%
19	DVN	Devon Energy CORP	Stock-Energy	1.31%	—	-21.00%
20	GEM	Goldman Sachs Activebeta Em	ETF-Commodities	1.31%	—	+6.67%
21	FANG	Diamondback Energy INC	Stock-Energy	1.05%	—	—
22	DVA	Davita INC	Stock-Healthcare	1.04%	—	—
23	CPRT	Copart INC	Stock-Industrials	1.04%	—	+0.06%
24	WLL	Whiting Petroleum CORP	Stock-Other	1.02%	—	—
25	SHV	Ishares 0-1 Year Treasury Bo	ETF-Gov Bonds	1.00%	-0.13%	-0.35%
26	MSFT	Microsoft CORP	Stock-Tech	0.98%	-0.21%	EXIT
27	ET	Energy Transfer LP	Stock-Energy	0.97%	+0.71%	+1.80%
28	PXDEUR	Pioneer Natural Resources Co	Stock-Other	0.90%	—	-50.73%
29	SPGI	S&p Global INC	Stock-Financials	0.78%	—	+0.07%
30	QCOM	Qualcomm INC	Stock-Tech	0.72%	—	-4.24%
31	CPB	THE Campbell's Company	Stock-Consumer Staples	0.70%	-0.47%	—
32	STNG	Scorpio Tankers Inc.	Stock-Other	0.69%	—	+197.43%
33	GOOG	Alphabet Inc-cl C	Stock-Comm Services	0.68%	-0.06%	+4.29%
34	CTRA	Coterra Energy INC	Stock-Energy	0.67%	—	—
35	VO	Vanguard Mid-cap ETF	ETF-Other	0.65%	—	-1.33%
36	UPS	United Parcel Service-cl B	Stock-Industrials	0.61%	—	-1.50%
37	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.58%	—	+0.08%
38	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	0.56%	-0.06%	+0.01%
39	PPL	Ppl CORP	Stock-Utilities	0.54%	—	-0.70%
40	GD	General Dynamics CORP	Stock-Industrials	0.54%	—	-1.45%
41	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.54%	-0.02%	+0.77%
42	PRU	Prudential Financial INC	Stock-Financials	0.53%	-0.04%	+1.39%
43	CVE	Cenovus Energy INC	Stock-Energy	0.51%	—	-16.36%
44	UCTT	Ultra Clean Holdings INC	Stock-Other	0.47%	—	—
45	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.43%	—	-10.71%
46	SII	Sprott INC	Stock-Other	0.41%	—	—
47	ABBV	Abbvie INC	Stock-Healthcare	0.41%	—	+7.01%
48	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	0.40%	—	-2.20%
49	MQ8	Mag Silver CORP	Stock-Other	0.38%	—	+0.30%
50	PVG1EUR	Pretium Resources INC	Stock-Other	0.38%	—	—

1–50 of 189

Holding changes this quarter

Position changes disclosed by Shepherd Kaplan Krochuk, LLC for the quarter ending Q4 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPTL	Ss Spdr Pf Lng Trm Tsy E-usd	+1.6%	+19.94%	Add
2	WLL	Whiting Petroleum CORP	+1%	NEW	New buy
3	AAPL	Apple INC	+0.7%	-1.18%	Trim
4	CTRA	Coterra Energy INC	+0.7%	NEW	New buy
5	MSFT	Microsoft CORP	+0.4%	+37.63%	Add
6	STNG	Scorpio Tankers Inc.	+0.4%	+197.43%	Add
7	FDL	First Trust Morn Dvd Lead In	+0.3%	+5.89%	Add
8	PDX	Pimco Dynamic Income Strat	+0.2%	NEW	New buy
9	GOOGL	Alphabet Inc-cl A	+0.2%	NEW	New buy
10	QCOM	Qualcomm INC	+0.2%	-4.24%	Trim
11	RMNI	Rimini Street INC	+0.2%	+477.14%	Add
12	TCN1EUR	Tricon Residential INC	+0.2%	NEW	New buy
13	BKLN	Invesco Senior Loan ETF	+0.2%	NEW	New buy
14	BRK-B	Berkshire Hathaway Inc-cl B	+0.1%	-0.90%	Trim
15	IVCUSD	Invacare CORP	+0.1%	+538.18%	Add
16	UNH	Unitedhealth Group INC	+0.1%	+21.08%	Add
17	GGZ	Gabelli Global Small & M	+0.1%	NEW	New buy
18	BCX	Blackrock Resources & Commod	+0.1%	NEW	New buy
19	FANG	Diamondback Energy INC	+0.1%	—	Unchanged
20	UCTT	Ultra Clean Holdings INC	+0.1%	—	Unchanged
21	PVG1EUR	Pretium Resources INC	+0.1%	—	Unchanged
22	ABBV	Abbvie INC	+0.1%	+7.01%	Add
23	ADBE	Adobe INC	+0.1%	NEW	New buy
24	NVDA	Nvidia CORP	+0.1%	NEW	New buy
25	CRC	California Resources CORP	+0.1%	—	Unchanged
26	NCSUSD	Cornerstone Building Brands	+0.1%	NEW	New buy
27	HDEF	Xtrackers Msci Eafe High Div	+0.1%	+3.11%	Add
28	CPRT	Copart INC	+0.1%	+0.06%	Add
29	ANGL	Vaneck Fallen Angel High Yld	0%	+2.52%	Add
30	SHY	Ishares 1-3 Year Treasury Bo	-0.1%	EXIT	Sold out
31	SCHO	Schwab Short-term US Treas	-0.1%	EXIT	Sold out
32	VNT	Vontier CORP	-0.1%	EXIT	Sold out
33	SAC-WT	Safeguard Acquisition Corp. WT	-0.1%	EXIT	Sold out
34	PGX	Invesco Preferred ETF	-0.1%	-5.95%	Trim
35	✓	Fst Tr New Opport Mlp & Ene	-0.1%	EXIT	Sold out
36	GIGB	Goldman Sachs Inv Grd CORP	-0.2%	-6.73%	Trim
37	ET	Energy Transfer LP	-0.2%	+1.80%	Add
38	GDP1USD	Goodrich Petroleum CORP	-0.2%	EXIT	Sold out
39	STMP	Stamps.com INC	-0.2%	EXIT	Sold out
40	RVT	Royce Small-cap Trust INC	-0.2%	EXIT	Sold out
41	SCHV	Schwab US Large-cap Value	-0.3%	-14.26%	Trim
42	MTUM	Ishares Msci USA Momentum Fa	-0.3%	-15.01%	Trim
43	SCHA	Schwab US Small-cap ETF	-0.3%	-14.76%	Trim
44	JQUA	Jpmorgan US Quality Factor	-0.5%	-20.77%	Trim
45	COP	Conocophillips	-0.5%	EXIT	Sold out
46	GDX	Vaneck Gold Miners ETF	-0.5%	EXIT	Sold out
47	XECEUR	Cimarex Energy Co	-0.8%	EXIT	Sold out
48	PXDEUR	Pioneer Natural Resources Co	-0.8%	-50.73%	Trim
49	VMBS	Vanguard Mortgage-backed Sec	-1.3%	-26.18%	Trim
50	EQT	Eqt CORP	-1.3%	-23.22%	Trim