13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001097278
申報總市值
US$44.6億
US$44.6億
213 檔
16.7%
Advent Capital Management /de/ 在 Q1 2026 季度的美股部位總計估值為 US$44.6億，分散於 213 個持倉標的之中，反映其市場參與廣度與投資規模。
從 Q1 2026 申報觀察，Advent Capital Management /de/ 採取防禦導向的調倉策略，本季減碼 74 檔個股並出清 44 檔部位，顯示機構在該時期進行風險控制與流動性回收。
在資產配置集中度方面，Advent Capital Management /de/ 的前 5 大核心持股（包含 SPY, BAC 7.25 PERP L, UBER 0.875 12-01-28 2028 等）合計佔整體申報市值的 16.7%，反映機構在主要關鍵部位上的權重分佈。
僅顯示前 200 大持股（共 213 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股與成長 | 6.14% | -5.50% | -60.17% | |
| 2 | BAC 7.25 PERP L債券 | Bank Of America CORP | 債券 | 4.91% | -0.79% | -5.17% | |
| 3 | UBER 0.875 12-01-28 2028債券 | Uber Technologies Inc | 債券 | 3.95% | -0.67% | -16.53% | |
| 4 | NEE 7.299 06-01-27債券 | Nextera Energy Inc | 債券 | 3.02% | -0.67% | -2.58% | |
| 5 | VTR 3.75 06-01-26債券 | Ventas Realty LP | 債券 | 2.56% | -2.56% | EXIT | |
| 6 | GPN 1.5 03-01-31債券 | Global Payments Inc | 債券 | 2.45% | -0.54% | -16.31% | |
| 7 | CMS 3.375 05-01-28債券 | Cms Energy CORP | 債券 | 2.34% | -0.27% | -15.14% | |
| 8 | PPL 2.875 03-15-28債券 | Ppl Capital Funding Inc | 債券 | 2.28% | -0.22% | +4.21% | |
| 9 | KKR 6.25 03-01-28 D債券 | Kkr & Co Inc | 債券 | 2.28% | -0.44% | +2.38% | |
| 10 | APO 6.75 07-31-26債券 | Apollo Global Management | 債券 | 2.12% | -0.63% | +2.02% | |
| 11 | DDOG 0 12-01-29債券 | Datadog Inc | 債券 | 2.11% | -1.53% | +110.42% | |
| 12 | AFRM 0.75 12-15-29債券 | Affirm Holdings Inc | 債券 | 1.72% | -0.79% | +45.50% | |
| 13 | SO 7.125 12-15-28 A債券 | Southern Co | 債券 | 1.60% | -0.24% | +22.29% | |
| 14 | BA 6 10-15-27債券 | Boeing Co/the | 債券 | 1.55% | -0.20% | +2.12% | |
| 15 | AVAV 0 07-15-30債券 | Aerovironment Inc | 債券 | 1.55% | +0.08% | +188.94% | |
| 16 | MTH 1.75 05-15-28債券 | Meritage Homes CORP | 債券 | 1.42% | -0.30% | -49.74% | |
| 17 | CNP 4.25 08-15-26債券 | Centerpoint Energy Inc | 債券 | 1.36% | -0.24% | -29.67% | |
| 18 | NEE 3 03-01-27債券 | Nextera Energy Capital | 債券 | 1.35% | -0.20% | -46.04% | |
| 19 | LNTH 2.625 12-15-27債券 | Lantheus Holdings Inc | 債券 | 1.33% | -0.85% | -13.42% | |
| 20 | SO 4.5 06-15-27債券 | Southern Co | 債券 | 1.33% | -0.32% | -19.64% | |
| 21 | PCG 4.25 12-01-27債券 | Pg&e CORP | 債券 | 1.29% | -0.31% | +23.64% | |
| 22 | SMCI 3.5 03-01-29債券 | Super Micro Computer Inc | 債券 | 1.21% | -0.22% | +20.70% | |
| 23 | MCHP 7.5 03-15-28債券 | Microchip Technology Inc | 債券 | 1.20% | -0.16% | +43.55% | |
| 24 | TTEK 2.25 08-15-28債券 | Tetra Tech Inc | 債券 | 1.16% | +0.12% | -9.23% | |
| 25 | WEC 4.375 06-01-29債券 | Wec Energy Group Inc | 債券 | 1.14% | -0.05% | +14.75% | |
| 26 | AKAM 1.125 02-15-29債券 | Akamai Technologies Inc | 債券 | 1.13% | -0.76% | +4.04% | |
| 27 | WDC 3 11-15-28債券 | Western Digital CORP | 債券 | 1.09% | +0.61% | +63.53% | |
| 28 | GWRE 1.25 11-01-29債券 | Guidewire Software Inc | 債券 | 1.06% | -0.35% | +229.33% | |
| 29 | SNOW 0 10-01-29債券 | Snowflake Inc | 債券 | 1.05% | +0.38% | +29.78% | |
| 30 | VAC 3.25 12-15-27債券 | Marriott Vacation Worldw | 債券 | 1.05% | -0.19% | -6.90% | |
