13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001610769
申報總市值
US$52.2億
US$52.2億
1121 檔
15.5%
Caprock Group, LLC 在 Q3 2025 季度的美股部位總計估值為 US$52.2億，分散於 1121 個持倉標的之中，反映其市場參與廣度與投資規模。
Caprock Group, LLC 於 Q3 2025 展現出進攻型調倉步調，本季推動了 27 檔股票的新建倉與 129 檔既有部位加碼，整體資金傾向擴大在美股市場的曝險佈局。
從部位權重觀察，前 5 大標的（包含 VTI, NVDA, MSFT）累計市值佔比達 15.5%，是驅動 Caprock Group, LLC 該季度整體投資組合績效表現的核心支柱。
本季最大新建倉標的
LQDA
市值: US$4517.6萬
本季最大獲利了結 / 清倉標的
OEF
前期市值: US$680.4萬
僅顯示前 200 大持股（共 1121 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-其他 | 6.89% | -0.65% | +1.12% | |
| 2 | NVDA | Nvidia CORP | 股票-科技 | 3.49% | -0.31% | +9.16% | |
| 3 | MSFT | Microsoft CORP | 股票-科技 | 3.43% | +1.98% | NEW | |
| 4 | AAPL | Apple Inc | 股票-科技 | 3.09% | -0.36% | +13.23% | |
| 5 | VOO | Vanguard S&p 500 ETF | ETF-大型股與成長 | 3.02% | -0.22% | +5.49% | |
| 6 | AMZN | Amazon.com Inc | 股票-循環性消費 | 1.91% | -0.17% | +6.14% | |
| 7 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 1.53% | -0.49% | +0.53% | |
| 8 | VXUS | Vanguard Total Intl Stock | ETF-其他 | 1.43% | -0.21% | +36.90% | |
| 9 | SCHB | Schwab US Broad Market ETF | ETF-其他 | 1.35% | -0.11% | -0.11% | |
| 10 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 1.18% | -0.09% | +7.72% | |
| 11 | GOOG | Alphabet Inc-cl C | 股票-通訊服務 | 1.15% | -0.08% | +6.42% | |
| 12 | IWV | Ishares Russell 3000 ETF | ETF-其他 | 1.15% | -0.12% | +14.80% | |
| 13 | LLY | Eli Lilly & Co | 股票-醫療保健 | 1.12% | +0.07% | -8.07% | |
| 14 | LQDA | Liquidia CORP | 股票-其他 | 1.11% | +0.90% | — | |
| 15 | AVGO | Broadcom Inc | 股票-科技 | 1.04% | -0.03% | +4.45% | |
| 16 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股與成長 | 1.02% | -0.08% | -33.53% | |
| 17 | ELS | Equity Lifestyle Properties | 股票-房地產 | 0.99% | -0.28% | -4.17% | |
| 18 | ITOT | Ishares Core S&p Total U.s. | ETF-其他 | 0.97% | -0.08% | +0.80% | |
| 19 | RBLX | Roblox CORP -class A | 股票-通訊服務 | 0.91% | -0.11% | -8.34% | |
| 20 | VWO | Vanguard Ftse Emerging Marke | ETF-新興市場 | 0.86% | -0.09% | +4.70% | |
| 21 | VEU | Vanguard Ftse All-world Ex-u | ETF-其他 | 0.84% | -0.13% | +2.02% | |
| 22 | QQQ | Invesco Qqq Trust Series 1 | ETF-科技型 | 0.81% | +0.91% | NEW | |
| 23 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 0.80% | -0.13% | +2.62% | |
| 24 | NFLX | Netflix Inc | 股票-通訊服務 | 0.75% | -0.20% | +7.18% | |
| 25 | PLTR | Palantir Technologies Inc-a | 股票-科技 | 0.74% | -0.27% | +1.22% | |
| 26 | JPM | Jpmorgan Chase & Co | 股票-金融 | 0.68% | -0.06% | +5.18% | |
| 27 | V | Visa Inc-class A Shares | 股票-金融 | 0.68% | -0.05% | +1.99% | |
