Northeast Financial Consultants Inc — Q3 2018 13F Holdings

Name: Northeast Financial Consultants Inc — 13F Holdings, Q3 2018
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001599863

Total reported value

$2.4B

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VUG	Vanguard Growth ETF	ETF-Other	13.68%	—	+20.42%
2	VYM	Vanguard High Dvd Yield ETF	ETF-Other	10.09%	—	+55.97%
3	SLY	Spdr S&p 600 Small Cap ETF	ETF-Small Cap	6.57%	—	+47.64%
4	VFH	Vanguard Financials ETF	ETF-Other	5.53%	—	+18.60%
5	PFE	Pfizer INC	Stock-Healthcare	4.63%	—	-71.16%
6	✓		Stock-Other	4.44%	—	—
7	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	3.43%	—	+29.44%
8	VYMI	Vanguard Int High Dvd Yld In	ETF-Other	2.47%	—	+10.33%
9	AMZN	Amazon.com INC	Stock-Consumer Disc	2.20%	—	+23.86%
10	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.98%	—	+27.00%
11	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.88%	—	+37.52%
12	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.87%	—	+11.41%
13	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.84%	—	—
14	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.67%	—	+10.57%
15	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	1.66%	—	+17.03%
16	CVX	Chevron CORP	Stock-Energy	1.58%	—	-16.23%
17	AAPL	Apple INC	Stock-Tech	1.54%	—	+49.40%
18	JNJ	Johnson & Johnson	Stock-Healthcare	1.24%	—	+26.17%
19	VBR	Vanguard Small-cap Value ETF	ETF-Other	1.13%	—	-5.18%
20	HD	Home Depot INC	Stock-Consumer Disc	1.12%	—	+192.94%
21	EZM	Wisdomtree US Midcap Fund	ETF-Other	1.09%	—	+6.69%
22	HRSEUR	L3harris Technologies INC	Stock-Other	0.90%	—	—
23	PM	Philip Morris International	Stock-Consumer Staples	0.79%	—	—
24	IFF	Intl Flavors & Fragrances	Stock-Materials	0.78%	—	—
25	XLK	Ss Technology Select Sector	ETF-Tech	0.73%	—	-2.93%
26	MSFT	Microsoft CORP	Stock-Tech	0.70%	—	+88.03%
27	QQXT	First Trust Nasdaq-100 Ex-te	ETF-Tech	0.70%	—	+48.37%
28	✓	Rydex ETF Trust	ETF-Other	0.70%	—	—
29	JPM	Jpmorgan Chase & Co	Stock-Financials	0.67%	—	+45.11%
30	BAC	Bank Of America CORP	Stock-Financials	0.67%	—	+285.89%
31	HDV	Ishares Core High Dividend E	ETF-Other	0.65%	—	-2.96%
32	MET	Metlife INC	Stock-Financials	0.65%	—	-39.39%
33	✓	Altria Group INC Com	Stock-Other	0.64%	—	+855.07%
34	R6C2	Royal Dutch Shell-spon Adr-b	Stock-Other	0.63%	—	+4.05%
35	EPD	Enterprise Products Partners	Stock-Energy	0.61%	—	-36.63%
36	DE	Deere & Co	Stock-Industrials	0.54%	—	+18.20%
37	PEP	Pepsico INC	Stock-Consumer Staples	0.51%	—	+47.16%
38	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	0.49%	—	-8.17%
39	DIS	Walt Disney Co/the	Stock-Comm Services	0.46%	—	+8.12%
40	WEP	Magellan Midstream Partners	Stock-Other	0.41%	—	+59.42%
41	IWS	Ishares Russell Mid-cap Valu	ETF-Other	0.41%	—	+85.30%
42	ADP	Automatic Data Processing	Stock-Tech	0.41%	—	+2.24%
43	AGREUR	Avangrid INC	Stock-Other	0.39%	—	—
44	GLW	Corning INC	Stock-Tech	0.39%	—	-15.81%
45	BXUSD	Blackstone Group Lp/the	Stock-Other	0.38%	—	+37.60%
46	KKR	KKR & Co. Inc.	Stock-Financials	0.35%	—	+61.64%
47	BRK-A	Berkshire Hathaway Inc-cl A	Stock-Other	0.35%	—	—
48	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.34%	—	+123.07%
49	VOE	Vanguard Mid-cap Value ETF	ETF-Other	0.31%	—	+15.13%
50	WFC 7.5 PERP L	Wells Fargo & Company	Stock-Financials	0.30%	—	—

