13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001697539
申報總市值
US$1.1億
US$1.1億
39 檔
28.9%
Rosenthal | Henry Capital Advisors, Inc. 在 Q3 2025 季度的美股部位總計估值為 US$1.1億，分散於 39 個持倉標的之中，反映其市場參與廣度與投資規模。
數據顯示 Rosenthal | Henry Capital Advisors, Inc. 於 Q3 2025 季度持續回收資金，對 22 個既有部位進行裁減並清倉 4 個標的，組合整體流動性比重有所上升。
在資產配置集中度方面，Rosenthal | Henry Capital Advisors, Inc. 的前 5 大核心持股（包含 TBBK, KRE, WTFC 等）合計佔整體申報市值的 28.9%，反映機構在主要關鍵部位上的權重分佈。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TBBK | Bancorp Inc/the | 股票-其他 | 11.74% | -0.77% | -0.18% | |
| 2 | KRE | Ss Spdr S&p Regional Bank | ETF-其他 | 8.00% | -2.15% | -22.45% | |
| 3 | WTFC | Wintrust Financial CORP | 股票-金融 | 4.56% | +0.16% | -0.18% | |
| 4 | CASH | Pathward Financial Inc | 股票-其他 | 3.74% | -0.59% | -0.20% | |
| 5 | ESQ | Esquire Financial Holdings I | 股票-其他 | 3.73% | -0.75% | -0.28% | |
| 6 | BANF | Bancfirst CORP | 股票-其他 | 3.17% | -0.23% | -0.31% | |
| 7 | SPFI | South Plains Financial Inc | 股票-其他 | 3.02% | -0.27% | +2.97% | |
| 8 | SYBT | Stock Yards Bancorp Inc | 股票-其他 | 3.02% | +0.09% | -23.87% | |
| 9 | CCB | Coastal Financial Corp/wa | 股票-其他 | 3.02% | -0.19% | -0.31% | |
| 10 | HBT | Hbt Financial Inc/de | 股票-其他 | 3.00% | -1.12% | EXIT | |
| 11 | ✓ | CommerceWest Bank | 股票-其他 | 2.94% | -0.76% | — | |
| 12 | LKFN | Lakeland Financial CORP | 股票-其他 | 2.64% | -0.55% | -0.30% | |
| 13 | FRME | First Merchants CORP | 股票-其他 | 2.61% | -1.16% | -0.33% | |
| 14 | NRIM | Northrim Bancorp Inc | 股票-其他 | 2.50% | +0.18% | +300.00% | |
| 15 | UNTY | Unity Bancorp Inc | 股票-其他 | 2.44% | -0.47% | — | |
| 16 | FFIN | First Finl Bankshares Inc | 股票-金融 | 2.43% | +0.11% | -0.33% | |
| 17 | VBNK | Versabank | 股票-其他 | 2.35% | +0.55% | — | |
| 18 | FBIZ | First Business Financial Ser | 股票-其他 | 2.22% | +0.12% | — | |
| 19 | GABC | German American Bancorp | 股票-其他 | 2.20% | +0.04% | -0.32% | |
| 20 | TOWN | Towne Bank | 股票-其他 | 2.06% | -0.25% | — | |
| 21 | FBK | Fb Financial CORP | 股票-其他 | 2.06% | -0.09% | -0.33% | |
| 22 | ✓ | Seacoast Bkg CORP Fl | 股票-其他 | 1.98% | -0.04% | +9.16% | |
| 23 | CNOB | Connectone Bancorp Inc | 股票-其他 | 1.95% | +0.25% | -0.32% | |
| 24 | MBWM | Mercantile Bank CORP | 股票-其他 | 1.95% | +0.04% | — | |
| 25 | BANR | Banner Corporation | 股票-其他 | 1.94% | -0.04% | -0.34% | |
| 26 | TCBX | Third Coast Bancshares Inc | 股票-其他 | 1.86% | -0.18% | — | |
| 27 | XHC | Heritage Commerce CORP | 股票-其他 | 1.81% | -2.32% | EXIT | |
| 28 | OBK | Origin Bancorp Inc | 股票-其他 | 1.74% | — | EXIT | |
| 29 | ✓ | Northeast Community Bancorp Inc | 股票-其他 | 1.73% | — | EXIT | |
| 30 | ORRF | Orrstown Finl Services Inc | 股票-其他 | 1.60% | +0.02% | — | |
| 31 | BWB | Bridgewater Bancshares Inc | 股票-其他 | 1.53% | +0.05% | — | |
| 32 | SRCE | 1st Source CORP | 股票-其他 | 1.48% | +0.09% | — | |
| 33 | PFS | Provident Financial Services | 股票-其他 | 1.28% | — | — | |
| 34 | MYFW | First Western Financial Inc | 股票-其他 | 1.22% | +0.22% | -0.29% | |
| 35 | BFC | Bank First CORP | 股票-其他 | 1.21% | -0.02% | — | |
| 36 | ✓ | 股票-其他 | 1.15% | — | — | ||
| 37 | NBHC | National Bank Hold-cl A | 股票-其他 | 0.97% | +0.01% | — | |
