13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001539948
申報總市值
US$14.1億
US$14.1億
257 檔
19.5%
在 Q1 2026 的 13F 官方備案中，United Asset Strategies, Inc. 管理的美股投資組合規模來到 US$14.1億，整體持股檔數為 257 檔。
觀察 Q1 2026 的資金脈絡，United Asset Strategies, Inc. 在獲利結算 23 檔個股的同時，將資本重新部署至 16 檔新選標的，展現主動管理機構的輪動節奏。
在資產配置集中度方面，United Asset Strategies, Inc. 的前 5 大核心持股（包含 NVDA, GOOGL, AAPL 等）合計佔整體申報市值的 19.5%，反映機構在主要關鍵部位上的權重分佈。
僅顯示前 200 大持股（共 257 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | 股票-科技 | 5.45% | +0.54% | +0.38% | |
| 2 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 4.67% | +0.35% | -1.73% | |
| 3 | AAPL | Apple Inc | 股票-科技 | 4.58% | +1.25% | -1.30% | |
| 4 | AMZN | Amazon.com Inc | 股票-循環性消費 | 3.98% | +0.10% | +8.63% | |
| 5 | MSFT | Microsoft CORP | 股票-科技 | 3.26% | +0.19% | +5.25% | |
| 6 | XLK | Ss Technology Select Sector | ETF-科技型 | 2.45% | -0.35% | -14.92% | |
| 7 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 2.30% | -0.22% | +2.89% | |
| 8 | MRK | Merck & Co. Inc. | 股票-醫療保健 | 2.01% | -0.71% | -3.11% | |
| 9 | USFR | Wisdomtree Floating Rate Tre | ETF-其他 | 1.93% | -0.18% | +13.68% | |
| 10 | AVGO | Broadcom Inc | 股票-科技 | 1.91% | +0.32% | +1.39% | |
| 11 | JPM | Jpmorgan Chase & Co | 股票-金融 | 1.76% | -0.66% | +0.39% | |
| 12 | ASML | ASML Holding N.V. | 股票-科技 | 1.74% | +0.09% | -3.43% | |
| 13 | MA | Mastercard Inc - A | 股票-金融 | 1.67% | -0.11% | +1.48% | |
| 14 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-中小型股 | 1.65% | +0.12% | +44.56% | |
| 15 | VMBS | Vanguard Mortgage-backed Sec | ETF-其他 | 1.56% | -0.23% | +0.85% | |
| 16 | SOXX | Ishares Semiconductor ETF | ETF-其他 | 1.54% | +0.68% | +0.19% | |
| 17 | SCHW | Schwab (charles) CORP | 股票-金融 | 1.47% | -0.19% | +4.08% | |
| 18 | LMT | Lockheed Martin CORP | 股票-工業 | 1.44% | -0.35% | -13.84% | |
| 19 | PH | Parker Hannifin CORP | 股票-工業 | 1.43% | -0.01% | -13.82% | |
| 20 | KMI | Kinder Morgan, Inc. | 股票-能源 | 1.36% | -0.14% | +0.06% | |
| 21 | PANW | Palo Alto Networks Inc | 股票-科技 | 1.36% | +0.21% | +9.57% | |
| 22 | BAC | Bank Of America CORP | 股票-金融 | 1.30% | +0.06% | +0.79% | |
| 23 | EW | Edwards Lifesciences CORP | 股票-醫療保健 | 1.24% | -0.01% | +1.11% | |
| 24 | TMO | Thermo Fisher Scientific Inc | 股票-醫療保健 | 1.22% | -0.11% | -1.73% | |
| 25 | GWW | Ww Grainger Inc | 股票-工業 | 1.21% | +0.14% | +1435.32% | |
| 26 | ECL | Ecolab Inc | 股票-原物料 | 1.20% | -0.06% | +1.26% | |
| 27 | C | Citigroup Inc | 股票-金融 | 1.17% | -0.50% | +0.47% | |
| 28 | DUK | Duke Energy CORP | 股票-公用事業 | 1.16% | -0.16% | +2.01% | |