| 28 | ACN | Accenture plc | 股票-科技 | 0.63% | -0.19% | -0.40% | |
| 29 | VEA | Vanguard Ftse Developed ETF | ETF-其他 | 0.59% | +0.78% | NEW | |
| 30 | TSLA | Tesla Inc | 股票-循環性消費 | 0.54% | -0.03% | +6.60% | |
| 31 | GS | Goldman Sachs Group Inc | 股票-金融 | 0.53% | -0.01% | +4.05% | |
| 32 | GE | General Electric | 股票-工業 | 0.51% | +0.03% | +1.14% | |
| 33 | AEM | Agnico Eagle Mines LTD | 股票-原物料 | 0.50% | -0.30% | +2.51% | |
| 34 | ORCL | Oracle CORP | 股票-科技 | 0.50% | -0.06% | +2.28% | |
| 35 | ESGV | Vanguard Esg US Stock ETF | ETF-其他 | 0.45% | -0.02% | +6.58% | |
| 36 | IEFA | Ishares Core Msci Eafe ETF | ETF-其他 | 0.45% | +0.01% | +2.93% | |
| 37 | HD | Home Depot Inc | 股票-循環性消費 | 0.44% | -0.06% | +4.32% | |
| 38 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 0.44% | +0.23% | +4.80% | |
| 39 | MA | Mastercard Inc - A | 股票-金融 | 0.44% | -0.07% | -5.23% | |
| 40 | VO | Vanguard Mid-cap ETF | ETF-其他 | 0.41% | -0.04% | -0.50% | |
| 41 | PWR | Quanta Services Inc | 股票-工業 | 0.39% | +0.57% | NEW | |
| 42 | AGI | Alamos Gold Inc-class A | 股票-原物料 | 0.38% | -0.30% | -1.75% | |
| 43 | IVV | Ishares Core S&p 500 ETF | ETF-大型股與成長 | 0.37% | — | +0.53% | |
| 44 | SKYH | Sky Harbour Group CORP | 股票-其他 | 0.37% | -0.07% | -3.54% | |
| 45 | COST | Costco Wholesale CORP | 股票-非循環性消費 | 0.37% | -0.10% | -48.30% | |
| 46 | JNJ | Johnson & Johnson | 股票-醫療保健 | 0.35% | -0.09% | +7.16% | |
| 47 | EFA | Ishares Msci Eafe ETF | ETF-其他 | 0.34% | +0.38% | NEW | |
| 48 | GEV | GE Vernova Inc | 股票-工業 | 0.34% | +0.02% | +17.42% | |
| 49 | WMT | Walmart Inc | 股票-非循環性消費 | 0.33% | +0.34% | NEW | |
| 50 | QUAL | Ishares Msci USA Quality Fac | ETF-其他 | 0.33% | -0.02% | +7.67% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +1% | +9.16% | 加碼 |
| 2 | MSFT | Microsoft CORP | +0.7% | +15.55% | 加碼 |
| 3 | AVGO | Broadcom Inc | +0.3% | +4.45% | 加碼 |
| 4 | RBLX | Roblox CORP -class A | +0.3% | -8.34% | 減碼 |
| 5 | VXUS | Vanguard Total Intl Stock | +0.3% | +36.90% | 加碼 |
| 6 | PLTR | Palantir Technologies Inc-a | +0.3% | +1.22% | 加碼 |
| 7 | GOOGL | Alphabet Inc-cl A | +0.2% | +7.72% | 加碼 |
| 8 | GOOG | Alphabet Inc-cl C | +0.2% | +6.42% | 加碼 |
| 9 | GEV | GE Vernova Inc | +0.2% | +17.42% | 加碼 |
| 10 | OKLO | Oklo Inc | +0.2% | +0.05% | 加碼 |
| 11 | HOOD | Robinhood Markets Inc - A | +0.1% | +7.69% | 加碼 |
| 12 | ORCL | Oracle CORP | +0.1% | +2.28% | 加碼 |
| 13 | ANET | Arista Networks Inc | +0.1% | +50.65% | 加碼 |
| 14 | DUK | Duke Energy CORP | +0.1% | +225.08% | 加碼 |
