13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001541625
申報總市值
US$68.9億
US$68.9億
1417 檔
10.1%
截至 Q1 2026 季度末，Prospera Financial Services Inc 的美股持倉估值約為 US$68.9億，全數申報部位共有 1417 檔。
Q1 2026 的申報記錄反映 Prospera Financial Services Inc 的板塊替換策略：機構本季推動了 110 筆增持與 90 筆減持，籌碼呈現明顯的結構重組。
整體而言，Prospera Financial Services Inc 的前 5 大持股（包含 AAPL, NVDA, MSFT）貢獻了組合市值的 10.1%，形成該機構在 Q1 2026 季度的基本面基石。
僅顯示前 200 大持股（共 1417 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc | 股票-科技 | 3.51% | +0.04% | +1.67% | |
| 2 | NVDA | Nvidia CORP | 股票-科技 | 3.15% | +0.24% | -4.00% | |
| 3 | MSFT | Microsoft CORP | 股票-科技 | 1.74% | -0.13% | +6.18% | |
| 4 | AMZN | Amazon.com Inc | 股票-循環性消費 | 1.52% | +0.05% | +6.71% | |
| 5 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 1.33% | +0.09% | -0.29% | |
| 6 | QQQ | Invesco Qqq Trust Series 1 | ETF-科技型 | 1.30% | +0.11% | -9.17% | |
| 7 | RDVY | First Trust Rising Dividend | ETF-其他 | 1.29% | +0.01% | +5.13% | |
| 8 | XOM | Exxon Mobil CORP | 股票-能源 | 1.13% | -0.32% | -0.96% | |
| 9 | JPM | Jpmorgan Chase & Co | 股票-金融 | 1.10% | -0.01% | -0.54% | |
| 10 | HON | Honeywell International Inc | 股票-工業 | 1.10% | -1.10% | EXIT | |
| 11 | GOOG | Alphabet Inc-cl C | 股票-通訊服務 | 1.09% | +0.15% | -4.94% | |
| 12 | CAT | Caterpillar Inc | 股票-工業 | 1.09% | +0.42% | +7.91% | |
| 13 | AVGO | Broadcom Inc | 股票-科技 | 1.09% | +0.05% | +3.83% | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 1.08% | -0.13% | -9.52% | |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股與成長 | 0.98% | +0.10% | -5.57% | |
| 16 | CGGR | Cap Group Growth Equity | ETF-其他 | 0.93% | +0.03% | +10.16% | |
| 17 | WMT | Walmart Inc | 股票-非循環性消費 | 0.86% | -0.14% | -1.12% | |
| 18 | IVV | Ishares Core S&p 500 ETF | ETF-大型股與成長 | 0.84% | +0.07% | -0.66% | |
| 19 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 0.80% | -0.08% | +12.14% | |
| 20 | CGDV | Cap Group Dividend Value | ETF-其他 | 0.80% | +0.09% | +4.23% | |
| 21 | NFLX | Netflix Inc | 股票-通訊服務 | 0.75% | -0.26% | +67.46% | |
| 22 | GLD | Spdr Gold Shares | ETF-避險與商品 | 0.72% | -0.19% | -6.29% | |
| 23 | LLY | Eli Lilly & Co | 股票-醫療保健 | 0.71% | +0.11% | -11.55% | |
| 24 | JNJ | Johnson & Johnson | 股票-醫療保健 | 0.69% | -0.04% | +89.73% | |
| 25 | IWD | Ishares Russell 1000 Value E | ETF-其他 | 0.62% | -0.03% | -2.36% | |
| 26 | FV | First Trust Dw Focus 5 Fund | ETF-其他 | 0.61% | +0.05% | -10.79% | |
| 27 | PG | Procter & Gamble Co/the | 股票-非循環性消費 | 0.58% | -0.06% | -1.89% | |
| 28 | EPD | Enterprise Products Partners | 股票-能源 | 0.57% | -0.07% | -2.71% | |
| 29 | MU | Micron Technology Inc | 股票-科技 | 0.56% | +0.26% | +0.30% | |
