Northeast Financial Consultants Inc — Q4 2015 13F Holdings

Name: Northeast Financial Consultants Inc — 13F Holdings, Q4 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001599863

Total reported value

$2.4B

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	PFE	Pfizer INC	Stock-Healthcare	23.54%	—	-1.81%
2	✓	Powershares ETF Trust	ETF-Other	5.44%	—	+3.26%
3	EZM	Wisdomtree US Midcap Fund	ETF-Other	4.22%	—	-12.81%
4	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.81%	—	-3.98%
5	IFF	Intl Flavors & Fragrances	Stock-Materials	3.08%	—	-1.75%
6	CVX	Chevron CORP	Stock-Energy	2.73%	—	+23.35%
7	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.33%	—	+375.49%
8	XOM	Exxon Mobil CORP	Stock-Energy	2.19%	—	+31.39%
9	MET	Metlife INC	Stock-Financials	2.13%	—	-6.25%
10	EPD	Enterprise Products Partners	Stock-Energy	1.98%	—	-7.38%
11	✓	Powershares Qqq Trust Ser 1	Stock-Other	1.82%	—	+8.37%
12	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.70%	—	—
13	VBR	Vanguard Small-cap Value ETF	ETF-Other	1.59%	—	-23.75%
14	VYM	Vanguard High Dvd Yield ETF	ETF-Other	1.54%	—	+7.90%
15	VRTX	Vertex Pharmaceuticals INC	Stock-Healthcare	1.53%	—	—
16	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.38%	—	—
17	DFE	Wisdomtree Eur S/c Dividend	ETF-Other	1.32%	—	-3.60%
18	WEP	Magellan Midstream Partners	Stock-Other	1.28%	—	-9.60%
19	KMI	Kinder Morgan INC	Stock-Energy	1.18%	—	-25.23%
20	JNJ	Johnson & Johnson	Stock-Healthcare	1.15%	—	—
21	HDV	Ishares Core High Dividend E	ETF-Other	1.05%	—	-3.22%
22	AAPL	Apple INC	Stock-Tech	1.05%	—	—
23	PKWUSD	Invesco Buyback Achievers Et	ETF-Other	0.91%	—	—
24	IDV	Ishares International Select	ETF-Other	0.87%	—	-10.34%
25	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.87%	—	-5.20%
26	ET	Energy Transfer LP	Stock-Energy	0.87%	—	-10.32%
27	HRSEUR	L3harris Technologies INC	Stock-Other	0.83%	—	—
28	QQXT	First Trust Nasdaq-100 Ex-te	ETF-Tech	0.70%	—	—
29	PAA	Plains All Amer Pipeline LP	Stock-Energy	0.69%	—	-53.50%
30	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	0.66%	—	+430.29%
31	DIS	Walt Disney Co/the	Stock-Comm Services	0.65%	—	—
32	FMC	Fmc CORP	Stock-Materials	0.65%	—	+87.06%
33	✓		Stock-Other	0.62%	—	+12.57%
34	ENB	Enbridge Inc.	Stock-Energy	0.61%	—	-22.74%
35	UNH	Unitedhealth Group INC	Stock-Healthcare	0.60%	—	—
36	AMZN	Amazon.com INC	Stock-Consumer Disc	0.60%	—	—
37	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.59%	—	-43.38%
38	BIIB	Biogen INC	Stock-Healthcare	0.59%	—	—
39	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.54%	—	—
40	PEP	Pepsico INC	Stock-Consumer Staples	0.53%	—	—
41	PSX	Phillips 66	Stock-Energy	0.50%	—	—
42	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.45%	—	—
43	HD	Home Depot INC	Stock-Consumer Disc	0.45%	—	—
44	KKR	KKR & Co. Inc.	Stock-Financials	0.44%	—	-7.18%
45	USA	Liberty All-Star Equity Fund	Stock-Other	0.41%	—	—
46	ADP	Automatic Data Processing	Stock-Tech	0.41%	—	—
47	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.41%	—	—
48	JPM	Jpmorgan Chase & Co	Stock-Financials	0.41%	—	-3.92%
49	DE	Deere & Co	Stock-Industrials	0.41%	—	—
50	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.40%	—	-15.38%

