Northeast Financial Consultants Inc — Q1 2021 13F Holdings

Name: Northeast Financial Consultants Inc — 13F Holdings, Q1 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001599863

Total reported value

$2.4B

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Full holdings list this quarter

Showing top 200 holdings (of 328 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VUG	Vanguard Growth ETF	ETF-Other	13.26%	—	+2.19%
2	VYM	Vanguard High Dvd Yield ETF	ETF-Other	4.30%	—	-0.51%
3	VIG	Vanguard Dividend Apprec ETF	ETF-Other	3.98%	—	+9.86%
4	FDN	First Trust Dj Internet Ind	ETF-Other	3.78%	—	+3.42%
5	DGRO	Ishares Core Dividend Growth	ETF-Other	3.72%	—	+2.35%
6	PFE	Pfizer INC	Stock-Healthcare	3.60%	—	+0.64%
7	AMZN	Amazon.com INC	Stock-Consumer Disc	2.67%	—	+8.23%
8	✓		Stock-Other	2.62%	—	-4.85%
9	MSFT	Microsoft CORP	Stock-Tech	2.48%	—	+3.15%
10	MINT	Pimco Enhanced Short Maturit	ETF-Other	2.45%	—	+8.10%
11	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.43%	—	+10.12%
12	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.31%	—	+0.08%
13	AAPL	Apple INC	Stock-Tech	2.26%	—	+1.44%
14	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.88%	—	+1.16%
15	JPM	Jpmorgan Chase & Co	Stock-Financials	1.86%	—	+38.46%
16	IGV	Ishares Expanded Tech-softwa	ETF-Tech	1.72%	—	+12.54%
17	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.34%	—	-30.49%
18	BXMT	Blackstone Mortgage Tru-cl A	Stock-Real Estate	1.32%	—	-7.01%
19	BAC	Bank Of America CORP	Stock-Financials	1.25%	—	+18.42%
20	BAM	Brookfield Asset Management Ltd.	Stock-Financials	1.24%	—	—
21	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.24%	—	-6.11%
22	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.15%	—	-0.15%
23	XLK	Ss Technology Select Sector	ETF-Tech	1.05%	—	+1.70%
24	DIS	Walt Disney Co/the	Stock-Comm Services	1.02%	—	+16.07%
25	LBRDK	Liberty Broadband-c	Stock-Comm Services	0.90%	—	—
26	CVX	Chevron CORP	Stock-Energy	0.83%	—	+0.18%
27	MPLX	Mplx LP	Stock-Energy	0.79%	—	—
28	IHI	Ishares U.s. Medical Devices	ETF-Other	0.78%	—	+23.02%
29	CABO	Cable One INC	Stock-Comm Services	0.70%	—	—
30	MRK	Merck & Co. INC.	Stock-Healthcare	0.68%	—	-0.55%
31	EPD	Enterprise Products Partners	Stock-Energy	0.63%	—	-1.71%
32	HD	Home Depot INC	Stock-Consumer Disc	0.62%	—	+2.33%
33	VFH	Vanguard Financials ETF	ETF-Other	0.58%	—	+3.51%
34	SHLXUSD	Shell Midstream Partners LP	Stock-Other	0.57%	—	—
35	MET	Metlife INC	Stock-Financials	0.56%	—	+4.44%
36	JNJ	Johnson & Johnson	Stock-Healthcare	0.54%	—	+0.74%
37	UPS	United Parcel Service-cl B	Stock-Industrials	0.53%	—	+10.58%
38	XOM	Exxon Mobil CORP	Stock-Energy	0.51%	—	-0.31%
39	KKR	Kkr & Co INC	Stock-Financials	0.51%	—	+1.80%
40	SCHW	Schwab (charles) CORP	Stock-Financials	0.50%	—	—
41	LLY	Eli Lilly & Co	Stock-Healthcare	0.49%	—	—
42	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.48%	—	-0.36%
43	DE	Deere & Co	Stock-Industrials	0.45%	—	—
44	WM	Waste Management INC	Stock-Industrials	0.44%	—	+0.16%
45	IQLT	Ishares Msci International Q	ETF-Other	0.42%	—	+23.11%
46	ACI	Albertsons Cos INC - Class A	Stock-Consumer Staples	0.40%	—	-3.53%
47	SLY	Spdr S&p 600 Small Cap ETF	ETF-Small Cap	0.38%	—	-0.30%
48	BX	Blackstone INC	Stock-Financials	0.38%	—	-4.18%
49	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.36%	—	+0.12%
50	PNC	Pnc Financial Services Group	Stock-Financials	0.34%	—	—