| 30 | VOO | Vanguard S&p 500 ETF | ETF-大型股與成長 | 0.55% | +0.02% | +5.87% | |
| 31 | SDVY | First Trust Smid Cap Rising | ETF-其他 | 0.54% | -0.04% | +14.45% | |
| 32 | PSLV | Sprott Physical Silver Trust | 股票-其他 | 0.53% | -0.16% | -11.96% | |
| 33 | VUG | Vanguard Growth ETF | ETF-其他 | 0.50% | — | -4.03% | |
| 34 | CVX | Chevron CORP | 股票-能源 | 0.50% | -0.15% | -1.93% | |
| 35 | PLTR | Palantir Technologies Inc-a | 股票-科技 | 0.47% | -0.14% | -12.37% | |
| 36 | FVD | First Trust Value Line Dvd | ETF-其他 | 0.47% | -0.05% | -1.93% | |
| 37 | V | Visa Inc-class A Shares | 股票-金融 | 0.46% | +0.01% | +3.08% | |
| 38 | BX | Blackstone Inc | 股票-金融 | 0.46% | -0.03% | +4.88% | |
| 39 | SSUS | Day Hagan Smart Sector ETF | ETF-其他 | 0.46% | -0.10% | -10.87% | |
| 40 | VTV | Vanguard Value ETF | ETF-其他 | 0.43% | — | +5.07% | |
| 41 | FPE | Ft-preferred Secur & Inc ETF | ETF-其他 | 0.43% | -0.06% | -1.60% | |
| 42 | LMBS | First Trust Low Duration Opp | ETF-其他 | 0.43% | -0.05% | +23.50% | |
| 43 | COST | Costco Wholesale CORP | 股票-非循環性消費 | 0.42% | -0.07% | -1.89% | |
| 44 | JEPI | Jpmorgan Equity Premium Inco | ETF-其他 | 0.42% | -0.07% | +1.01% | |
| 45 | FTCB | Ft Core Investment Grade ETF | ETF-投資等級公司債 | 0.42% | -0.13% | +16.02% | |
| 46 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-其他 | 0.41% | -0.12% | +3.82% | |
| 47 | VTI | Vanguard Total Stock Mkt ETF | ETF-其他 | 0.41% | +0.04% | -11.11% | |
| 48 | ADI | Analog Devices Inc | 股票-科技 | 0.40% | +0.06% | +68.97% | |
| 49 | GDX | Vaneck Gold Miners ETF | ETF-避險與商品 | 0.40% | -0.18% | -9.33% | |
| 50 | AMAT | Applied Materials Inc | 股票-科技 | 0.40% | +0.34% | +35.28% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | JNJ | Johnson & Johnson | +0.4% | +89.73% | 加碼 |
| 2 | XOM | Exxon Mobil CORP | +0.3% | -0.96% | 減碼 |
| 3 | NFLX | Netflix Inc | +0.3% | +67.46% | 加碼 |
| 4 | CAT | Caterpillar Inc | +0.3% | +7.91% | 加碼 |
| 5 | IEZ | Ishares U.s. Oil Equipment & | +0.2% | +502.96% | 加碼 |
| 6 | ADI | Analog Devices Inc | +0.2% | +68.97% | 加碼 |
| 7 | SOXX | Ishares Semiconductor ETF | +0.2% | +786.48% | 加碼 |
| 8 | WDC | Western Digital CORP | +0.2% | +121.74% | 加碼 |
| 9 | AMAT | Applied Materials Inc | +0.2% | +35.28% | 加碼 |
| 10 | GSG | Ishares S&p Gsci Commodity I | +0.2% | +453.48% | 加碼 |
| 11 | ROST | Ross Stores Inc | +0.2% | +2665.09% | 加碼 |
| 12 | VCSH | Vanguard S/t CORP Bond ETF | +0.2% | +111.77% | 加碼 |
| 13 | HON | Honeywell International Inc | +0.1% | +0.04% | 加碼 |
| 14 | LRCX | Lam Research CORP | +0.1% | +42.02% | 加碼 |
| 15 | CVX | Chevron CORP | +0.1% | -1.93% | 減碼 |
| 16 | JPST | Jpmorgan Ultra-short Income | +0.1% | +76.99% | 加碼 |
| 17 | ASML | ASML Holding N.V. | +0.1% | +93.60% | 加碼 |
