Northeast Financial Consultants Inc — Q3 2020 13F Holdings

Name: Northeast Financial Consultants Inc — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001599863

Total reported value

$2.4B

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Full holdings list this quarter

Showing top 200 holdings (of 298 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VUG	Vanguard Growth ETF	ETF-Other	12.96%	—	+2.16%
2	PFE	Pfizer INC	Stock-Healthcare	9.49%	—	+3.37%
3	VYM	Vanguard High Dvd Yield ETF	ETF-Other	4.21%	—	-6.01%
4	FDN	First Trust Dj Internet Ind	ETF-Other	3.76%	—	-2.13%
5	✓		Stock-Other	3.72%	—	-1.18%
6	DGRO	Ishares Core Dividend Growth	ETF-Other	3.53%	—	+1.72%
7	VIG	Vanguard Dividend Apprec ETF	ETF-Other	3.08%	—	+9.53%
8	AMZN	Amazon.com INC	Stock-Consumer Disc	3.04%	—	-0.57%
9	MSFT	Microsoft CORP	Stock-Tech	2.51%	—	-0.46%
10	AAPL	Apple INC	Stock-Tech	2.50%	—	+289.64%
11	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.27%	—	-1.16%
12	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.94%	—	+16.09%
13	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.89%	—	-45.84%
14	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.82%	—	+1.26%
15	BXMT	Blackstone Mortgage Tru-cl A	Stock-Real Estate	1.78%	—	-0.55%
16	JPM	Jpmorgan Chase & Co	Stock-Financials	1.76%	—	+5.20%
17	MINT	Pimco Enhanced Short Maturit	ETF-Other	1.38%	—	+2023.11%
18	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.16%	—	-1.46%
19	BAM	Brookfield Asset Management Ltd.	Stock-Financials	1.09%	—	—
20	XLK	Ss Technology Select Sector	ETF-Tech	1.05%	—	+1.83%
21	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.00%	—	+3.20%
22	LBRDK	Liberty Broadband-c	Stock-Comm Services	0.99%	—	—
23	MRK	Merck & Co. INC.	Stock-Healthcare	0.87%	—	+0.29%
24	CABO	Cable One INC	Stock-Comm Services	0.85%	—	—
25	BAC	Bank Of America CORP	Stock-Financials	0.79%	—	+12.49%
26	IGV	Ishares Expanded Tech-softwa	ETF-Tech	0.73%	—	—
27	DIS	Walt Disney Co/the	Stock-Comm Services	0.70%	—	-0.30%
28	CVX	Chevron CORP	Stock-Energy	0.67%	—	-0.16%
29	HD	Home Depot INC	Stock-Consumer Disc	0.64%	—	-0.11%
30	VFH	Vanguard Financials ETF	ETF-Other	0.63%	—	-21.47%
31	MPLX	Mplx LP	Stock-Energy	0.63%	—	+9.90%
32	EPD	Enterprise Products Partners	Stock-Energy	0.58%	—	+0.01%
33	JNJ	Johnson & Johnson	Stock-Healthcare	0.55%	—	+8.94%
34	WM	Waste Management INC	Stock-Industrials	0.53%	—	+0.02%
35	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.48%	—	+0.22%
36	SHLXUSD	Shell Midstream Partners LP	Stock-Other	0.48%	—	-17.41%
37	LLY	Eli Lilly & Co	Stock-Healthcare	0.46%	—	—
38	KKR	Kkr & Co INC	Stock-Financials	0.42%	—	—
39	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.42%	—	+0.29%
40	SLY	Spdr S&p 600 Small Cap ETF	ETF-Small Cap	0.42%	—	-48.75%
41	MET	Metlife INC	Stock-Financials	0.40%	—	+27.11%
42	META	Meta Platforms Inc-class A	Stock-Comm Services	0.39%	—	+2.11%