| 31 | ARES 6.75 10-01-27 B債券 | Ares Management CORP | 債券 | 0.96% | -0.16% | +1.37% | |
| 32 | RIVN 3.625 10-15-30債券 | Rivian Auto Inc | 債券 | 0.93% | +0.07% | +438.77% | |
| 33 | PSN 2.625 03-01-29債券 | Parsons CORP | 債券 | 0.89% | -0.15% | -2.32% | |
| 34 | DUK 4.125 04-15-26債券 | Duke Energy CORP | 債券 | 0.89% | -0.89% | EXIT | |
| 35 | TCOM 0.75 06-15-29債券 | Trip.com Group LTD | 債券 | 0.87% | -0.31% | +51.40% | |
| 36 | DKNG 0 03-15-28債券 | Draftkings Holdings Inc | 債券 | 0.81% | -0.16% | -33.41% | |
| 37 | RUN 4 03-01-30債券 | Sunrun Inc | 債券 | 0.81% | -0.12% | +141.62% | |
| 38 | ACVT | Advent Convertible Bond ETF | ETF-其他 | 0.78% | -0.11% | +9.42% | |
| 39 | MSTR 0.875 03-15-31債券 | Strategy Inc | 債券 | 0.77% | +0.03% | +307.89% | |
| 40 | LYV 2.875 01-15-30債券 | Live Nation Entertainmen | 債券 | 0.74% | -0.16% | -61.98% | |
| 41 | ENPH 0 03-01-28債券 | Enphase Energy Inc | 債券 | 0.68% | -0.21% | +4.13% | |
| 42 | HPE 7.625 09-01-27債券 | Hp Enterprise Co | 債券 | 0.67% | -0.29% | -28.80% | |
| 43 | RIOT 0.75 01-15-30債券 | Riot Platforms Inc | 債券 | 0.65% | -0.27% | +19.55% | |
| 44 | CLSK 0 06-15-30債券 | Cleanspark Inc | 債券 | 0.63% | -0.06% | +77.03% | |
| 45 | ON 0.5 03-01-29債券 | On Semiconductor CORP | 債券 | 0.61% | -0.50% | -28.11% | |
| 46 | HAE 2.5 06-01-29債券 | Haemonetics CORP | 債券 | 0.61% | -0.27% | +28.00% | |
| 47 | TVTX 2.25 03-01-29債券 | Travere Therapeutics Inc | 債券 | 0.61% | -0.60% | +22.38% | |
| 48 | ITRI 1.375 07-15-30債券 | Itron Inc | 債券 | 0.60% | -0.16% | -28.75% | |
| 49 | ETSY 0.125 09-01-27債券 | Etsy Inc | 債券 | 0.59% | -0.06% | -5.76% | |
| 50 | BBIO 2.25 02-01-29債券 | Bridgebio Pharma Inc | 債券 | 0.59% | -0.22% | -8.01% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | DDOG 0 12-01-29債券 | Datadog Inc | +1.4% | +110.42% | 加碼 |
| 2 | AVAV 0 07-15-30債券 | Aerovironment Inc | +1.1% | +188.94% | 加碼 |
| 3 | NEE 7.299 06-01-27債券 | Nextera Energy Inc | +1% | -2.58% | 減碼 |
| 4 | BAC 7.25 PERP L債券 | Bank Of America CORP | +1% | -5.17% | 減碼 |
| 5 | GWRE 1.25 11-01-29債券 | Guidewire Software Inc | +0.8% | +229.33% | 加碼 |
| 6 | RIVN 3.625 10-15-30債券 | Rivian Auto Inc | +0.8% | +438.77% | 加碼 |
| 7 | WDC 3 11-15-28債券 | Western Digital CORP | +0.8% | +63.53% | 加碼 |
| 8 | PPL 2.875 03-15-28債券 | Ppl Capital Funding Inc | +0.8% | +4.21% | 加碼 |
| 9 | AFRM 0.75 12-15-29債券 | Affirm Holdings Inc | +0.7% | +45.50% | 加碼 |
| 10 | SO 7.125 12-15-28 A債券 | Southern Co | +0.7% | +22.29% | 加碼 |
| 11 | MSTR 0.875 03-15-31債券 | Strategy Inc | +0.6% | +307.89% | 加碼 |
| 12 | MCHP 7.5 03-15-28債券 | Microchip Technology Inc | +0.6% | +43.55% | 加碼 |
| 13 | PCG 4.25 12-01-27債券 | Pg&e CORP | +0.5% | +23.64% | 加碼 |
| 14 | RUN 4 03-01-30債券 | Sunrun Inc | +0.5% | +141.62% | 加碼 |
| 15 | VTR 3.75 06-01-26債券 | Ventas Realty LP | +0.5% | -15.93% | 減碼 |
| 16 | WEC 4.375 06-01-29債券 | Wec Energy Group Inc | +0.5% | +14.75% | 加碼 |
| 17 | CMS 3.375 05-01-28債券 | Cms Energy CORP | +0.5% | -15.14% | 減碼 |
| 18 | AKAM 1.125 02-15-29債券 | Akamai Technologies Inc | +0.4% | +4.04% | 加碼 |
