13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001454937
申報總市值
US$1.4億
US$1.4億
35 檔
73.9%
AEGON USA Investment Management, LLC 在 Q3 2024 季度的美股部位總計估值為 US$1.4億，分散於 35 個持倉標的之中，反映其市場參與廣度與投資規模。
數據顯示 AEGON USA Investment Management, LLC 於 Q3 2024 季度持續回收資金，對 11 個既有部位進行裁減並清倉 8 個標的，組合整體流動性比重有所上升。
從部位權重觀察，前 5 大標的（包含 VTI, WFC 7.5 PERP L, BAC 7.25 PERP L）累計市值佔比達 73.9%，是驅動 AEGON USA Investment Management, LLC 該季度整體投資組合績效表現的核心支柱。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-其他 | 66.52% | +2.53% | -0.73% | |
| 2 | WFC 7.5 PERP L債券 | Wells Fargo & Company | 債券 | 3.87% | -0.20% | -10.55% | |
| 3 | BAC 7.25 PERP L債券 | Bank Of America CORP | 債券 | 3.02% | -0.08% | -23.09% | |
| 4 | BND | Vanguard Total Bond Market | ETF-其他 | 2.51% | -0.24% | -1.69% | |
| 5 | NEE 6.926 09-01-25債券 | Nextera Energy Inc | 債券 | 2.00% | — | -5.44% | |
| 6 | SO 3.875 12-15-25債券 | Southern Co | 債券 | 1.90% | — | — | |
| 7 | F 0 03-15-26債券 | Ford Motor Company | 債券 | 1.73% | — | -8.75% | |
| 8 | BKNG 0.75 05-01-25債券 | Booking Holdings Inc | 債券 | 1.58% | — | — | |
| 9 | SRLN | Ss Blackstone Sr Loan ETF | ETF-其他 | 1.49% | -0.07% | -4.04% | |
| 10 | APO 6.75 07-31-26債券 | Apollo Global Management | 債券 | 1.48% | -0.06% | -10.94% | |
| 11 | DUK 4.125 04-15-26債券 | Duke Energy CORP | 債券 | 1.41% | -1.24% | EXIT | |
| 12 | LUV 1.25 05-01-25債券 | Southwest Airlines Co | 債券 | 1.38% | — | — | |
| 13 | BKLN | Invesco Senior Loan ETF | ETF-其他 | 1.13% | +0.16% | -8.55% | |
| 14 | VTR 3.75 06-01-26債券 | Ventas Realty LP | 債券 | 0.90% | -0.89% | EXIT | |
| 15 | PPL 2.875 03-15-28債券 | Ppl Capital Funding Inc | 債券 | 0.90% | -0.12% | — | |
| 16 | CNP 4.25 08-15-26債券 | Centerpoint Energy Inc | 債券 | 0.86% | -0.08% | — | |
| 17 | EXPE 0 02-15-26債券 | Expedia Group Inc | 債券 | 0.82% | — | — | |
| 18 | HFRO | Highland Opport & Income | 股票-其他 | 0.76% | -0.11% | +12.54% | |
| 19 | CMS 3.375 05-01-28債券 | Cms Energy CORP | 債券 | 0.73% | -0.08% | — | |
| 20 | VGSH | Vanguard Short-term Treasury | ETF-政府公債 | 0.60% | -0.06% | +18.22% | |
| 21 | LNT 3.875 03-15-26債券 | Alliant Energy CORP | 債券 | 0.59% | — | — | |
| 22 | CBL | Cbl & Associates Properties | 股票-其他 | 0.53% | — | -42.94% | |
| 23 | EEFT 0.75 03-15-49債券 | Euronet Worldwide Inc | 債券 | 0.44% | — | — | |
| 24 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-非投資等級債 | 0.34% | -0.03% | +48.94% | |
| 25 | NEE 7.299 06-01-27債券 | Nextera Energy Inc | 債券 | 0.34% | -0.04% | — | |
| 26 | SPHQ | Invesco S&p 500 Quality ETF | ETF-大型股與成長 | 0.29% | -0.01% | — | |
| 27 | VUG | Vanguard Growth ETF | ETF-其他 | 0.29% | -0.06% | — | |
| 28 | CCO | Clear Channel Outdoor Holdin | 股票-其他 | 0.26% | -0.01% | +39.73% | |
| 29 | ETB | Eaton Vance T/m Buy-wrt Inc | 股票-其他 | 0.24% | — | — | |
| 30 | FCT | First Trust Snr Fl Rt Inc Ii | 股票-其他 | 0.23% | — | — | |
| 31 | HIX | Western Asset High Inc Ii | 股票-其他 | 0.21% | -0.02% | — | |
| 32 | IHRT | Iheartmedia Inc - Class A | 股票-其他 | 0.20% | -0.03% | -31.00% | |
| 33 | GTN | Gray Media Inc | 股票-其他 | 0.17% | — | — | |
| 34 | PSEC 6.375 03-01-25債券 | Prospect Capital CORP | 債券 | 0.16% | — | — | |
| 35 | NMFC 7.5 10-15-25債券 | New Mountain Finance Cor | 債券 | 0.12% | — | — |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | DUK 4.125 04-15-26債券 | Duke Energy CORP | +1.4% | NEW | 新建倉 |
| 2 | VTR 3.75 06-01-26債券 | Ventas Realty LP | +0.9% | NEW | 新建倉 |