43	XOM	Exxon Mobil CORP	Stock-Energy	0.38%	—	-3.35%
44	IHI	Ishares U.s. Medical Devices	ETF-Other	0.38%	—	+1.59%
45	ZTS	Zoetis INC	Stock-Healthcare	0.35%	—	—
46	BX	Blackstone INC	Stock-Financials	0.34%	—	+0.07%
47	MA	Mastercard INC - A	Stock-Financials	0.33%	—	-9.84%
48	SCHW	Schwab (charles) CORP	Stock-Financials	0.33%	—	—
49	DE	Deere & Co	Stock-Industrials	0.32%	—	-0.04%
50	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.32%	—	-23.92%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Northeast Financial Consultants Inc for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MINT	Pimco Enhanced Short Maturit	+1.3%	+2023.11%	Add
2	VUG	Vanguard Growth ETF	+1%	+2.16%	Add
3	PFE	Pfizer INC	+0.7%	+3.37%	Add
4	VIG	Vanguard Dividend Apprec ETF	+0.4%	+9.53%	Add
5	AAPL	Apple INC	+0.4%	+289.64%	Add
6	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.3%	+16.09%	Add
7	AMZN	Amazon.com INC	+0.2%	-0.57%	Trim
8	QQQ	Invesco Qqq Trust Series 1	+0.1%	+1.26%	Add
9	NVDA	Nvidia CORP	+0.1%	+70.69%	Add
10	IVW	Ishares S&p 500 Growth ETF	+0.1%	+43.28%	Add
11	BND	Vanguard Total Bond Market	+0.1%	+172.81%	Add
12	DE	Deere & Co	+0.1%	-0.04%	Trim
13	LBRDK	Liberty Broadband-c	+0.1%	—	Unchanged
14	XLK	Ss Technology Select Sector	+0.1%	+1.83%	Add
15	MET	Metlife INC	+0.1%	+27.11%	Add
16	BABA	Alibaba Group Holding-sp Adr	+0.1%	+15.07%	Add
17	FDN	First Trust Dj Internet Ind	+0.1%	-2.13%	Trim
18	IWF	Ishares Russell 1000 Growth	+0.1%	+35.90%	Add
19	DGRO	Ishares Core Dividend Growth	+0.1%	+1.72%	Add
20	BAC	Bank Of America CORP	+0.1%	+12.49%	Add
21	JNJ	Johnson & Johnson	+0.1%	+8.94%	Add
22	HASI	Ha Sustainable Infrastructur	+0.1%	+1.76%	Add
23	ZTS	Zoetis INC	0%	—	Unchanged
24	META	Meta Platforms Inc-class A	0%	+2.11%	Add
25	VTI	Vanguard Total Stock Mkt ETF	0%	-1.16%	Trim
26	DIS	Walt Disney Co/the	0%	-0.30%	Trim
27	JPM	Jpmorgan Chase & Co	0%	+5.20%	Add
28	HD	Home Depot INC	0%	-0.11%	Trim
29	MRK	Merck & Co. INC.	0%	+0.29%	Add
30	GOOGL	Alphabet Inc-cl A	0%	+3.20%	Add
31	VBR	Vanguard Small-cap Value ETF	-0.1%	-35.56%	Trim
32	MSFT	Microsoft CORP	-0.1%	-0.46%	Trim
33	MCD	Mcdonald's CORP	-0.1%	-48.38%	Trim
34	✓		-0.1%	-1.18%	Trim
35	EPD	Enterprise Products Partners	-0.1%	+0.01%	Add
36	XOM	Exxon Mobil CORP	-0.2%	-3.35%	Trim
37	VFH	Vanguard Financials ETF	-0.2%	-21.47%	Trim
38	CVX	Chevron CORP	-0.2%	-0.16%	Trim
39	BXMT	Blackstone Mortgage Tru-cl A	-0.3%	-0.55%	Trim
40	SHLXUSD	Shell Midstream Partners LP	-0.3%	-17.41%	Trim
41	SLY	Spdr S&p 600 Small Cap ETF	-0.4%	-48.75%	Trim
42	VYM	Vanguard High Dvd Yield ETF	-0.4%	-6.01%	Trim
43	BRK-B	Berkshire Hathaway Inc-cl B	-1.2%	-45.84%	Trim
44	CSX	Csx CORP	-1.7%	-98.71%	Trim
45	IGV	Ishares Expanded Tech-softwa	—	NEW	New buy
46	FMC	Fmc CORP	—	EXIT	Sold out
47	IFF	Intl Flavors & Fragrances	—	EXIT	Sold out
48	SIGA	Siga Technologies INC	—	EXIT	Sold out
49	AZNN	Astrazeneca Plc-spons Adr	—	NEW	New buy
50	AMD	Advanced Micro Devices	—	NEW	New buy