| 19 | SMCI 3.5 03-01-29債券 | Super Micro Computer Inc | +0.4% | +20.70% | 加碼 |
| 20 | TCOM 0.75 06-15-29債券 | Trip.com Group LTD | +0.4% | +51.40% | 加碼 |
| 21 | MKSI 1.25 06-01-30債券 | Mks Inc | +0.4% | +231.86% | 加碼 |
| 22 | BA 6 10-15-27債券 | Boeing Co/the | +0.4% | +2.12% | 加碼 |
| 23 | CLSK 0 06-15-30債券 | Cleanspark Inc | +0.4% | +77.03% | 加碼 |
| 24 | UPST 2 10-01-29債券 | Upstart Holdings Inc | +0.3% | +540.26% | 加碼 |
| 25 | MSTR 2.25 06-15-32債券 | Strategy Inc | +0.3% | +224.38% | 加碼 |
| 26 | SNOW 0 10-01-29債券 | Snowflake Inc | +0.3% | +29.78% | 加碼 |
| 27 | MARA 2.125 09-01-31債券 | Mara Holdings Inc | +0.3% | +3804.31% | 加碼 |
| 28 | GPN 1.5 03-01-31債券 | Global Payments Inc | +0.3% | -16.31% | 減碼 |
| 29 | HALO 1 08-15-28債券 | Halozyme Therapeutics In | +0.3% | +3290.95% | 加碼 |
| 30 | COIN 0.25 04-01-30債券 | Coinbase Global Inc | +0.3% | +220.07% | 加碼 |
| 31 | QXO 5.5 05-15-28債券 | Qxo Inc | +0.3% | +38.46% | 加碼 |
| 32 | LNTH 2.625 12-15-27債券 | Lantheus Holdings Inc | +0.3% | -13.42% | 減碼 |
| 33 | SEI 0.25 10-01-31債券 | Solaris Energy Infrastru | +0.3% | +61.60% | 加碼 |
| 34 | RIOT 0.75 01-15-30債券 | Riot Platforms Inc | +0.3% | +19.55% | 加碼 |
| 35 | ACVT | Advent Convertible Bond ETF | +0.3% | +9.42% | 加碼 |
| 36 | VAC 3.25 12-15-27債券 | Marriott Vacation Worldw | +0.2% | -6.90% | 減碼 |
| 37 | UBER 0.875 12-01-28 2028債券 | Uber Technologies Inc | +0.2% | -16.53% | 減碼 |
| 38 | HAE 2.5 06-01-29債券 | Haemonetics CORP | +0.2% | +28.00% | 加碼 |
| 39 | ENPH 0 03-01-28債券 | Enphase Energy Inc | +0.2% | +4.13% | 加碼 |
| 40 | KKR 6.25 03-01-28 D債券 | Kkr & Co Inc | +0.2% | +2.38% | 加碼 |
| 41 | LITE 1.5 12-15-29債券 | Lumentum Holdings Inc | +0.2% | +9.79% | 加碼 |
| 42 | TVTX 2.25 03-01-29債券 | Travere Therapeutics Inc | +0.2% | +22.38% | 加碼 |
| 43 | TTEK 2.25 08-15-28債券 | Tetra Tech Inc | +0.2% | -9.23% | 減碼 |
| 44 | BURL 1.25 12-15-27債券 | Burlington Stores Inc | +0.2% | +233.33% | 加碼 |
| 45 | PSN 2.625 03-01-29債券 | Parsons CORP | +0.2% | -2.32% | 減碼 |
| 46 | APO 6.75 07-31-26債券 | Apollo Global Management | +0.2% | +2.02% | 加碼 |
| 47 | SO 4.5 06-15-27債券 | Southern Co | +0.2% | -19.64% | 減碼 |
| 48 | SOFI 0 10-15-26債券 | Sofi Technologies Inc | +0.2% | +250.35% | 加碼 |
| 49 | PCG 6 12-01-27 A債券 | Pg&e CORP | +0.2% | +0.83% | 加碼 |
| 50 | VSH 2.25 09-15-30債券 | Vishay Intertechnology | +0.1% | -13.25% | 減碼 |
根據 SEC 官方 Form 13F 申報備案，Advent Capital Management /de/ 在 Q1 2026 季度的美股持倉總市值約為 US$44.6億，共申報了 213 個公開持股部位。
在 Q1 2026 季度，Advent Capital Management /de/ 按市值排列的前三大核心持股分別為：SPY (6.1%)、BAC 7.25 PERP L (4.9%)、UBER 0.875 12-01-28 2028 (4.0%)。其中最大持股部位 SPY 佔據整體投資組合約 6.1% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
JBLU 2.5 09-01-29
市值: US$1878.0萬
本季最大獲利了結 / 清倉標的
TYL 0.25 03-15-26
前期市值: US$7929.4萬
在 Q1 2026 季度中，Advent Capital Management /de/ 共進行了 199 項持倉異動，包含新建倉 36 個部位、加碼 45 個部位、減碼 74 個部位以及清倉 44 個部位。 其中最大新建倉標的為 JBLU 2.5 09-01-29。 本季清倉部位包含 TYL 0.25 03-15-26。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。