1–50 of 149

Holding changes this quarter

Position changes disclosed by Northeast Financial Consultants Inc for the quarter ending Q3 2018, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	VYM	Vanguard High Dvd Yield ETF	+3.2%	+55.97%	Add
2	VUG	Vanguard Growth ETF	+1.8%	+20.42%	Add
3	SLY	Spdr S&p 600 Small Cap ETF	+1.8%	+47.64%	Add
4	HD	Home Depot INC	+0.7%	+192.94%	Add
5	VTI	Vanguard Total Stock Mkt ETF	+0.6%	+29.44%	Add
6	AAPL	Apple INC	+0.6%	+49.40%	Add
7	✓	Altria Group INC Com	+0.6%	+855.07%	Add
8	AMZN	Amazon.com INC	+0.5%	+23.86%	Add
9	BAC	Bank Of America CORP	+0.5%	+285.89%	Add
10	VIG	Vanguard Dividend Apprec ETF	+0.5%	+37.52%	Add
11	VFH	Vanguard Financials ETF	+0.5%	+18.60%	Add
12	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.3%	+27.00%	Add
13	MSFT	Microsoft CORP	+0.3%	+88.03%	Add
14	JNJ	Johnson & Johnson	+0.3%	+26.17%	Add
15	QQXT	First Trust Nasdaq-100 Ex-te	+0.2%	+48.37%	Add
16	JPM	Jpmorgan Chase & Co	+0.2%	+45.11%	Add
17	IBM	Intl Business Machines CORP	+0.2%	+183.26%	Add
18	IWS	Ishares Russell Mid-cap Valu	+0.2%	+85.30%	Add
19	VWO	Vanguard Ftse Emerging Marke	+0.2%	+123.07%	Add
20	GOOGL	Alphabet Inc-cl A	+0.1%	+11.41%	Add
21	GOOG	Alphabet Inc-cl C	+0.1%	+10.57%	Add
22	VEU	Vanguard Ftse All-world Ex-u	+0.1%	+17.03%	Add
23	VYMI	Vanguard Int High Dvd Yld In	0%	+10.33%	Add
24	MPLX	Mplx LP	-0.4%	-75.25%	Trim
25	EPD	Enterprise Products Partners	-0.4%	-36.63%	Trim
26	MET	Metlife INC	-0.5%	-39.39%	Trim
27	CVX	Chevron CORP	-0.6%	-16.23%	Trim
28	PFE	Pfizer INC	-10.2%	-71.16%	Trim
29	✓		—	NEW	New buy
30	FDN	First Trust Dj Internet Ind	—	EXIT	Sold out
31	QQQ	Invesco Qqq Trust Series 1	—	NEW	New buy
32	✓	Powershares Qqq Trust Ser 1	—	EXIT	Sold out
33	VRTX	Vertex Pharmaceuticals INC	—	EXIT	Sold out
34	PM	Philip Morris International	—	NEW	New buy
35	TWTRUSD	Twitter INC	—	EXIT	Sold out
36	APC3EUR	Anadarko Petroleum CORP	—	EXIT	Sold out
37	ET	Energy Transfer LP	—	EXIT	Sold out
38	WFC 7.5 PERP L	Wells Fargo & Company	—	NEW	New buy
39	✓	Asterias Biotherapeutics	—	EXIT	Sold out
40	✓		—	EXIT	Sold out
41	MDLZ	Mondelez International Inc-a	—	NEW	New buy
42	UNH	Unitedhealth Group INC	—	EXIT	Sold out
43	ADSK	Autodesk INC	—	EXIT	Sold out
44	AVGO	Broadcom Inc.	—	EXIT	Sold out
45	BIIB	Biogen INC	—	EXIT	Sold out
46	TEL	TE Connectivity plc	—	EXIT	Sold out
47	STX	Seagate Technology Holdings plc	—	EXIT	Sold out
48	WMB	Williams Cos INC	—	NEW	New buy
49	CMCSA	Comcast Corp-class A	—	EXIT	Sold out
50	XONUSD	Intrexon CORP	—	NEW	New buy