13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001780570
申報總市值
US$80.2億
US$80.2億
1235 檔
19.6%
根據最新整理的 13F 季度數據集，Ethic Inc. 於 Q1 2026 結束時的管理資產規模為 US$80.2億。該機構在本季度申報了 1235 檔美股持倉，呈現出該時期的主要投資地圖。
在 Q1 2026，Ethic Inc. 操作展現出積極擴展與加碼意向。本季共新建倉 18 個新部位，並對 97 個既有持股進行加碼（合計增持 115 檔），相較減碼與清倉部位顯著佔優。
整體而言，Ethic Inc. 的前 5 大持股（包含 NVDA, AAPL, GOOG）貢獻了組合市值的 19.6%，形成該機構在 Q1 2026 季度的基本面基石。
本季最大新建倉標的
UBER 0.875 12-01-28 2028
市值: US$1617.7萬
本季最大獲利了結 / 清倉標的
GOOGL
前期市值: US$1.9億
僅顯示前 200 大持股（共 1235 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | 股票-科技 | 6.69% | -0.11% | +1.53% | |
| 2 | AAPL | Apple Inc | 股票-科技 | 5.94% | -0.11% | +1.40% | |
| 3 | GOOG | Alphabet Inc-cl C | 股票-通訊服務 | 5.28% | -2.59% | +107.34% | |
| 4 | MSFT | Microsoft CORP | 股票-科技 | 4.14% | -0.46% | +1.39% | |
| 5 | AMZN | Amazon.com Inc | 股票-循環性消費 | 2.57% | -0.03% | +2.50% | |
| 6 | AVGO | Broadcom Inc | 股票-科技 | 1.74% | +0.16% | +0.43% | |
| 7 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 1.44% | -0.25% | +1.82% | |
| 8 | LLY | Eli Lilly & Co | 股票-醫療保健 | 1.22% | +0.14% | +3.51% | |
| 9 | TSLA | Tesla Inc | 股票-循環性消費 | 1.04% | -0.02% | +3.71% | |
| 10 | V | Visa Inc-class A Shares | 股票-金融 | 0.88% | — | +2.92% | |
| 11 | NFLX | Netflix Inc | 股票-通訊服務 | 0.77% | -0.30% | +5.16% | |
| 12 | MA | Mastercard Inc - A | 股票-金融 | 0.71% | -0.09% | +1.75% | |
| 13 | MU | Micron Technology Inc | 股票-科技 | 0.67% | +1.24% | -3.34% | |
| 14 | GS | Goldman Sachs Group Inc | 股票-金融 | 0.66% | -0.01% | +2.87% | |
| 15 | CSCO | Cisco Systems Inc | 股票-科技 | 0.63% | +0.17% | +2.99% | |
| 16 | CAT | Caterpillar Inc | 股票-工業 | 0.62% | +0.18% | -5.15% | |
| 17 | MRK | Merck & Co. Inc. | 股票-醫療保健 | 0.62% | -0.05% | +2.56% | |
| 18 | AMAT | Applied Materials Inc | 股票-科技 | 0.58% | +0.45% | -4.03% | |
| 19 | LRCX | Lam Research CORP | 股票-科技 | 0.58% | +0.36% | -6.33% | |
| 20 | HD | Home Depot Inc | 股票-循環性消費 | 0.52% | -0.05% | -3.12% | |
| 21 | MS | Morgan Stanley | 股票-金融 | 0.51% | +0.01% | +1.20% | |
| 22 | AMD | Advanced Micro Devices | 股票-科技 | 0.51% | +0.74% | +4.57% | |
| 23 | ORCL | Oracle CORP | 股票-科技 | 0.50% | -0.07% | +2.66% | |
| 24 | IBM | Intl Business Machines CORP | 股票-科技 | 0.48% | -0.02% | +0.26% | |
| 25 | T | At&t Inc | 股票-通訊服務 | 0.47% | -0.19% | -1.48% | |
| 26 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 0.46% | +0.14% | +1.72% | |
| 27 | VZ | Verizon Communications Inc | 股票-通訊服務 | 0.44% | -0.12% | +2.53% | |
