Northeast Financial Consultants Inc — Q4 2020 13F Holdings

Name: Northeast Financial Consultants Inc — 13F Holdings, Q4 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001599863

Total reported value

$2.4B

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Full holdings list this quarter

Showing top 200 holdings (of 317 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VUG	Vanguard Growth ETF	ETF-Other	13.86%	—	+4.82%
2	VYM	Vanguard High Dvd Yield ETF	ETF-Other	4.25%	—	-2.78%
3	PFE	Pfizer INC	Stock-Healthcare	3.94%	—	-54.84%
4	FDN	First Trust Dj Internet Ind	ETF-Other	3.86%	—	-0.74%
5	VIG	Vanguard Dividend Apprec ETF	ETF-Other	3.77%	—	+21.68%
6	DGRO	Ishares Core Dividend Growth	ETF-Other	3.66%	—	+0.30%
7	✓		Stock-Other	2.91%	—	-17.35%
8	AMZN	Amazon.com INC	Stock-Consumer Disc	2.82%	—	-2.33%
9	AAPL	Apple INC	Stock-Tech	2.62%	—	-0.23%
10	MINT	Pimco Enhanced Short Maturit	ETF-Other	2.47%	—	+94.37%
11	MSFT	Microsoft CORP	Stock-Tech	2.46%	—	+1.27%
12	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.36%	—	-0.70%
13	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	2.26%	—	+13.39%
14	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.98%	—	+5.24%
15	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.89%	—	—
16	IGV	Ishares Expanded Tech-softwa	ETF-Tech	1.71%	—	+125.16%
17	BXMT	Blackstone Mortgage Tru-cl A	Stock-Real Estate	1.37%	—	-33.12%
18	BAM	Brookfield Asset Management Ltd.	Stock-Financials	1.24%	—	—
19	JPM	Jpmorgan Chase & Co	Stock-Financials	1.22%	—	-42.84%
20	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.21%	—	-4.63%
21	XLK	Ss Technology Select Sector	ETF-Tech	1.09%	—	+1.81%
22	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.06%	—	-2.81%
23	LBRDK	Liberty Broadband-c	Stock-Comm Services	1.03%	—	+2.19%
24	DIS	Walt Disney Co/the	Stock-Comm Services	0.94%	—	-0.60%
25	CABO	Cable One INC	Stock-Comm Services	0.92%	—	—
26	BAC	Bank Of America CORP	Stock-Financials	0.90%	—	-1.51%
27	MRK	Merck & Co. INC.	Stock-Healthcare	0.79%	—	+0.56%
28	MPLX	Mplx LP	Stock-Energy	0.73%	—	-9.01%
29	CVX	Chevron CORP	Stock-Energy	0.72%	—	+1.14%
30	IHI	Ishares U.s. Medical Devices	ETF-Other	0.68%	—	+80.28%
31	EPD	Enterprise Products Partners	Stock-Energy	0.62%	—	-5.79%
32	HD	Home Depot INC	Stock-Consumer Disc	0.57%	—	+0.47%
33	JNJ	Johnson & Johnson	Stock-Healthcare	0.56%	—	+5.93%
34	VFH	Vanguard Financials ETF	ETF-Other	0.52%	—	-27.66%
35	UPS	United Parcel Service-cl B	Stock-Industrials	0.52%	—	—
36	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.49%	—	-1.16%
37	LLY	Eli Lilly & Co	Stock-Healthcare	0.48%	—	—
38	SHLXUSD	Shell Midstream Partners LP	Stock-Other	0.47%	—	—
39	MET	Metlife INC	Stock-Financials	0.45%	—	-2.95%
40	KKR	Kkr & Co INC	Stock-Financials	0.45%	—	-1.91%
41	SCHW	Schwab (charles) CORP	Stock-Financials	0.44%	—	—
42	WM	Waste Management INC	Stock-Industrials	0.44%	—	-13.26%
43	ACI	Albertsons Cos INC - Class A	Stock-Consumer Staples	0.41%	—	—
44	XOM	Exxon Mobil CORP	Stock-Energy	0.41%	—	-2.68%
45	BX	Blackstone INC	Stock-Financials	0.37%	—	-5.11%
46	IQLT	Ishares Msci International Q	ETF-Other	0.36%	—	+277.24%
47	DE	Deere & Co	Stock-Industrials	0.35%	—	-1.24%
48	SLY	Spdr S&p 600 Small Cap ETF	ETF-Small Cap	0.35%	—	-30.51%
49	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.35%	—	+0.20%
50	META	Meta Platforms Inc-class A	Stock-Comm Services	0.34%	—	-6.75%