| 3 | CNP 4.25 08-15-26債券 | Centerpoint Energy Inc | +0.9% | NEW | 新建倉 |
| 4 | CMS 3.375 05-01-28債券 | Cms Energy CORP | +0.7% | NEW | 新建倉 |
| 5 | NEE 7.299 06-01-27債券 | Nextera Energy Inc | +0.3% | NEW | 新建倉 |
| 6 | SPHQ | Invesco S&p 500 Quality ETF | +0.3% | NEW | 新建倉 |
| 7 | VUG | Vanguard Growth ETF | +0.3% | NEW | 新建倉 |
| 8 | GTN | Gray Media Inc | +0.2% | NEW | 新建倉 |
| 9 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +0.1% | +48.94% | 加碼 |
| 10 | CCO | Clear Channel Outdoor Holdin | +0.1% | +39.73% | 加碼 |
| 11 | VGSH | Vanguard Short-term Treasury | +0.1% | +18.22% | 加碼 |
| 12 | SO 3.875 12-15-25債券 | Southern Co | +0.1% | — | 不變 |
| 13 | PPL 2.875 03-15-28債券 | Ppl Capital Funding Inc | +0.1% | — | 不變 |
| 14 | HFRO | Highland Opport & Income | 0% | +12.54% | 加碼 |
| 15 | IHRT | Iheartmedia Inc - Class A | 0% | -31.00% | 減碼 |
| 16 | NEE 6.926 09-01-25債券 | Nextera Energy Inc | 0% | -5.44% | 減碼 |
| 17 | BKNG 0.75 05-01-25債券 | Booking Holdings Inc | 0% | — | 不變 |
| 18 | LNT 3.875 03-15-26債券 | Alliant Energy CORP | 0% | — | 不變 |
| 19 | HIX | Western Asset High Inc Ii | — | — | 不變 |
| 20 | ETB | Eaton Vance T/m Buy-wrt Inc | — | — | 不變 |
| 21 | NMFC 7.5 10-15-25債券 | New Mountain Finance Cor | — | — | 不變 |
| 22 | EXPE 0 02-15-26債券 | Expedia Group Inc | 0% | — | 不變 |
| 23 | FCT | First Trust Snr Fl Rt Inc Ii | 0% | — | 不變 |
| 24 | EEFT 0.75 03-15-49債券 | Euronet Worldwide Inc | 0% | — | 不變 |
| 25 | PSEC 6.375 03-01-25債券 | Prospect Capital CORP | 0% | — | 不變 |
| 26 | LUV 1.25 05-01-25債券 | Southwest Airlines Co | -0.1% | — | 不變 |
| 27 | BND | Vanguard Total Bond Market | -0.1% | -1.69% | 減碼 |
| 28 | SRLN | Ss Blackstone Sr Loan ETF | -0.2% | -4.04% | 減碼 |
| 29 | XHNWX | Pioneer Diversified High | -0.2% | EXIT | 清倉 |
| 30 | BSV | Vanguard Short-term Bond ETF | -0.2% | EXIT | 清倉 |
| 31 | BKLN | Invesco Senior Loan ETF | -0.2% | -8.55% | 減碼 |
| 32 | SPSB | Ss Spdr P St C CORP ETF | -0.2% | EXIT | 清倉 |
| 33 | ISD | Pgim High Yield Bond Fund | -0.2% | EXIT | 清倉 |
| 34 | SMC | Summit Midstream Corporation | -0.2% | EXIT | 清倉 |
| 35 | APO 6.75 07-31-26債券 | Apollo Global Management | -0.2% | -10.94% | 減碼 |
| 36 | XXHYBXX | New America High Income Fund | -0.3% | EXIT | 清倉 |
| 37 | VCSH | Vanguard S/t CORP Bond ETF | -0.3% | EXIT | 清倉 |
| 38 | F 0 03-15-26債券 | Ford Motor Company | -0.3% | -8.75% | 減碼 |
| 39 | WFC 7.5 PERP L債券 | Wells Fargo & Company | -0.3% | -10.55% | 減碼 |
| 40 | CBL | Cbl & Associates Properties | -0.4% | -42.94% | 減碼 |
| 41 | RIV | Rivernorth Opportunities | -0.5% | EXIT | 清倉 |
| 42 | VTI | Vanguard Total Stock Mkt ETF | -0.7% | -0.73% | 減碼 |
| 43 | BAC 7.25 PERP L債券 | Bank Of America CORP | -0.8% | -23.09% | 減碼 |
根據 SEC 官方 Form 13F 申報備案，AEGON USA Investment Management, LLC 在 Q3 2024 季度的美股持倉總市值約為 US$1.4億，共申報了 35 個公開持股部位。
在 Q3 2024 季度，AEGON USA Investment Management, LLC 按市值排列的前三大核心持股分別為：VTI (66.5%)、WFC 7.5 PERP L (3.9%)、BAC 7.25 PERP L (3.0%)。其中最大持股部位 VTI 佔據整體投資組合約 66.5% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
DUK 4.125 04-15-26
市值: US$186.2萬
本季最大獲利了結 / 清倉標的
RIV
前期市值: US$61.5萬
在 Q3 2024 季度中，AEGON USA Investment Management, LLC 共進行了 31 項持倉異動，包含新建倉 8 個部位、加碼 4 個部位、減碼 11 個部位以及清倉 8 個部位。 其中最大新建倉標的為 DUK 4.125 04-15-26。 本季清倉部位包含 RIV。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。