| 28 | GEV | GE Vernova Inc | 股票-工業 | 0.44% | +0.05% | -2.68% | |
| 29 | TJX | Tjx Companies Inc | 股票-循環性消費 | 0.44% | -0.08% | +4.31% | |
| 30 | VOTE | Tcw Transform 500 ETF | ETF-其他 | 0.41% | -0.20% | -5.25% | |
| 31 | ASML | ASML Holding N.V. | 股票-科技 | 0.41% | +0.12% | +4.13% | |
| 32 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 0.40% | -0.05% | +3.39% | |
| 33 | JNJ | Johnson & Johnson | 股票-醫療保健 | 0.40% | -0.05% | +24.47% | |
| 34 | UNH | Unitedhealth Group Inc | 股票-醫療保健 | 0.40% | +0.14% | -0.85% | |
| 35 | KLAC | Kla CORP | 股票-科技 | 0.39% | +0.27% | +0.80% | |
| 36 | AXP | American Express Co | 股票-金融 | 0.39% | -0.03% | -2.03% | |
| 37 | JPM | Jpmorgan Chase & Co | 股票-金融 | 0.39% | -0.01% | +10.58% | |
| 38 | BNY | Bank Of New York Mellon CORP | 股票-金融 | 0.38% | -0.01% | +5.01% | |
| 39 | TMO | Thermo Fisher Scientific Inc | 股票-醫療保健 | 0.37% | -0.07% | -4.40% | |
| 40 | ABT | Abbott Laboratories | 股票-醫療保健 | 0.36% | -0.07% | +2.47% | |
| 41 | CB | Chubb Limited | 股票-金融 | 0.36% | -0.12% | +8.55% | |
| 42 | BAC | Bank Of America CORP | 股票-金融 | 0.36% | +0.01% | +2.33% | |
| 43 | PFE | Pfizer Inc | 股票-醫療保健 | 0.35% | -0.09% | +11.35% | |
| 44 | CRM | Salesforce Inc | 股票-科技 | 0.34% | -0.13% | +10.03% | |
| 45 | WELL | Welltower Inc | 股票-房地產 | 0.34% | -0.01% | -0.01% | |
| 46 | WMT | Walmart Inc | 股票-非循環性消費 | 0.34% | -0.10% | +10.02% | |
| 47 | DIS | Walt Disney Co/the | 股票-通訊服務 | 0.33% | -0.05% | +5.21% | |
| 48 | INTC | Intel CORP | 股票-科技 | 0.33% | +0.54% | +3.82% | |
| 49 | BKNG | Booking Holdings Inc | 股票-循環性消費 | 0.32% | -0.04% | -3.31% | |
| 50 | GLW | Corning Inc | 股票-科技 | 0.32% | +0.12% | -17.17% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | GOOG | Alphabet Inc-cl C | +2.6% | +107.34% | 加碼 |
| 2 | UBER 0.875 12-01-28 2028債券 | Uber Technologies Inc | +0.3% | NEW | 新建倉 |
| 3 | VEXC | Vanguard Emer Mark Ex-ch ETF | +0.2% | NEW | 新建倉 |
| 4 | JNJ | Johnson & Johnson | +0.1% | +24.47% | 加碼 |
| 5 | AMAT | Applied Materials Inc | +0.1% | -4.03% | 減碼 |
| 6 | WDC | Western Digital CORP | +0.1% | +43.38% | 加碼 |
| 7 | GEV | GE Vernova Inc | +0.1% | -2.68% | 減碼 |
| 8 | ESGD | Ishares Trust Ishares Esg Aw | +0.1% | NEW | 新建倉 |
| 9 | VZ | Verizon Communications Inc | +0.1% | +2.53% | 加碼 |
| 10 | CAT | Caterpillar Inc | +0.1% | -5.15% | 減碼 |
| 11 | ASML | ASML Holding N.V. | +0.1% | +4.13% | 加碼 |
| 12 | SO | Southern Co/the | +0.1% | +57.98% | 加碼 |
| 13 | XOM | Exxon Mobil CORP | +0.1% | +5.74% | 加碼 |
