Northeast Financial Consultants Inc — Q1 2020 13F Holdings

Name: Northeast Financial Consultants Inc — 13F Holdings, Q1 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001599863

Total reported value

$2.4B

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Full holdings list this quarter

Showing top 200 holdings (of 270 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VUG	Vanguard Growth ETF	ETF-Other	10.25%	—	-0.70%
2	PFE	Pfizer INC	Stock-Healthcare	10.17%	—	+13.51%
3	VYM	Vanguard High Dvd Yield ETF	ETF-Other	5.07%	—	-1.61%
4	✓		Stock-Other	3.75%	—	+41.05%
5	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	3.59%	—	+216.31%
6	FDN	First Trust Dj Internet Ind	ETF-Other	2.96%	—	+0.06%
7	VIG	Vanguard Dividend Apprec ETF	ETF-Other	2.61%	—	+5.59%
8	DGRO	Ishares Core Dividend Growth	ETF-Other	2.52%	—	+47.41%
9	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.16%	—	-0.56%
10	AMZN	Amazon.com INC	Stock-Consumer Disc	2.15%	—	+47.57%
11	MSFT	Microsoft CORP	Stock-Tech	2.12%	—	+41.59%
12	SLY	Spdr S&p 600 Small Cap ETF	ETF-Small Cap	2.00%	—	-15.88%
13	BXMT	Blackstone Mortgage Tru-cl A	Stock-Real Estate	1.93%	—	+4.49%
14	JPM	Jpmorgan Chase & Co	Stock-Financials	1.89%	—	-13.45%
15	AAPL	Apple INC	Stock-Tech	1.74%	—	-26.26%
16	CSX	Csx CORP	Stock-Industrials	1.71%	—	-0.24%
17	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.44%	—	+0.50%
18	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.42%	—	+1.73%
19	VFH	Vanguard Financials ETF	ETF-Other	1.36%	—	-8.63%
20	BAM	Brookfield Asset Management Ltd.	Stock-Financials	1.22%	—	—
21	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.03%	—	+19.68%
22	LBRDK	Liberty Broadband-c	Stock-Comm Services	1.00%	—	—
23	MRK	Merck & Co. INC.	Stock-Healthcare	1.00%	—	+0.07%
24	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.99%	—	-1.41%
25	SHLXUSD	Shell Midstream Partners LP	Stock-Other	0.98%	—	+7.61%
26	CABO	Cable One INC	Stock-Comm Services	0.93%	—	—
27	CVX	Chevron CORP	Stock-Energy	0.85%	—	+3.42%
28	XLK	Ss Technology Select Sector	ETF-Tech	0.81%	—	+1.83%
29	RSPN	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.80%	—	—
30	DIS	Walt Disney Co/the	Stock-Comm Services	0.80%	—	+1.09%
31	EPD	Enterprise Products Partners	Stock-Energy	0.67%	—	+0.12%
32	BAC	Bank Of America CORP	Stock-Financials	0.66%	—	-0.30%
33	WM	Waste Management INC	Stock-Industrials	0.57%	—	—
34	JNJ	Johnson & Johnson	Stock-Healthcare	0.55%	—	+1.52%
35	XOM	Exxon Mobil CORP	Stock-Energy	0.55%	—	-0.20%
36	LLY	Eli Lilly & Co	Stock-Healthcare	0.54%	—	—
37	MPLX	Mplx LP	Stock-Energy	0.53%	—	—
38	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.46%	—	+1.72%
39	HD	Home Depot INC	Stock-Consumer Disc	0.46%	—	-1.77%
40	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	0.45%	—	-17.89%
41	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.41%	—	+0.25%
42	TYL	Tyler Technologies INC	Stock-Tech	0.41%	—	—
43	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	0.40%	—	+686.93%
