13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001180391
申报总市值
US$2551.2万
US$2551.2万
56 檔
72.4%
根据最新整理的 13F 季度数据集，Smh Capital Advisors Inc 于 Q1 2026 结束时的管理资产规模为 US$2551.2万。该机构在本季度申报了 56 档美股持仓，呈现出该时期的主要投资地图。
在 Q1 2026，Smh Capital Advisors Inc 操作展现出积极扩展与加仓意向。本季共新建仓 9 个新仓位，并对 21 个既有持股进行加仓（合计增持 30 档），相较减仓与清仓仓位显著占优。
在资产配置集中度方面，Smh Capital Advisors Inc 的前 5 大核心持股（包含 CSWC 5.125 11-15-29, TRIN, CSWC 等）合计占整体申报市值的 72.4%，反映机构在主要关键仓位上的权重分布。
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CSWC 5.125 11-15-29债券 | Capital Southwest CORP | 债券 | 32.84% | -29.24% | -6.58% | |
| 2 | TRIN | Trinity Capital Inc | 股票-其他 | 7.12% | +4.82% | +0.19% | |
| 3 | CSWC | Capital Southwest CORP | 股票-其他 | 4.90% | +2.56% | -0.05% | |
| 4 | VICI | Vici Properties Inc | 股票-房地产 | 3.78% | +1.78% | -0.49% | |
| 5 | RIOT 0.75 01-15-30债券 | Riot Platforms Inc | 债券 | 3.57% | -3.57% | EXIT | |
| 6 | SM | Sm Energy Co | 股票-能源 | 3.30% | +0.53% | — | |
| 7 | PSEC | Prospect Capital CORP | 股票-其他 | 3.15% | -3.15% | EXIT | |
| 8 | MAIN | Main Street Capital CORP | 股票-金融 | 2.83% | +1.62% | +0.01% | |
| 9 | CG | Carlyle Group Inc/the | 股票-金融 | 2.58% | +0.49% | -0.31% | |
| 10 | OWL | Blue Owl Capital Inc | 股票-金融 | 2.25% | +1.27% | +28.52% | |
| 11 | WT 3.25 08-15-29债券 | Wisdomtree Inc | 债券 | 2.10% | +0.83% | +10.04% | |
| 12 | ATEC 0.75 03-15-30债券 | Alphatec Holdings Inc | 债券 | 2.03% | +3.39% | — | |
| 13 | RITM | Rithm Capital CORP | 股票-房地产 | 1.77% | +0.65% | +83.54% | |
| 14 | HTGC | Hercules Capital Inc | 股票-金融 | 1.72% | +1.96% | — | |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股与成长 | 1.51% | +0.85% | +0.12% | |
| 16 | MARA 0 06-01-31债券 | Mara Holdings Inc | 债券 | 1.30% | -1.30% | EXIT | |
| 17 | VWO | Vanguard Ftse Emerging Marke | ETF-新兴市场 | 1.17% | +0.63% | — | |
| 18 | EFA | Ishares Msci Eafe ETF | ETF-其他 | 1.17% | +0.57% | — | |
| 19 | DKS | Dick's Sporting Goods Inc | 股票-周期性消费 | 1.14% | -0.23% | — | |
| 20 | HASI | Ha Sustainable Infrastructur | 股票-金融 | 0.90% | -0.90% | EXIT | |
| 21 | ADX | Adams Diversified Equity | 股票-其他 | 0.81% | +0.52% | +1.29% | |
| 22 | WT | Wisdomtree Inc | 股票-其他 | 0.78% | +0.67% | +5.61% | |
| 23 | NXDT | Nexpoint Diversified Real Es | 股票-其他 | 0.77% | +0.45% | +0.06% | |
| 24 | CSQ | Calamos Strat Ttl Rtrn Fnd | 股票-其他 | 0.72% | +0.51% | +0.12% | |
| 25 | XNIEX | Virtus Equity & Convertible | 股票-其他 | 0.71% | +0.45% | +0.94% | |
| 26 | XAWFX | Alliancebernstein Gl Hi Inc | 股票-其他 | 0.71% | +0.29% | +1.58% | |
| 27 | IIPR | Innovative Industrial Proper | 股票-房地产 | 0.69% | +1.74% | — | |
| 28 | XGDVX | Gabelli Dividend & Income Tr | 股票-其他 | 0.69% | +0.39% | +0.25% | |
| 29 | CGBD | Carlyle Secured Lending Inc | 股票-其他 | 0.68% | +0.23% | — | |