| 29 | JNJ | Johnson & Johnson | 股票-醫療保健 | 1.11% | -0.07% | -1.89% | |
| 30 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-大型股與成長 | 1.09% | — | -1.99% | |
| 31 | NOW | Servicenow Inc | 股票-科技 | 1.05% | -0.03% | +7.22% | |
| 32 | SBUX | Starbucks CORP | 股票-循環性消費 | 1.02% | +0.01% | +41.33% | |
| 33 | ETN | Eaton Corporation plc | 股票-工業 | 0.94% | +0.04% | -18.69% | |
| 34 | PM | Philip Morris International | 股票-非循環性消費 | 0.92% | -0.01% | -0.80% | |
| 35 | CVX | Chevron CORP | 股票-能源 | 0.92% | -0.85% | +0.07% | |
| 36 | AMGN | Amgen Inc | 股票-醫療保健 | 0.91% | -0.07% | +0.62% | |
| 37 | ADBE | Adobe Inc | 股票-科技 | 0.89% | -0.79% | +13.61% | |
| 38 | MNST | Monster Beverage CORP | 股票-非循環性消費 | 0.88% | +0.11% | -1.70% | |
| 39 | XLP | Ss Consumer Staples Sel Sect | ETF-其他 | 0.87% | -0.27% | +6.78% | |
| 40 | CL | Colgate-palmolive Co | 股票-非循環性消費 | 0.86% | -0.01% | +6.45% | |
| 41 | HD | Home Depot Inc | 股票-循環性消費 | 0.82% | -0.02% | +2.68% | |
| 42 | AIG | American International Group | 股票-金融 | 0.80% | -0.07% | +3.37% | |
| 43 | MCK | Mckesson CORP | 股票-醫療保健 | 0.78% | -0.17% | -26.20% | |
| 44 | XOM | Exxon Mobil CORP | 股票-能源 | 0.75% | -0.41% | -0.25% | |
| 45 | O | Realty Income CORP | 股票-房地產 | 0.70% | -0.64% | +4.37% | |
| 46 | GLD | Spdr Gold Shares | ETF-避險與商品 | 0.68% | -0.30% | -0.60% | |
| 47 | LNG | Cheniere Energy Inc | 股票-能源 | 0.65% | +0.12% | +9.68% | |
| 48 | ETR | Entergy CORP | 股票-公用事業 | 0.63% | -0.06% | -50.97% | |
| 49 | APD | Air Products & Chemicals Inc | 股票-原物料 | 0.61% | -0.06% | +504.70% | |
| 50 | XLF | Ss Financial Select Sector | ETF-其他 | 0.59% | -0.35% | -16.06% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | GWW | Ww Grainger Inc | +1.1% | +1435.32% | 加碼 |
| 2 | SPSM | Ss Spdr P S&p 600 Small Cap | +0.6% | +44.56% | 加碼 |
| 3 | APD | Air Products & Chemicals Inc | +0.5% | +504.70% | 加碼 |
| 4 | SBUX | Starbucks CORP | +0.4% | +41.33% | 加碼 |
| 5 | ASML | ASML Holding N.V. | +0.3% | -3.43% | 減碼 |
| 6 | UPS | United Parcel Service-cl B | +0.3% | +244.82% | 加碼 |
| 7 | KMI | Kinder Morgan, Inc. | +0.3% | +0.06% | 加碼 |
| 8 | USFR | Wisdomtree Floating Rate Tre | +0.3% | +13.68% | 加碼 |
| 9 | CVX | Chevron CORP | +0.3% | +0.07% | 加碼 |
| 10 | LNG | Cheniere Energy Inc | +0.3% | +9.68% | 加碼 |
| 11 | MRK | Merck & Co. Inc. | +0.3% | -3.11% | 減碼 |
| 12 | XOM | Exxon Mobil CORP | +0.2% | -0.25% | 減碼 |
| 13 | JNJ | Johnson & Johnson | +0.2% | -1.89% | 減碼 |
| 14 | XLY | Ss Consumer Disc Select Sect | +0.2% | +100.00% | 加碼 |
| 15 | DUK | Duke Energy CORP | +0.2% | +2.01% | 加碼 |
