NF
Northeast Financial Consultants Inc Historical SEC 13F Holdings & Archive (Q2 2025)
Northeast Financial Consultants IncCIK: 0001599863
Diversified strategyLong-term holder
Total reported value
$2.4B
Reporting period: 2025-06-30 · Number of holdings: 299
Northeast Financial Consultants Inc disclosed 299 holdings in its latest 13F filing for the period ending 2025-06-30, with total reported value of $2.4B and a quarterly turnover rate of 0.0%.
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Personality snowflake
- Concentration
- 18.8
- Portfolio Stability
- 0
- Momentum
- 50
- Sector conviction
- 57.4
- Diversification
- 100
- Sizing Uniformity
- 63.81
Northeast Financial Consultants Inc's disclosed holdings carry a Herfindahl concentration index of 0.047 — mathematically equivalent to about 21 equally-sized positions, well below its 299 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.62), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 24% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govNo holding changes this quarter
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 200 holdings (of 299 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VUG | Vanguard Growth ETF | ETF-Other | 13.89% | — | +0.62% | |
| 2 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 11.12% | — | +3.70% | |
| 3 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 5.40% | — | +0.97% | |
| 4 | BXSL | Blackstone Secured Lending F | Stock-Financials | 4.22% | — | +6.90% | |
| 5 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 4.16% | — | +0.38% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 4.16% | — | -1.37% | |
| 7 | DGRO | Ishares Core Dividend Growth | ETF-Other | 3.82% | — | -0.60% | |
| 8 | MSFT | Microsoft CORP | Stock-Tech | 2.74% | — | -5.07% | |
| 9 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 2.62% | — | -1.45% | |
| 10 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 2.54% | — | -2.46% | |
| 11 | GBDC | Golub Capital Bdc Inc | Stock-Financials | 2.33% | — | -5.65% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 1.96% | — | -24.22% | |
| 13 | FDN | First Trust Dj Internet Ind | ETF-Other | 1.66% | — | -2.30% | |
| 14 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 1.52% | — | -13.86% | |
| 15 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.50% | — | -1.84% | |
| 16 | IGV | Ishares Expanded Tech-softwa | ETF-Tech | 1.45% | — | -0.15% | |
| 17 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.35% | — | -0.87% | |
| 18 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.34% | — | -0.10% | |
| 19 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.32% | — | -7.42% | |
| 20 | NVDA | Nvidia CORP | Stock-Tech | 1.17% | — | +7.22% | |
| 21 | XLK | Ss Technology Select Sector | ETF-Tech | 1.05% | — | -0.97% | |
| 22 | PFE | Pfizer Inc | Stock-Healthcare | 1.03% | — | -9.64% | |
| 23 | AVGO | Broadcom Inc | Stock-Tech | 1.02% | — | -0.98% | |
| 24 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.92% | — | +0.01% | |
| 25 | KKR | Kkr & Co Inc | Stock-Financials | 0.78% | — | -0.45% | |
| 26 | ARCC | Ares Capital CORP | Stock-Financials | 0.67% | — | -12.67% | |
| 27 | BN | Brookfield CORP | Stock-Financials | 0.59% | — | — | |
| 28 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.57% | — | -35.50% | |
| 29 | PPA | Invesco Aerospace & Defense | ETF-Other | 0.53% | — | +9.36% | |
| 30 | MPLX | Mplx LP | Stock-Energy | 0.49% | — | — | |
| 31 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.47% | — | -3.57% | |
| 32 | IGM | Ishares Expanded Tech Sector | ETF-Tech | 0.45% | — | -11.14% | |
| 33 | CVX | Chevron CORP | Stock-Energy | 0.45% | — | -0.78% | |
| 34 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.43% | — | +2.69% | |
| 35 | VFH | Vanguard Financials ETF | ETF-Other | 0.42% | — | — | |
| 36 | BAC | Bank Of America CORP | Stock-Financials | 0.42% | — | -22.40% | |
| 37 | GS | Goldman Sachs Group Inc | Stock-Financials | 0.41% | — | -10.29% | |
| 38 | BX | Blackstone Inc | Stock-Financials | 0.41% | — | +0.41% | |
| 39 | VTV | Vanguard Value ETF | ETF-Other | 0.41% | — | -4.07% | |
| 40 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.38% | — | — | |
| 41 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 0.37% | — | -0.56% | |
| 42 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 0.37% | — | — | |
| 43 | EPD | Enterprise Products Partners | Stock-Energy | 0.36% | — | -1.37% | |
| 44 | IQLT | Ishares Msci International Q | ETF-Other | 0.36% | — | -3.40% | |
| 45 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.34% | — | +1.25% | |