44	LHX	L3harris Technologies INC	Stock-Industrials	0.38%	—	-3.21%
45	SCHW	Schwab (charles) CORP	Stock-Financials	0.38%	—	—
46	KKR	Kkr & Co INC	Stock-Financials	0.38%	—	—
47	BX	Blackstone INC	Stock-Financials	0.38%	—	+1.48%
48	MET	Metlife INC	Stock-Financials	0.37%	—	-21.39%
49	PM	Philip Morris International	Stock-Consumer Staples	0.37%	—	—
50	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	0.37%	—	+1.33%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Northeast Financial Consultants Inc for the quarter ending Q1 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BRK-B	Berkshire Hathaway Inc-cl B	+2.5%	+216.31%	Add
2	PFE	Pfizer INC	+1.7%	+13.51%	Add
3	AMZN	Amazon.com INC	+1.1%	+47.57%	Add
4	MSFT	Microsoft CORP	+0.9%	+41.59%	Add
5	VUG	Vanguard Growth ETF	+0.8%	-0.70%	Trim
6	DGRO	Ishares Core Dividend Growth	+0.8%	+47.41%	Add
7	IVV	Ishares Core S&p 500 ETF	+0.4%	+686.93%	Add
8	FDN	First Trust Dj Internet Ind	+0.3%	+0.06%	Add
9	VIG	Vanguard Dividend Apprec ETF	+0.3%	+5.59%	Add
10	✓		+0.2%	+41.05%	Add
11	QQQ	Invesco Qqq Trust Series 1	+0.2%	+0.50%	Add
12	GOOGL	Alphabet Inc-cl A	+0.1%	-1.41%	Trim
13	MRK	Merck & Co. INC.	+0.1%	+0.07%	Add
14	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.1%	+1.73%	Add
15	CSX	Csx CORP	—	-0.24%	Trim
16	VTI	Vanguard Total Stock Mkt ETF	0%	-0.56%	Trim
17	BAM	Brookfield Asset Management Ltd.	0%	—	Unchanged
18	SCHW	Schwab (charles) CORP	-0.1%	—	Unchanged
19	VBR	Vanguard Small-cap Value ETF	-0.1%	+2.89%	Add
20	BP	Bp Plc-spons Adr	-0.1%	+1.35%	Add
21	IJR	Ishares Core S&p Small-cap E	-0.1%	+1.33%	Add
22	RSPN	Invesco S&p 500 Equal Weight	-0.1%	—	Unchanged
23	ARCC	Ares Capital CORP	-0.1%	+2.91%	Add
24	EZM	Wisdomtree US Midcap Fund	-0.1%	-1.50%	Trim
25	PSXPUSD	Phillips 66 Partners LP	-0.1%	—	Unchanged
26	FUN	Six Flags Entertainment Corporation	-0.1%	+66.51%	Add
27	WEP	Magellan Midstream Partners	-0.1%	-4.67%	Trim
28	VEU	Vanguard Ftse All-world Ex-u	-0.1%	-22.35%	Trim
29	PAA	Plains All Amer Pipeline LP	-0.1%	—	Unchanged
30	DIS	Walt Disney Co/the	-0.1%	+1.09%	Add
31	RIG	Transocean Ltd.	-0.1%	—	Unchanged
32	ET	Energy Transfer LP	-0.1%	-1.64%	Trim
33	BAC	Bank Of America CORP	-0.2%	-0.30%	Trim
34	CVX	Chevron CORP	-0.2%	+3.42%	Add
35	XOM	Exxon Mobil CORP	-0.3%	-0.20%	Trim
36	MET	Metlife INC	-0.3%	-21.39%	Trim
37	VYM	Vanguard High Dvd Yield ETF	-0.3%	-1.61%	Trim
38	R6C2	Royal Dutch Shell-spon Adr-b	-0.3%	-17.89%	Trim
39	EPD	Enterprise Products Partners	-0.4%	+0.12%	Add
40	MPLX	Mplx LP	-0.4%	—	Unchanged
41	AAPL	Apple INC	-0.4%	-26.26%	Trim
42	VFH	Vanguard Financials ETF	-0.4%	-8.63%	Trim
43	SHLXUSD	Shell Midstream Partners LP	-0.5%	+7.61%	Add
44	APOEUR	Apollo Asset Management INC	-0.7%	-78.65%	Trim
45	JPM	Jpmorgan Chase & Co	-0.8%	-13.45%	Trim
46	SLY	Spdr S&p 600 Small Cap ETF	-0.8%	-15.88%	Trim
47	BXMT	Blackstone Mortgage Tru-cl A	-1%	+4.49%	Add
48	PRU	Prudential Financial INC	—	EXIT	Sold out
49	KMX	Carmax INC	—	EXIT	Sold out
50	ALSN	Allison Transmission Holding	—	EXIT	Sold out