| 15 | IWV | Ishares Russell 3000 ETF | +0.1% | +14.80% | 加碼 |
| 16 | NFLX | Netflix Inc | +0.1% | +7.18% | 加碼 |
| 17 | JBL | Jabil Inc | +0.1% | +80.08% | 加碼 |
| 18 | GS | Goldman Sachs Group Inc | +0.1% | +4.05% | 加碼 |
| 19 | PWR | Quanta Services Inc | +0.1% | +0.83% | 加碼 |
| 20 | C | Citigroup Inc | +0.1% | +20.34% | 加碼 |
| 21 | COF | Capital One Financial CORP | +0.1% | +62.76% | 加碼 |
| 22 | AMZN | Amazon.com Inc | +0.1% | +6.14% | 加碼 |
| 23 | META | Meta Platforms Inc-class A | +0.1% | +0.53% | 加碼 |
| 24 | GE | General Electric | +0.1% | +1.14% | 加碼 |
| 25 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +4.80% | 加碼 |
| 26 | COIN | Coinbase Global Inc -class A | +0.1% | +13.95% | 加碼 |
| 27 | ULTA | Ulta Beauty Inc | +0.1% | +60.07% | 加碼 |
| 28 | CDNS | Cadence Design Sys Inc | +0.1% | +75.56% | 加碼 |
| 29 | TPR | Tapestry Inc | +0.1% | +194.05% | 加碼 |
| 30 | LDOS | Leidos Holdings Inc | +0.1% | +119.41% | 加碼 |
| 31 | CRI | Carter's Inc | +0.1% | +510.78% | 加碼 |
| 32 | CCL1EUR | Carnival CORP LTD | +0.1% | +541.23% | 加碼 |
| 33 | VEA | Vanguard Ftse Developed ETF | +0.1% | +16.22% | 加碼 |
| 34 | TSLA | Tesla Inc | +0.1% | +6.60% | 加碼 |
| 35 | AEM | Agnico Eagle Mines LTD | +0.1% | +2.51% | 加碼 |
| 36 | SYF | Synchrony Financial | +0.1% | +34.60% | 加碼 |
| 37 | IDXX | Idexx Laboratories Inc | +0.1% | +34.00% | 加碼 |
| 38 | NEM | Newmont CORP | +0.1% | +26.49% | 加碼 |
| 39 | APH | Amphenol Corp-cl A | +0.1% | +41.82% | 加碼 |
| 40 | FIVE | Five Below | +0.1% | +316.84% | 加碼 |
| 41 | UAL | United Airlines Holdings Inc | +0.1% | +128.83% | 加碼 |
| 42 | HUM | Humana Inc | +0.1% | +368.88% | 加碼 |
| 43 | INTU | Intuit Inc | 0% | +43.89% | 加碼 |
| 44 | AMD | Advanced Micro Devices | 0% | +17.94% | 加碼 |
| 45 | SOFI | Sofi Technologies Inc | 0% | -21.34% | 減碼 |
| 46 | URI | United Rentals Inc | 0% | +8.21% | 加碼 |
| 47 | PFE | Pfizer Inc | 0% | +61.99% | 加碼 |
| 48 | JEPI | Jpmorgan Equity Premium Inco | 0% | +296.14% | 加碼 |
| 49 | DDOG | Datadog Inc - Class A | 0% | +478.64% | 加碼 |
| 50 | MNST | Monster Beverage CORP | 0% | +121.34% | 加碼 |
根據 SEC 官方 Form 13F 申報備案，Caprock Group, LLC 在 Q3 2025 季度的美股持倉總市值約為 US$52.2億，共申報了 1121 個公開持股部位。
在 Q3 2025 季度，Caprock Group, LLC 按市值排列的前三大核心持股分別為：VTI (6.9%)、NVDA (3.5%)、MSFT (3.4%)。其中最大持股部位 VTI 佔據整體投資組合約 6.9% 的權重。
在 Q3 2025 季度中，Caprock Group, LLC 共進行了 199 項持倉異動，包含新建倉 27 個部位、加碼 129 個部位、減碼 37 個部位以及清倉 6 個部位。 其中最大新建倉標的為 LQDA。 本季清倉部位包含 OEF。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。