| 30 | EZPW | Ezcorp Inc-cl A | 股票-其他 | 0.66% | +0.58% | — | |
| 31 | HYT | Blackrock CORP Hi Yld | 股票-其他 | 0.64% | +0.28% | +0.38% | |
| 32 | BTZ | Blackrock Credit Allocation | 股票-其他 | 0.63% | +0.26% | +1.08% | |
| 33 | XEVTX | Eaton Vance Tax-adv Dvd Inc | 股票-其他 | 0.62% | +0.39% | -0.29% | |
| 34 | HTD | John Hancock Tax Adv Dvd Inc | 股票-其他 | 0.61% | +0.30% | -0.01% | |
| 35 | APO | Apollo Global Management Inc | 股票-金融 | 0.60% | +0.28% | +1.12% | |
| 36 | AMT | American Tower CORP | 股票-房地产 | 0.59% | -0.59% | EXIT | |
| 37 | LYFT 0.625 03-01-29债券 | Lyft Inc | 债券 | 0.57% | +1.03% | — | |
| 38 | QQQ | Invesco Qqq Trust Series 1 | ETF-科技型 | 0.57% | +0.44% | +0.29% | |
| 39 | ARCC | Ares Capital CORP | 股票-金融 | 0.56% | +1.26% | — | |
| 40 | HPK | Highpeak Energy Inc | 股票-其他 | 0.55% | -0.55% | EXIT | |
| 41 | BL 1 06-01-29债券 | Blackline Inc | 债券 | 0.53% | -0.53% | EXIT | |
| 42 | CCAP | Crescent Capital Bdc Inc | 股票-其他 | 0.52% | +0.14% | — | |
| 43 | RQI | Cohen & Steers Qual Inc Rlty | 股票-其他 | 0.51% | +0.23% | +0.40% | |
| 44 | BIT | Blackrock Multi-sector Inc | 股票-其他 | 0.46% | +0.19% | +1.76% | |
| 45 | NAD | Nuveen Quality Municipal Inc | 股票-其他 | 0.38% | +0.18% | -3.30% | |
| 46 | XNEAX | Nuveen Amt-fr Qlty Muni Inc | 股票-其他 | 0.37% | +0.17% | -3.30% | |
| 47 | AFB | Allianceberstein Ntl Muni | 股票-其他 | 0.37% | +0.18% | -3.21% | |
| 48 | EIM | Eaton Vance Municipal Bond | 股票-其他 | 0.37% | +0.15% | -2.99% | |
| 49 | TEI | Templeton Emrg Mkts Inc | 股票-其他 | 0.36% | +0.22% | +0.48% | |
| 50 | OBDC | Blue Owl Capital CORP | 股票-金融 | 0.33% | +0.52% | — |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | CSWC 5.125 11-15-29债券 | Capital Southwest CORP | +8.3% | -6.58% | 减仓 |
| 2 | SM | Sm Energy Co | +3.3% | NEW | 新建仓 |
| 3 | ATEC 0.75 03-15-30债券 | Alphatec Holdings Inc | +2% | NEW | 新建仓 |
| 4 | TRIN | Trinity Capital Inc | +2% | +0.19% | 加仓 |
| 5 | CSWC | Capital Southwest CORP | +1.4% | -0.05% | 减仓 |
| 6 | RIOT 0.75 01-15-30债券 | Riot Platforms Inc | +1% | — | 不变 |
| 7 | RITM | Rithm Capital CORP | +1% | +83.54% | 加仓 |
| 8 | VICI | Vici Properties Inc | +1% | -0.49% | 减仓 |
| 9 | PSEC | Prospect Capital CORP | +0.9% | -0.01% | 减仓 |
| 10 | WT 3.25 08-15-29债券 | Wisdomtree Inc | +0.9% | +10.04% | 加仓 |
| 11 | EZPW | Ezcorp Inc-cl A | +0.7% | NEW | 新建仓 |
| 12 | ARCC | Ares Capital CORP | +0.6% | NEW | 新建仓 |
| 13 | CCAP | Crescent Capital Bdc Inc | +0.5% | NEW | 新建仓 |
| 14 | MAIN | Main Street Capital CORP | +0.5% | +0.01% | 加仓 |
| 15 | MARA 0 06-01-31债券 | Mara Holdings Inc | +0.5% | — | 不变 |
| 16 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.4% | +0.12% | 加仓 |