1–50 of 200

Holding changes this quarter

Position changes disclosed by Northeast Financial Consultants Inc for the quarter ending Q1 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	JPM	Jpmorgan Chase & Co	+0.6%	+38.46%	Add
2	BAC	Bank Of America CORP	+0.4%	+18.42%	Add
3	IJS	Ishares S&p Small-cap 600 Va	+0.3%	+628.85%	Add
4	VIG	Vanguard Dividend Apprec ETF	+0.2%	+9.86%	Add
5	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.2%	+10.12%	Add
6	✓	Highland Transcend Partners	+0.2%	+143.97%	Add
7	CVX	Chevron CORP	+0.1%	+0.18%	Add
8	MET	Metlife INC	+0.1%	+4.44%	Add
9	IHI	Ishares U.s. Medical Devices	+0.1%	+23.02%	Add
10	SHLXUSD	Shell Midstream Partners LP	+0.1%	—	Unchanged
11	XOM	Exxon Mobil CORP	+0.1%	-0.31%	Trim
12	DE	Deere & Co	+0.1%	—	Unchanged
13	GOOGL	Alphabet Inc-cl A	+0.1%	-0.15%	Trim
14	DIS	Walt Disney Co/the	+0.1%	+16.07%	Add
15	DGRO	Ishares Core Dividend Growth	+0.1%	+2.35%	Add
16	MPLX	Mplx LP	+0.1%	—	Unchanged
17	VFH	Vanguard Financials ETF	+0.1%	+3.51%	Add
18	KKR	Kkr & Co INC	+0.1%	+1.80%	Add
19	SCHW	Schwab (charles) CORP	+0.1%	—	Unchanged
20	IQLT	Ishares Msci International Q	+0.1%	+23.11%	Add
21	GS	Goldman Sachs Group INC	+0.1%	+17.14%	Add
22	VRTX	Vertex Pharmaceuticals INC	+0.1%	+102.88%	Add
23	VYM	Vanguard High Dvd Yield ETF	+0.1%	-0.51%	Trim
24	HD	Home Depot INC	+0.1%	+2.33%	Add
25	NVDA	Nvidia CORP	+0.1%	+32.38%	Add
26	UNH	Unitedhealth Group INC	+0.1%	+34.73%	Add
27	GOOG	Alphabet Inc-cl C	0%	-6.11%	Trim
28	SLY	Spdr S&p 600 Small Cap ETF	0%	-0.30%	Trim
29	MSFT	Microsoft CORP	0%	+3.15%	Add
30	IGV	Ishares Expanded Tech-softwa	0%	+12.54%	Add
31	EPD	Enterprise Products Partners	0%	-1.71%	Trim
32	UPS	United Parcel Service-cl B	0%	+10.58%	Add
33	BAM	Brookfield Asset Management Ltd.	—	—	Unchanged
34	MINT	Pimco Enhanced Short Maturit	0%	+8.10%	Add
35	VTI	Vanguard Total Stock Mkt ETF	-0.1%	+0.08%	Add
36	BXMT	Blackstone Mortgage Tru-cl A	-0.1%	-7.01%	Trim
37	FUN	Six Flags Entertainment Corporation	-0.1%	-35.47%	Trim
38	FDN	First Trust Dj Internet Ind	-0.1%	+3.42%	Add
39	VTRS	Viatris INC	-0.1%	+1.34%	Add
40	PYPL	Paypal Holdings INC	-0.1%	-46.20%	Trim
41	CRM	Salesforce INC	-0.1%	-38.87%	Trim
42	QQQ	Invesco Qqq Trust Series 1	-0.1%	+1.16%	Add
43	AMZN	Amazon.com INC	-0.2%	+8.23%	Add
44	CABO	Cable One INC	-0.2%	—	Unchanged
45	✓		-0.3%	-4.85%	Trim
46	AAPL	Apple INC	-0.4%	+1.44%	Add
47	BRK-B	Berkshire Hathaway Inc-cl B	-0.6%	-30.49%	Trim
48	VUG	Vanguard Growth ETF	-0.6%	+2.19%	Add
49	PNC	Pnc Financial Services Group	—	NEW	New buy
50	ATHS	Athene Holding Ltd. 7.250% Fixe	—	EXIT	Sold out