1–50 of 200

Holding changes this quarter

Position changes disclosed by Northeast Financial Consultants Inc for the quarter ending Q4 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MINT	Pimco Enhanced Short Maturit	+1.1%	+94.37%	Add
2	IGV	Ishares Expanded Tech-softwa	+1%	+125.16%	Add
3	VUG	Vanguard Growth ETF	+0.9%	+4.82%	Add
4	VIG	Vanguard Dividend Apprec ETF	+0.7%	+21.68%	Add
5	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.3%	+13.39%	Add
6	IHI	Ishares U.s. Medical Devices	+0.3%	+80.28%	Add
7	IQLT	Ishares Msci International Q	+0.3%	+277.24%	Add
8	DIS	Walt Disney Co/the	+0.2%	-0.60%	Trim
9	QQQ	Invesco Qqq Trust Series 1	+0.2%	+5.24%	Add
10	BAM	Brookfield Asset Management Ltd.	+0.2%	—	Unchanged
11	DGRO	Ishares Core Dividend Growth	+0.1%	+0.30%	Add
12	AAPL	Apple INC	+0.1%	-0.23%	Trim
13	BAC	Bank Of America CORP	+0.1%	-1.51%	Trim
14	SCHW	Schwab (charles) CORP	+0.1%	—	Unchanged
15	FDN	First Trust Dj Internet Ind	+0.1%	-0.74%	Trim
16	MPLX	Mplx LP	+0.1%	-9.01%	Trim
17	ARKG	Ark Genomic Revolution ETF	+0.1%	+186.93%	Add
18	VTI	Vanguard Total Stock Mkt ETF	+0.1%	-0.70%	Trim
19	CABO	Cable One INC	+0.1%	—	Unchanged
20	AB	Alliancebernstein Holding LP	+0.1%	+172.43%	Add
21	GOOGL	Alphabet Inc-cl A	+0.1%	-2.81%	Trim
22	IWM	Ishares Russell 2000 ETF	+0.1%	+0.20%	Add
23	HASI	Ha Sustainable Infrastructur	+0.1%	—	Unchanged
24	GOOG	Alphabet Inc-cl C	+0.1%	-4.63%	Trim
25	CVX	Chevron CORP	+0.1%	+1.14%	Add
26	MET	Metlife INC	+0.1%	-2.95%	Trim
27	VYM	Vanguard High Dvd Yield ETF	0%	-2.78%	Trim
28	XLK	Ss Technology Select Sector	0%	+1.81%	Add
29	LBRDK	Liberty Broadband-c	0%	+2.19%	Add
30	EPD	Enterprise Products Partners	0%	-5.79%	Trim
31	BRK-B	Berkshire Hathaway Inc-cl B	—	—	Unchanged
32	MSFT	Microsoft CORP	-0.1%	+1.27%	Add
33	ET	Energy Transfer LP	-0.1%	-55.89%	Trim
34	BABA	Alibaba Group Holding-sp Adr	-0.1%	-16.27%	Trim
35	UNH	Unitedhealth Group INC	-0.1%	-41.66%	Trim
36	LHX	L3harris Technologies INC	-0.1%	-38.44%	Trim
37	BMY	Bristol-myers Squibb Co	-0.1%	-22.78%	Trim
38	DOW	Dow INC	-0.2%	-91.15%	Trim
39	BXMT	Blackstone Mortgage Tru-cl A	-0.4%	-33.12%	Trim
40	JPM	Jpmorgan Chase & Co	-0.5%	-42.84%	Trim
41	✓		-0.8%	-17.35%	Trim
42	PFE	Pfizer INC	-5.6%	-54.84%	Trim
43	UPS	United Parcel Service-cl B	—	NEW	New buy
44	ACI	Albertsons Cos INC - Class A	—	NEW	New buy
45	VTRS	Viatris INC	—	NEW	New buy
46	WFC 7.5 PERP L	Wells Fargo & Company	—	EXIT	Sold out
47	FXI	Ishares China Large-cap ETF	—	NEW	New buy
48	✓	Highland Transcend Partners	—	NEW	New buy
49	BRK-A	Berkshire Hathaway Inc-cl A	—	EXIT	Sold out
50	XSW	Ss Spdr S&p Soft & Serv ETF	—	NEW	New buy