1–50 of 131

Holding changes this quarter

Position changes disclosed by Northeast Financial Consultants Inc for the quarter ending Q4 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPY	Ss Spdr S&p 500 ETF Trust-us	+1.9%	+375.49%	Add
2	CVX	Chevron CORP	+0.8%	+23.35%	Add
3	PFE	Pfizer INC	+0.7%	-1.81%	Trim
4	XOM	Exxon Mobil CORP	+0.6%	+31.39%	Add
5	✓	Powershares ETF Trust	+0.6%	+3.26%	Add
6	R6C2	Royal Dutch Shell-spon Adr-b	+0.5%	+430.29%	Add
7	IFF	Intl Flavors & Fragrances	+0.4%	-1.75%	Trim
8	FMC	Fmc CORP	+0.4%	+87.06%	Add
9	✓	Powershares Qqq Trust Ser 1	+0.3%	+8.37%	Add
10	VRTX	Vertex Pharmaceuticals INC	+0.3%	—	Unchanged
11	VYM	Vanguard High Dvd Yield ETF	+0.2%	+7.90%	Add
12	AMZN	Amazon.com INC	+0.2%	—	Unchanged
13	✓		+0.2%	+12.57%	Add
14	HRSEUR	L3harris Technologies INC	+0.1%	—	Unchanged
15	AEP	American Electric Power Company, Inc.	+0.1%	-5.20%	Trim
16	BXUSD	Blackstone Group Lp/the	-0.2%	-28.36%	Trim
17	ENB	Enbridge Inc.	-0.2%	-22.74%	Trim
18	ET	Energy Transfer LP	-0.3%	-10.32%	Trim
19	STX	Seagate Technology Holdings plc	-0.3%	+10.00%	Add
20	VBR	Vanguard Small-cap Value ETF	-0.4%	-23.75%	Trim
21	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	-0.4%	-43.38%	Trim
22	IWM	Ishares Russell 2000 ETF	-0.4%	-78.28%	Trim
23	EZM	Wisdomtree US Midcap Fund	-0.5%	-12.81%	Trim
24	✓	Williams Partners	-0.6%	-56.45%	Trim
25	PAA	Plains All Amer Pipeline LP	-1.2%	-53.50%	Trim
26	KMI	Kinder Morgan INC	-1.7%	-25.23%	Trim
27	GOOG	Alphabet Inc-cl C	—	NEW	New buy
28	GOOGL	Alphabet Inc-cl A	—	NEW	New buy
29	✓	Google INC Class C	—	EXIT	Sold out
30	GOOG	Alphabet A	—	EXIT	Sold out
31	✓		—	EXIT	Sold out
32	✓	MarkWest Energy	—	EXIT	Sold out
33	CMCSA	Comcast Corporation	—	EXIT	Sold out
34	CMCSA	Comcast Corp-class A	—	NEW	New buy
35	MPLX	Mplx LP	—	NEW	New buy
36	VFH	Vanguard Financials ETF	—	EXIT	Sold out
37	✓	Powershares ETF Tr Ii	—	EXIT	Sold out
38	VSS	Vanguard Ftse All Wo X-us Sc	—	EXIT	Sold out
39	KYN	Kayne Anderson Energy Infra	—	EXIT	Sold out
40	KRE	Ss Spdr S&p Regional Bank	—	EXIT	Sold out
41	PAA	Plains All American Pipeline, L.P.	—	EXIT	Sold out
42	BA	Boeing Co/the	—	NEW	New buy
43	KMI 9.75 10-26-18 A	Kinder Morgan Inc/delawa	—	NEW	New buy
44	✓	Nuveen Invt Qlty Mun Fd	—	NEW	New buy
45	✓	Nuveen Invt Quality Mun Fd I	—	EXIT	Sold out
46	XLE	Ss Energy Select Sector	—	NEW	New buy
47	VDE	Vanguard Energy ETF	—	NEW	New buy
48	✓	Kayne Anderson Enrgy Com	—	EXIT	Sold out
49	NML	Neuberger Energy Infrastruct	—	EXIT	Sold out
50	ITW	Illinois Tool Works	—	EXIT	Sold out