| 18 | STX | Seagate Technology Holdings plc | +0.1% | +584.35% | 加碼 |
| 19 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.1% | +822.43% | 加碼 |
| 20 | FRDM | Freedom 100 Emeging Mrkt ETF | +0.1% | +361.27% | 加碼 |
| 21 | GEV | GE Vernova Inc | +0.1% | +139.73% | 加碼 |
| 22 | XLE | Ss Energy Select Sector | +0.1% | +103.82% | 加碼 |
| 23 | TPL | Texas Pacific Land CORP | +0.1% | +48.20% | 加碼 |
| 24 | ILDR | First Trust Innovation Leade | +0.1% | +462.67% | 加碼 |
| 25 | IJJ | Ishares S&p Mid-cap 400 Valu | +0.1% | +589.85% | 加碼 |
| 26 | MU | Micron Technology Inc | +0.1% | +0.30% | 加碼 |
| 27 | WBD | Warner Bros Discovery Inc | +0.1% | +46.64% | 加碼 |
| 28 | GLW | Corning Inc | +0.1% | +0.69% | 加碼 |
| 29 | IFV | First Trust Dw Focus 5 Intl | +0.1% | +209.37% | 加碼 |
| 30 | SDVY | First Trust Smid Cap Rising | +0.1% | +14.45% | 加碼 |
| 31 | LMBS | First Trust Low Duration Opp | +0.1% | +23.50% | 加碼 |
| 32 | CMI | Cummins Inc | +0.1% | +198.52% | 加碼 |
| 33 | ROKU | Roku Inc | +0.1% | +134.72% | 加碼 |
| 34 | IEMG | Ishares Core Msci Emerging | +0.1% | +109.51% | 加碼 |
| 35 | WMT | Walmart Inc | +0.1% | -1.12% | 減碼 |
| 36 | EPD | Enterprise Products Partners | +0.1% | -2.71% | 減碼 |
| 37 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +29.10% | 加碼 |
| 38 | FIX | Comfort Systems USA Inc | +0.1% | +697.95% | 加碼 |
| 39 | SLB | Slb LTD | +0.1% | +240.20% | 加碼 |
| 40 | MGC | Vanguard Mega Cap ETF | +0.1% | +130.74% | 加碼 |
| 41 | IOO | Ishares Global 100 ETF | +0.1% | +1031.08% | 加碼 |
| 42 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.1% | +747.34% | 加碼 |
| 43 | AVDV | Avantis Intl S/c Value ETF | +0.1% | +637.68% | 加碼 |
| 44 | COP | Conocophillips | +0.1% | -2.24% | 減碼 |
| 45 | INTC | Intel CORP | +0.1% | +16.94% | 加碼 |
| 46 | DG | Dollar General CORP | +0.1% | +466.63% | 加碼 |
| 47 | FTCB | Ft Core Investment Grade ETF | +0.1% | +16.02% | 加碼 |
| 48 | DFIV | Dimensional International Va | +0.1% | +650.32% | 加碼 |
| 49 | QDPL | Pacer Met US Lrg Cap Dvd 400 | +0.1% | +42.70% | 加碼 |
| 50 | ARM | Arm Holdings Plc-adr | +0.1% | +630.99% | 加碼 |
根據 SEC 官方 Form 13F 申報備案，Prospera Financial Services Inc 在 Q1 2026 季度的美股持倉總市值約為 US$68.9億，共申報了 1417 個公開持股部位。
在 Q1 2026 季度，Prospera Financial Services Inc 按市值排列的前三大核心持股分別為：AAPL (3.5%)、NVDA (3.1%)、MSFT (1.7%)。其中最大持股部位 AAPL 佔據整體投資組合約 3.5% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
AZN
市值: US$1093.2萬
本季最大獲利了結 / 清倉標的
IYC
前期市值: US$1224.6萬
在 Q1 2026 季度中，Prospera Financial Services Inc 共進行了 200 項持倉異動，包含新建倉 15 個部位、加碼 95 個部位、減碼 82 個部位以及清倉 8 個部位。 其中最大新建倉標的為 AZN。 本季清倉部位包含 IYC。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。