| 16 | SOXX | Ishares Semiconductor ETF | +0.2% | +0.19% | 加碼 |
| 17 | MBSF | Regan Floating Rate Mbs ETF | +0.2% | +73.43% | 加碼 |
| 18 | CL | Colgate-palmolive Co | +0.1% | +6.45% | 加碼 |
| 19 | LMT | Lockheed Martin CORP | +0.1% | -13.84% | 減碼 |
| 20 | XLP | Ss Consumer Staples Sel Sect | +0.1% | +6.78% | 加碼 |
| 21 | RMD | Resmed Inc | +0.1% | +66.03% | 加碼 |
| 22 | DE | Deere & Co | +0.1% | +2.44% | 加碼 |
| 23 | PEP | Pepsico Inc | +0.1% | +22.88% | 加碼 |
| 24 | O | Realty Income CORP | +0.1% | +4.37% | 加碼 |
| 25 | AMGN | Amgen Inc | +0.1% | +0.62% | 加碼 |
| 26 | LNT | Alliant Energy CORP | +0.1% | +1.83% | 加碼 |
| 27 | GLD | Spdr Gold Shares | +0.1% | -0.60% | 減碼 |
| 28 | CRM | Salesforce Inc | +0.1% | +415.88% | 加碼 |
| 29 | CDNS | Cadence Design Sys Inc | +0.1% | +58.16% | 加碼 |
| 30 | TMUS | T-mobile US Inc | +0.1% | +6.43% | 加碼 |
| 31 | ECL | Ecolab Inc | +0.1% | +1.26% | 加碼 |
| 32 | AMAT | Applied Materials Inc | +0.1% | +0.73% | 加碼 |
| 33 | VZ | Verizon Communications Inc | +0.1% | +1.93% | 加碼 |
| 34 | ANET | Arista Networks Inc | +0.1% | +72.03% | 加碼 |
| 35 | SPDW | Ste Str Spdr Pt Dw EU ETF | +0.1% | +16.58% | 加碼 |
| 36 | PM | Philip Morris International | +0.1% | -0.80% | 減碼 |
| 37 | VMBS | Vanguard Mortgage-backed Sec | +0.1% | +0.85% | 加碼 |
| 38 | AMZN | Amazon.com Inc | 0% | +8.63% | 加碼 |
| 39 | CLX | Clorox Company | 0% | +243.00% | 加碼 |
| 40 | MDLZ | Mondelez International Inc-a | 0% | +140.50% | 加碼 |
| 41 | COST | Costco Wholesale CORP | 0% | +4.79% | 加碼 |
| 42 | GE | General Electric | 0% | +179.74% | 加碼 |
| 43 | IWN | Ishares Russell 2000 Value E | 0% | +0.14% | 加碼 |
| 44 | HRL | Hormel Foods CORP | 0% | +206.14% | 加碼 |
| 45 | VTR | Ventas Inc | 0% | -0.08% | 減碼 |
| 46 | CAT | Caterpillar Inc | 0% | -1.67% | 減碼 |
| 47 | PG | Procter & Gamble Co/the | 0% | +9.48% | 加碼 |
| 48 | MCD | Mcdonald's CORP | 0% | +4.81% | 加碼 |
| 49 | EFV | Ishares Msci Eafe Value ETF | 0% | -0.14% | 減碼 |
| 50 | EEMA | Ishares Msci Emerg Mrkt Asia | 0% | +132.67% | 加碼 |
根據 SEC 官方 Form 13F 申報備案，United Asset Strategies, Inc. 在 Q1 2026 季度的美股持倉總市值約為 US$14.1億，共申報了 257 個公開持股部位。
在 Q1 2026 季度，United Asset Strategies, Inc. 按市值排列的前三大核心持股分別為：NVDA (5.5%)、GOOGL (4.7%)、AAPL (4.6%)。其中最大持股部位 NVDA 佔據整體投資組合約 5.5% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
DFEV
市值: US$244.5萬
本季最大獲利了結 / 清倉標的
GILD
前期市值: US$335.7萬
在 Q1 2026 季度中，United Asset Strategies, Inc. 共進行了 195 項持倉異動，包含新建倉 16 個部位、加碼 90 個部位、減碼 66 個部位以及清倉 23 個部位。 其中最大新建倉標的為 DFEV。 本季清倉部位包含 GILD。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。