| 46 | V | Visa Inc-class A Shares | Stock-Financials | 0.34% | — | +0.24% | |
| 47 | IBIT | Ishares Bitcoin Trust ETF | ETF-Crypto | 0.32% | — | -7.28% | |
| 48 | WM | Waste Management Inc | Stock-Industrials | 0.31% | — | — | |
| 49 | MET | Metlife Inc | Stock-Financials | 0.31% | — | -2.04% | |
| 50 | HD | Home Depot Inc | Stock-Consumer Disc | 0.31% | — | -11.88% |
1–50 of 200
Portfolio Performance
Performance for Q3 2026
+3%
Performance Last 4 Quarters
+19.5%
- Stdev
- +12.3%
- Beta
- +0.93
- Alpha
- -0.8%
- Max Drawdown
- -9%
- Annualized Perf
- +18.5%
- Batting Avg vs S&P
- +47.2%
- Sortino
- +3.03
- Stutzer
- +0.43
- Treynor
- +0.19
- Sterling
- +1.16
- Calmar
- +2.05
- Information Ratio
- -0.87
- Tracking Error
- +2.5%
- Stdev Down
- +5.9%
- Winning Months %
- +66.7%
- Losing Months %
- +33.3%
- Best 12 Months
- +32.5%
- Worst 12 Months
- +7.4%
- Efficiency Ratio
- +0.59
- Sharpe
- +1.45
- Stdev Sectors
- +9.4%
- Skewness
- +0.13
- Kurtosis
- -0.09
- Upside Potential
- +4.73
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2025 Q2 | 299 | $2.4B | 0 | ||
| 2025 Q1 | 278 | $2.3B | 100 | ||
| 2024 Q4 | 288 | $2.4B | 0 | ||
| 2024 Q3 | 294 | $2.3B | 0 | ||
| 2024 Q2 | 274 | $2.2B | 0 | ||
| 2024 Q1 | 289 | $2.0B | 0 | ||
| 2023 Q4 | 280 | $1.8B | 0 | ||
| 2023 Q3 | 285 | $1.6B | 0 | ||
| 2023 Q2 | 288 | $1.6B | 0 | ||
| 2023 Q1 | 327 | $1.6B | 0 | ||
| 2022 Q4 | 320 | $1.5B | 0 | ||
| 2022 Q3 | 337 | $1.4B | 0 | ||
| 2022 Q2 | 332 | $1.4B | 0 | ||
| 2022 Q1 | 388 | $1.7B | 0 | ||
| 2021 Q4 | 356 | $1.7B | 0 | ||
| 2021 Q3 | 352 | $1.5B | 0 | ||
| 2021 Q2 | 348 | $1.5B | 94 | ||
| 2021 Q1 | 329 | $1.3B | 12 | ||
| 2020 Q4 | 318 | $1.2B | 25 | ||
| 2020 Q3 | 299 | $1.1B | 18 | ||
| 2020 Q2 | 290 | $1.0B | 28 | ||
| 2020 Q1 | 270 | $882.3M | 33 | ||
| 2019 Q4 | 304 | $1.1B | 20 | ||
| 2019 Q3 | 322 | $981.4M | 17 | ||
| 2019 Q2 | 326 | $974.9M | 46 | ||
| 2019 Q1 | 316 | $900.6M | 60 | ||
| 2018 Q4 | 159 | $718.3M | 85 | ||
| 2018 Q3 | 149 | $364.2M | 58 | ||
| 2018 Q2 | 145 | $324.6M | 15 | ||
| 2018 Q1 | 146 | $297.5M | 10 | ||
| 2017 Q4 | 153 | $300.9M | 16 | ||
| 2017 Q3 | 150 | $273.0M | 14 | ||
| 2017 Q2 | 142 | $253.7M | 16 | ||
| 2017 Q1 | 149 | $239.4M | 15 | ||
| 2016 Q4 | 144 | $223.9M | 29 | ||
| 2016 Q3 | 156 | $236.8M | 33 | ||
| 2016 Q2 | 150 | $224.8M | 31 | ||
| 2016 Q1 | 136 | $190.7M | 15 | ||
| 2015 Q4 | 131 | $192.7M | 28 | ||
| 2015 Q3 | 141 | $196.9M | 23 | ||
| 2015 Q2 | 151 | $223.3M | 13 | ||
| 2015 Q1 | 142 | $219.8M | 26 | ||
| 2014 Q4 | 133 | $189.8M | 27 | ||
| 2014 Q3 | 135 | $182.2M | 18 | ||
| 2014 Q2 | 130 | $176.6M | 28 | ||
| 2014 Q1 | 117 | $169.9M | 32 | ||
| 2013 Q4 | 99 | $149.5M | 0 |
Holding changes this quarter
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
Filing History
FAQ
What is Northeast Financial Consultants Inc and what type of investor is it?
Northeast Financial Consultants Inc is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2025-06-30), the firm manages a tracked equity portfolio valued at approximately $2.4B, spread across 299 disclosed positions.
What are Northeast Financial Consultants Inc's largest equity positions?
Based on the latest 13F filing, Northeast Financial Consultants Inc's top holdings by market value are:
1. Vanguard Growth ETF (VUG) — $339.7M (13.9%)
2. Vanguard S&p 500 ETF (VOO) — $272.0M (11.1%)
3. Vanguard Dividend Apprec ETF (VIG) — $132.0M (5.4%)
4. Blackstone Secured Lending F (BXSL) — $103.3M (4.2%)
5. Invesco Qqq Trust Series 1 (QQQ) — $101.8M (4.2%)
What changes did Northeast Financial Consultants Inc make in its most recent portfolio filing?
No notable portfolio changes were recorded for Northeast Financial Consultants Inc in the most recent quarter. Holdings appear to have remained relatively stable.
What sectors does Northeast Financial Consultants Inc focus on?
Northeast Financial Consultants Inc is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 32.0%
• Financials: 18.5%
• Communication Services: 14.9%
• Consumer Discretionary: 12.9%
• Health Care: 11.0%
• Energy: 3.7%
Investment Profile
Northeast Financial Consultants Inc returned an annualized 18.5% over the trailing 36 months — underperforming the S&P 500 by 0.8 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.93 (roughly in line with the market) and a 47% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding, with 32.0% of the portfolio concentrated in Information Technology.
It has added to its BXSL position over the past two quarters (+$27.0M, now $103.3M), while trimming AAPL over the same stretch (-$32.8M, still holding $47.8M).
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