| 17 | WT | Wisdomtree Inc | +0.3% | +5.61% | 加仓 |
| 18 | HASI | Ha Sustainable Infrastructur | +0.3% | -0.18% | 减仓 |
| 19 | EFA | Ishares Msci Eafe ETF | +0.3% | — | 不变 |
| 20 | OBDC | Blue Owl Capital CORP | +0.3% | NEW | 新建仓 |
| 21 | VWO | Vanguard Ftse Emerging Marke | +0.3% | — | 不变 |
| 22 | DKS | Dick's Sporting Goods Inc | +0.3% | — | 不变 |
| 23 | CG | Carlyle Group Inc/the | +0.3% | -0.31% | 减仓 |
| 24 | NXDT | Nexpoint Diversified Real Es | +0.3% | +0.06% | 加仓 |
| 25 | CION | Cion Investment CORP | +0.3% | NEW | 新建仓 |
| 26 | RWAY | Runway Growth Finance CORP | +0.3% | NEW | 新建仓 |
| 27 | NMFC | New Mountain Finance CORP | +0.3% | NEW | 新建仓 |
| 28 | IIPR | Innovative Industrial Proper | +0.2% | — | 不变 |
| 29 | OWL | Blue Owl Capital Inc | +0.2% | +28.52% | 加仓 |
| 30 | ADX | Adams Diversified Equity | +0.2% | +1.29% | 加仓 |
| 31 | HTD | John Hancock Tax Adv Dvd Inc | +0.2% | -0.01% | 减仓 |
| 32 | XAWFX | Alliancebernstein Gl Hi Inc | +0.2% | +1.58% | 加仓 |
| 33 | XGDVX | Gabelli Dividend & Income Tr | +0.2% | +0.25% | 加仓 |
| 34 | XNIEX | Virtus Equity & Convertible | +0.2% | +0.94% | 加仓 |
| 35 | RQI | Cohen & Steers Qual Inc Rlty | +0.2% | +0.40% | 加仓 |
| 36 | HYT | Blackrock CORP Hi Yld | +0.2% | +0.38% | 加仓 |
| 37 | XEVTX | Eaton Vance Tax-adv Dvd Inc | +0.2% | -0.29% | 减仓 |
| 38 | AMT | American Tower CORP | +0.2% | — | 不变 |
| 39 | HTGC | Hercules Capital Inc | +0.2% | — | 不变 |
| 40 | BTZ | Blackrock Credit Allocation | +0.2% | +1.08% | 加仓 |
| 41 | CSQ | Calamos Strat Ttl Rtrn Fnd | +0.1% | +0.12% | 加仓 |
| 42 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | +0.29% | 加仓 |
| 43 | CGBD | Carlyle Secured Lending Inc | +0.1% | — | 不变 |
| 44 | BIT | Blackrock Multi-sector Inc | +0.1% | +1.76% | 加仓 |
| 45 | BL 1 06-01-29债券 | Blackline Inc | +0.1% | — | 不变 |
| 46 | EIM | Eaton Vance Municipal Bond | +0.1% | -2.99% | 减仓 |
| 47 | TEI | Templeton Emrg Mkts Inc | +0.1% | +0.48% | 加仓 |
| 48 | AFB | Allianceberstein Ntl Muni | +0.1% | -3.21% | 减仓 |
| 49 | GROW | U.s. Global Investors Inc-a | +0.1% | +0.07% | 加仓 |
| 50 | LYFT 0.625 03-01-29债券 | Lyft Inc | +0.1% | — | 不变 |
根据 SEC 官方 Form 13F 申报备案，Smh Capital Advisors Inc 在 Q1 2026 季度的美股持仓总市值约为 US$2551.2万，共申报了 56 个公开持股仓位。
在 Q1 2026 季度，Smh Capital Advisors Inc 按市值排列的前三大核心持股分别为：CSWC 5.125 11-15-29 (32.8%)、TRIN (7.1%)、CSWC (4.9%)。其中最大持股仓位 CSWC 5.125 11-15-29 占据整体投资组合约 32.8% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
SM
市值: US$116.8万
本季最大获利了结 / 清仓标的
WT 3.25 06-15-26
前期市值: US$1081.2万
在 Q1 2026 季度中，Smh Capital Advisors Inc 共进行了 51 项持仓异动，包含新建仓 9 个仓位、加仓 21 个仓位、减仓 13 个仓位以及清仓 8 个仓位。 其中最大新建仓标的为 SM。 本季清仓仓位包含 WT 3.25 06-15-26。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。