| 14 | MRK | Merck & Co. Inc. | +0.1% | +2.56% | 加碼 |
| 15 | MU | Micron Technology Inc | +0.1% | -3.34% | 減碼 |
| 16 | LRCX | Lam Research CORP | +0.1% | -6.33% | 減碼 |
| 17 | SNDK | Sandisk CORP | +0.1% | +20.73% | 加碼 |
| 18 | OKE | Oneok Inc | +0.1% | +60.66% | 加碼 |
| 19 | COST | Costco Wholesale CORP | +0.1% | +14.73% | 加碼 |
| 20 | GLW | Corning Inc | +0.1% | -17.17% | 減碼 |
| 21 | PFE | Pfizer Inc | +0.1% | +11.35% | 加碼 |
| 22 | VRT | Vertiv Holdings Co-a | +0.1% | -0.20% | 減碼 |
| 23 | KLAC | Kla CORP | +0.1% | +0.80% | 加碼 |
| 24 | CTVA | Corteva Inc | +0.1% | +35.90% | 加碼 |
| 25 | INTC | Intel CORP | +0.1% | +3.82% | 加碼 |
| 26 | WMT | Walmart Inc | +0.1% | +10.02% | 加碼 |
| 27 | T | At&t Inc | +0.1% | -1.48% | 減碼 |
| 28 | PWR | Quanta Services Inc | +0.1% | -0.08% | 減碼 |
| 29 | NFLX | Netflix Inc | +0.1% | +5.16% | 加碼 |
| 30 | MKC-V | Mccormick & Co Inc Vtg Com | +0.1% | NEW | 新建倉 |
| 31 | MCHP 7.5 03-15-28債券 | Microchip Technology Inc | +0.1% | NEW | 新建倉 |
| 32 | ED | Consolidated Edison Inc | +0.1% | +7.21% | 加碼 |
| 33 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +1.72% | 加碼 |
| 34 | DE | Deere & Co | +0.1% | +1.77% | 加碼 |
| 35 | WAB | Wabtec CORP | +0.1% | +15.33% | 加碼 |
| 36 | CL | Colgate-palmolive Co | +0.1% | +30.75% | 加碼 |
| 37 | KEYS | Keysight Technologies In | +0.1% | +38.04% | 加碼 |
| 38 | PEP | Pepsico Inc | +0.1% | +26.97% | 加碼 |
| 39 | EXC | Exelon CORP | +0.1% | +7.30% | 加碼 |
| 40 | EQIX | Equinix Inc | +0.1% | +18.05% | 加碼 |
| 41 | HAL | Halliburton Co | +0.1% | -5.54% | 減碼 |
| 42 | LNG | Cheniere Energy Inc | +0.1% | +29.09% | 加碼 |
| 43 | TAP-A | Molson Coors Beverage Co - A | +0.1% | NEW | 新建倉 |
| 44 | ETN | Eaton Corporation plc | +0.1% | +8.26% | 加碼 |
| 45 | NVS | Novartis Ag-sponsored Adr | +0.1% | +10.32% | 加碼 |
| 46 | HEI | Heico CORP | +0.1% | +1500.88% | 加碼 |
| 47 | STX | Seagate Technology Holdings plc | +0.1% | +6.59% | 加碼 |
| 48 | AMGN | Amgen Inc | +0.1% | +9.70% | 加碼 |
| 49 | CB | Chubb Limited | +0.1% | +8.55% | 加碼 |
| 50 | TXN | Texas Instruments Inc | +0.1% | +6.04% | 加碼 |
根據 SEC 官方 Form 13F 申報備案，Ethic Inc. 在 Q1 2026 季度的美股持倉總市值約為 US$80.2億，共申報了 1235 個公開持股部位。
在 Q1 2026 季度，Ethic Inc. 按市值排列的前三大核心持股分別為：NVDA (6.7%)、AAPL (5.9%)、GOOG (5.3%)。其中最大持股部位 NVDA 佔據整體投資組合約 6.7% 的權重。
在 Q1 2026 季度中，Ethic Inc. 共進行了 200 項持倉異動，包含新建倉 18 個部位、加碼 97 個部位、減碼 65 個部位以及清倉 20 個部位。 其中最大新建倉標的為 UBER 0.875 12-01-28 2028。 本季清倉部位包含 GOOGL。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。