| 38 | FCCO | First Community CORP | 股票-其他 | 0.96% | +0.01% | — | |
| 39 | ✓ | 股票-其他 | 0.20% | +0.12% | — |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | TBBK | Bancorp Inc/the | +2.9% | -0.18% | 減碼 |
| 2 | ESQ | Esquire Financial Holdings I | +0.8% | -0.28% | 減碼 |
| 3 | WTFC | Wintrust Financial CORP | +0.5% | -0.18% | 減碼 |
| 4 | SPFI | South Plains Financial Inc | +0.3% | +2.97% | 加碼 |
| 5 | CCB | Coastal Financial Corp/wa | +0.3% | -0.31% | 減碼 |
| 6 | UNTY | Unity Bancorp Inc | +0.3% | — | 不變 |
| 7 | HBT | Hbt Financial Inc/de | +0.3% | +117.76% | 減碼 |
| 8 | NRIM | Northrim Bancorp Inc | +0.3% | +300.00% | 加碼 |
| 9 | VBNK | Versabank | +0.3% | — | 不變 |
| 10 | BWB | Bridgewater Bancshares Inc | +0.3% | — | 不變 |
| 11 | FBK | Fb Financial CORP | +0.2% | -0.33% | 減碼 |
| 12 | BANF | Bancfirst CORP | +0.2% | -0.31% | 減碼 |
| 13 | BFC | Bank First CORP | +0.2% | — | 不變 |
| 14 | TCBX | Third Coast Bancshares Inc | +0.1% | — | 不變 |
| 15 | MYFW | First Western Financial Inc | +0.1% | -0.29% | 減碼 |
| 16 | FBIZ | First Business Financial Ser | +0.1% | — | 不變 |
| 17 | LKFN | Lakeland Financial CORP | 0% | -0.30% | 減碼 |
| 18 | MBWM | Mercantile Bank CORP | 0% | — | 不變 |
| 19 | ✓ | CommerceWest Bank | 0% | — | 不變 |
| 20 | SRCE | 1st Source CORP | 0% | — | 不變 |
| 21 | GABC | German American Bancorp | -0.1% | -0.32% | 減碼 |
| 22 | XHC | Heritage Commerce CORP | -0.1% | -0.33% | 減碼 |
| 23 | TOWN | Towne Bank | -0.1% | — | 不變 |
| 24 | BANR | Banner Corporation | -0.1% | -0.34% | 減碼 |
| 25 | CNOB | Connectone Bancorp Inc | -0.1% | -0.32% | 減碼 |
| 26 | OBK | Origin Bancorp Inc | -0.1% | -0.27% | 減碼 |
| 27 | CASH | Pathward Financial Inc | -0.2% | -0.20% | 減碼 |
| 28 | ✓ | -0.3% | — | 不變 | |
| 29 | NBHC | National Bank Hold-cl A | -0.3% | — | 減碼 |
| 30 | FFIN | First Finl Bankshares Inc | -0.3% | -0.33% | 減碼 |
| 31 | FRME | First Merchants CORP | -0.4% | -0.33% | 減碼 |
| 32 | ✓ | Seacoast Bkg CORP Fl | -0.5% | +9.16% | 減碼 |
| 33 | ✓ | Northeast Community Bancorp Inc | -0.5% | — | 減碼 |
| 34 | SYBT | Stock Yards Bancorp Inc | -1.2% | -23.87% | 減碼 |
| 35 | KRE | Ss Spdr S&p Regional Bank | -1.7% | -22.45% | 減碼 |
| 36 | FMNB | Farmers Natl Banc CORP | — | EXIT | 清倉 |
| 37 | ORRF | Orrstown Finl Services Inc | — | NEW | 新建倉 |
| 38 | PFS | Provident Financial Services | — | NEW | 新建倉 |
| 39 | MBIN | Merchants Bancorp/in | — | EXIT | 清倉 |
| 40 | LF2 | Pacific Premier Bancorp Inc | — | EXIT | 清倉 |
| 41 | BUSE | First Busey CORP | — | EXIT | 清倉 |
| 42 | FCCO | First Community CORP | — | NEW | 新建倉 |
| 43 | ✓ | — | NEW | 新建倉 |
根據 SEC 官方 Form 13F 申報備案，Rosenthal | Henry Capital Advisors, Inc. 在 Q3 2025 季度的美股持倉總市值約為 US$1.1億，共申報了 39 個公開持股部位。
在 Q3 2025 季度，Rosenthal | Henry Capital Advisors, Inc. 按市值排列的前三大核心持股分別為：TBBK (11.7%)、KRE (8.0%)、WTFC (4.6%)。其中最大持股部位 TBBK 佔據整體投資組合約 11.7% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
ORRF
市值: US$166.8萬
本季最大獲利了結 / 清倉標的
FMNB
前期市值: US$180.0萬
在 Q3 2025 季度中，Rosenthal | Henry Capital Advisors, Inc. 共進行了 32 項持倉異動，包含新建倉 4 個部位、加碼 2 個部位、減碼 22 個部位以及清倉 4 個部位。 其中最大新建倉標的為 ORRF。 本季清倉部位包含 FMNB。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。